Hedge Fund Database

THE PACIFIC FINANCIAL GROUP, INC.

PACIFIC FINANCIAL GROUP INC Legal Name

Adviser information for THE PACIFIC FINANCIAL GROUP, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 67
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 21
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 637

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 18,467 $3.7B
Non-Discretionary 306 $52.9M
Total 18,773 $3.7B

Clients

Type Number RAUM
Individuals 14,993 $3.2B
HNW Individuals 385 $541.5M
Banking or thrift institutions 0 $0
Investment companies 9 $3.1M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.1M
Charitable organizations <5 $6.4M
State or municipal gov entities 0 $0
Other investment advisers <5 $50,270
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $12.7M
Other 14 $2.8M
Type Number
No. of Non-RAUM Clients 400
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-18151
SEC ERA File Number 801-18151
SEC CIK Numbers 1279926
SEC CRD Numbers 105203
Legal Entity Identifier 0012408718

Principal Office

11811 NE FIRST ST
SUITE 201
BELLEVUE
WA
United States
Monday - Friday, MON-FRI 7AM-4PM
Tel: 425 451-7722, Fax: 425 451-7731

Websites

www.linkedin/company/the-pacific-financial-group-inc-/ www.tpfg.com www.riskproadvisor.com www.linkedin.com/company/riskpro%c2%ae/ www.tpfg.com/market-movement-solutions www.youtube.com/channel/uc5fyzp6qajdrjo9zzpxsrig

Chief Compliance Officer

LINDA HOARD
CHIEF COMPLIANCE OFFICER
11811 NE FIRST ST
SUITE 201
BELLEVUE
WA
United States
Tel: 425-451-7722
Fax: 425-451-7731
(Full email address available in API data)

Regulatory Contact

BRITINI JENNINGS
COMPLIANCE OFFICER
11811 NE FIRST ST
SUITE 201
BELLEVUE
WA
United States
Tel: 425-451-7722
(Full email address available in API data)

Industry Affiliates

PACIFIC FINANCIAL GROUP, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MEADE, MEGAN, MCCLENDON Individual – MANAGING MEMBER 03/2024 < 5%
DILDINE, YVONNE, JILL Individual – CHIEF FINANCIAL OFFICER 12/2008 < 5%
PACIFIC HOLDINGS GROUP, LLC Domestic Entity – SHAREHOLDER 09/2017 > 75%
MEADE, MEGAN, MCCLENDON Individual PACIFIC HOLDINGS GROUP, LLC MANAGER 09/2017 50-75%
Hoard, Linda, Jane Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%
Mills, James, Chris Individual – CHIEF EXECUTIVE OFFICER 03/2024 < 5%
SCALZO, NICHOLAS, BRAUN Individual – MANAGING MEMBER 03/2024 < 5%

No. Employees, Historic

4,0002,0000201920202021202220232024202560 on 10/24/201960 on 3/30/202060 on 5/1/202060 on 6/24/202060 on 7/31/202060 on 3/30/202160 on 5/11/202160 on 6/21/202160 on 8/2/202160 on 8/12/202160 on 11/8/202159 on 3/31/202259 on 6/13/202259 on 6/21/20223469 on 8/2/20223469 on 8/10/20223469 on 11/3/202285 on 3/22/202385 on 3/27/202385 on 4/24/202367 on 3/27/2024

RAUM, Historic

4B2B020192020202120222023202420252564604025 on 10/24/20192336318385 on 3/30/20202336318385 on 5/1/20202336318385 on 6/24/20202336318385 on 7/31/20203156607509 on 3/30/20213156607509 on 5/11/20213156607509 on 6/21/20213156607509 on 8/2/20213156607509 on 8/12/20213156607509 on 11/8/20213916286973 on 3/31/20223916286973 on 6/13/20223916286973 on 6/21/20223271920800 on 8/2/20223271920800 on 8/10/20223271920800 on 11/3/20223039889861 on 3/22/20233039889861 on 3/27/20233039889861 on 4/24/20233734718964 on 3/27/2024

No. Clients, Historic

30,00015,0000201920202021202220232024202518254 on 10/24/201915396 on 3/30/202015396 on 5/1/202015396 on 6/24/202015396 on 7/31/202015230 on 3/30/202115230 on 5/11/202115230 on 6/21/202115230 on 8/2/202115230 on 8/12/202115230 on 11/8/202119797 on 3/31/202219797 on 6/13/202219797 on 6/21/202220457 on 8/2/202220457 on 8/10/202220457 on 11/3/202219567 on 3/22/202319567 on 3/27/202319567 on 4/24/202315418 on 3/27/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMPLIFY ETF TR CWP ENHANCED DIV 563K 15K –
APPLE INC COM 276K 1K –
ETFS GOLD TR PHYSCL GOLD SHS 1M 62K –
FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 1M 45K –
INVESCO QQQ TR UNIT SER 1 16M 34K –
ISHARES TR S&P 500 VAL ETF 7M 39K –
ISHARES TR RUS TP200 GR ETF 532K 2K –
ISHARES TR MBS ETF 882K 10K –
ISHARES TR RUS MDCP VAL ETF 283K 2K –
ISHARES TR CORE S&P500 ETF 22M 39K –
ISHARES TR AGENCY BOND ETF 356K 3K –
ISHARES TR 3 7 YR TREAS BD 969K 8K –
ISHARES TR CORE US AGGBD ET 1M 11K –
ISHARES TR 1 3 YR TREAS BD 2M 27K –
ISHARES TR 7-10 YR TRSY BD 265K 3K –
ISHARES TR S&P MC 400VL ETF 2M 15K –
ISHARES TR SP SMCP600VL ETF 2M 15K –
ISHARES TR MRGSTR MD CP ETF 6M 81K –
ISHARES TR MSCI EAFE ETF 239K 3K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR S&P SML 600 GWT 2M 17K –
ISHARES TR US TREAS BD ETF 882K 39K –
ISHARES TR CORE DIV GRWTH 6M 97K –
ISHARES TR CORE S&P SCP ETF 8M 79K –
ISHARES TR RUS MID CAP ETF 930K 11K –
ISHARES TR S&P MC 400GR ETF 3M 38K –
ISHARES TR RUS TP200 VL ETF 278K 4K –
ISHARES TR RUSSELL 2000 ETF 2M 8K –
ISHARES TR SHORT TREAS BD 257K 2K –
ISHARES TR RUS 1000 VAL ETF 993K 6K –
ISHARES TR RUS 1000 ETF 1M 4K –
ISHARES TR S&P 500 GRWT ETF 10M 108K –
ISHARES TR CORE S&P MCP ETF 5M 90K –
SPDR DOW JONES INDL AVERAGE UT SER 1 855K 2K –
SPDR S&P 500 ETF TR TR UNIT 5M 10K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1M 2K –
SPDR SER TR PRTFLO S&P500 VL 5M 109K –
SPDR SER TR PORTFOLIO INTRMD 3M 79K –
SPDR SER TR BLOOMBERG 1-3 MO 866K 9K –
SPDR SER TR PORTFOLIO S&P500 1M 22K –
VANGUARD BD INDEX FDS SHORT TRM BOND 1M 18K –
VANGUARD BD INDEX FDS INTERMED TERM 987K 13K –
VANGUARD BD INDEX FDS LONG TERM BOND 241K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 748K 10K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 531K 11K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS S&P 500 ETF SHS 576K 1K –
VANGUARD INDEX FDS LARGE CAP ETF 1M 4K –
VANGUARD INDEX FDS GROWTH ETF 4M 10K –
VANGUARD INDEX FDS VALUE ETF 3M 16K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 276K 6K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 1M 20K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 254K 6K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 408K 7K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 567K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 830K 17K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 477K 7K –