SCHULTZ FINANCIAL GROUP INCORPORATED
Adviser information for SCHULTZ FINANCIAL GROUP INCORPORATED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 470 | $193.5M |
| Total | 470 | $193.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 74 | $26.7M |
| HNW Individuals | 50 | $163.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.5M |
| Charitable organizations | <5 | $426,962 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-18297 |
|---|---|
| SEC ERA File Number | 801-18297 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108724 |
| Legal Entity Identifier | None |
Principal Office
5190 NEIL ROADSUITE 450
RENO
NV
United States
Monday - Friday, 8:30 AM-5:00 PM
Tel: 775-850-5620, Fax: 775-850-5639
Chief Compliance Officer
JENNIFER SPECTER
CHIEF OPERATIONS OFFICER
5190 NEIL ROAD
SUITE 450
RENO
NV
United States
Tel:
775-284-7591
Fax:
775-850-5639
J*******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHULTZ, RUSSELL, COREY | Individual | – | CEO | 11/1982 | < 5% |
| SCHULTZ, VICKI, PAULA | Individual | – | EXECUTIVE VICE PRESIDENT | 05/1984 | < 5% |
| SPECTER, JENNIFER, LEIGH | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 08/2016 | 10-25% |
| SCHULTZ FAMILY 2005 TRUST | Domestic Entity | – | SHAREHOLDER | 08/2005 | > 75% |
| SCHULTZ, RUSSELL, COREY | Individual | SCHULTZ FAMILY 2005 TRUST | TRUSTEE | 08/2005 | 50-75% |
| SCHULTZ, VICKI, PAULA | Individual | SCHULTZ FAMILY 2005 TRUST | TRUSTEE | 08/2005 | 50-75% |
| Dalbey, Alyssa, Jane | Individual | – | VICE PRESIDENT | 12/2022 | 5-10% |