MISSIONSQUARE RETIREMENT
INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION Legal Name
Adviser information for MISSIONSQUARE RETIREMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 623 |
|---|---|
| Investment Advisory/Research | 224 |
| Registered Broker-Dealer Representatives | 234 |
| Registered State Investment Advisers | 192 |
| Licensed Agents of an Insurance Company | 97 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $668.2M |
| Total | 1 | $668.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $668.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 54311 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-18273 |
|---|---|
| SEC ERA File Number | 801-18273 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108783 |
| Legal Entity Identifier | 549300HLLXMKYYEPEG73 |
Principal Office
777 NORTH CAPITOL STREET NE, SUITE 600WASHINGTON
DC
United States
Monday - Friday, 8:30AM TO 5:00PM EASTERN TIME
Tel: 202-962-4600, Fax: 202-962-4601
Websites
investments.missionsq.org
www.linkedin.com/company/missionsquareretirement
www.twitter.com/msqinstitute
www.slge.org
www.twitter.com/mission_square
www.facebook.com/missionsquareretirement
www.instagram.com/missionsquareretirement
www.vantagepointfunds.org
www.missionsq.org
www.linkedin.com/company/missionsquareresearchinstitute
www.youtube.com/c/missionsquareretirement
www.linkedin.com/company/icma-rc
www.icmarc.org
www.youtube.com/user/cslge
Chief Compliance Officer
CLIFF RICHARDS
CHIEF COMPLIANCE OFFICER
777 NORTH CAPITOL STREET, NE
SUITE 600
WASHINGTON
DC
United States
Tel:
202-962-6947
Fax:
202-962-4601
C********@************G
(Full email address available in API data)
Regulatory Contact
LARISSA POWELL
DEPUTY GENERAL COUNSEL
777 NORTH CAPITOL STREET, NE
SUITE 600
WASHINGTON
DC
United States
Tel:
202-962-8249
Fax:
202-962-4601
L******@************G
(Full email address available in API data)
Industry Affiliates
| MISSIONSQUARE INVESTMENT SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MISSIONSQUARE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VANTAGETRUST COMPANY, LLC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WICKER, WAYNE, ANTHONY | Individual | – | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | 09/2004 | < 5% |
| SANTANA, DEANNA, JAY | Individual | – | DIRECTOR | 01/2016 | < 5% |
| JONES, ROBERT, GOETZ | Individual | – | DIRECTOR | 09/2016 | < 5% |
| Ott, Marc, Anthony | Individual | – | DIRECTOR | 11/2016 | < 5% |
| STEER, CYNTHIA, FRYER | Individual | – | DIRECTOR | 01/2018 | < 5% |
| CLARKE, BRIAN, WILLIAM | Individual | – | DIRECTOR | 01/2019 | < 5% |
| Shi, Dai | Individual | – | TREASURER, SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 08/2020 | < 5% |
| MAULDIN-JONES, OPAL, DLYNN | Individual | – | DIRECTOR | 01/2021 | < 5% |
| RICHARDS, CLIFF, LAWRENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| MONTEZ, ANGELA, CUTTINA | Individual | – | SECRETARY, SENIOR VICE PRESIDENT, CHIEF LEGAL, CORPORATE & GOVERNMENT AFFAIRS OFFICER | 05/2023 | < 5% |
| COYNE, JOSEPH, VICTOR | Individual | – | DIRECTOR | 01/2023 | < 5% |
| MIYASATO, MONA | Individual | – | DIRECTOR | 01/2023 | < 5% |
| SANTANA, DEANNA, JAY | Individual | – | ACTING PRESIDENT & CEO | 04/2023 | < 5% |
| WHITING, ANDREW, RAYMOND | Individual | – | SENIOR VICE PRESIDENT & CHIEF SALES OFFICER | 04/2023 | < 5% |
| SMITH, LYNNE, CAROLE | Individual | – | SENIOR VICE PRESIDENT, CHIEF CLIENT EXPERIENCE & TECHNOLOGY OFFICER | 12/2020 | < 5% |
| GIBSON, JEFFREY, ALLEN | Individual | – | ACTING CHIEF PRODUCT & STRATEGY OFFICER | 12/2023 | < 5% |
| BROWN, TROY, SCOTT | Individual | – | DIRECTOR | 01/2024 | < 5% |