OSTERWEIS CAPITAL MANAGEMENT
OSTERWEIS CAPITAL MANAGEMENT INC Legal Name
Adviser information for OSTERWEIS CAPITAL MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $445.3M |
| Non-Discretionary | 0 | $0 |
| Total | 47 | $445.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 46 | $286.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $146.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $12.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
ONE MARITIME PLAZA, STE 800SAN FRANCISCO
CA
United States
Monday - Friday, 7:00AM - 5:00 PM
Tel: 415-434-4441, Fax: 415-434-0918
Chief Compliance Officer
JOHN F. TAVERNETTI
VP AND CHIEF COMPLIANCE OFFICER
ONE MARITIME PLAZA, STE 800
SAN FRANCISCO
CA
United States
Tel:
415-434-4441
Fax:
415-434-0918
J**************@************M
(Full email address available in API data)
Regulatory Contact
CATHERINE C. HALBERSTADT
CO-CEO & CO-PRESIDENT
ONE MARITIME PLAZA, STE 800
SAN FRANCISCO
CA
United States
Tel:
415-434-4441
Fax:
415-434-0918
C****************@************M
(Full email address available in API data)
Industry Affiliates
| OSTERWEIS CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OSTERWEIS, JOHN, STEVEN | Individual | – | CHAIRMAN | 05/2016 | < 5% |
| OSTERWEIS REVOCABLE TRUST, U/A/DATED 09/13/1993 | Domestic Entity | – | SHAREHOLDER | 01/1994 | 10-25% |
| OSTERWEIS, JOHN, STEVEN | Individual | – | TRUSTEE, OSTERWEIS REVOCABLE TRUST | 01/1994 | < 5% |
| TAVERNETTI, JOHN, FOXON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2005 | < 5% |
| HERMANSKI, GREGORY, SCOTT | Individual | – | TRUSTEE, HERMANSKI FAMILY TRUST | 01/2004 | < 5% |
| CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 01/2004 | 10-25% |
| KAUFMAN, CARL, PHILIP | Individual | – | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | 01/2004 | < 5% |
| ANGOVE, MARTHA, ELIZABETH | Individual | – | TRUSTEE, CARL KAUFMAN & MARTHA ANGOVE REVOCABLE TRUST | 01/2004 | < 5% |
| HALBERSTADT, CATHERINE | Individual | – | CO-CEO AND CO-PRESIDENT | 04/2017 | < 5% |
| HERMANSKI FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 01/2004 | 5-10% |
| HERMANSKI, REBECCA, DAWN | Individual | – | TRUSTEE, HERMANSKI FAMILY TRUST | 01/2004 | < 5% |
| CHANG, SARAH | Individual | – | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | 01/2017 | < 5% |
| EUBANKS, SHAWN, MICHAEL | Individual | – | TRUSTEE, EUBANKS/CHANG FAMILY TRUST | 01/2017 | < 5% |
| EUBANKS/CHANG FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 01/2017 | 5-10% |
| OCM STOCK HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 01/2017 | 10-25% |
| KANE FAMILY TRUST DTD 6/27/2005 | Domestic Entity | – | SHAREHOLDER | 01/2018 | 5-10% |
| KANE, BRADLEY, MORGAN | Individual | – | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | 01/2018 | < 5% |
| KANE, RACHEL, ZENNER | Individual | – | TRUSTEE, KANE FAMILY TRUST DTD 6/27/2005 | 01/2018 | < 5% |
| KAUFMAN, CARL, PHILIP | Individual | – | CO-CEO AND CO-PRESIDENT | 04/2017 | < 5% |
| HALBERSTADT, CATHERINE | Individual | – | SHAREHOLDER | 01/2018 | 5-10% |
| COLEMAN, JOHN, SCOTT | Individual | – | DIRECTOR | 04/2022 | < 5% |
| MACLELLAN, JOHN, STEPHEN | Individual | – | DIRECTOR | 04/2022 | < 5% |
| MANCHUCK, CRAIG, LEONARD | Individual | – | SHAREHOLDER | 05/2022 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 394K | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ABBVIE INC | COM | 755K | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ACADEMY SPORTS & OUTDOORS IN | COM | 6M | 113K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ACM RESH INC | COM CL A | 5M | 235K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ADOBE INC | COM | 11M | 19K | – |
| ADOBE INC | COM | 29M | 52K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ADVANCED MICRO DEVICES INC | COM | 10M | 64K | – |
| ADVANCED MICRO DEVICES INC | COM | 23M | 143K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AGILENT TECHNOLOGIES INC | COM | 16M | 123K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AGILENT TECHNOLOGIES INC | COM | 6M | 43K | – |
| AGILYSYS INC | COM | 11M | 103K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AIR PRODS & CHEMS INC | COM | 26M | 100K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AIR PRODS & CHEMS INC | COM | 10M | 40K | – |
| AIRBNB INC | COM CL A | 260K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AKOYA BIOSCIENCES INC | COM | 295K | 126K | – |
| ALIGN TECHNOLOGY INC | COM | 51K | 211 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ALPHA TEKNOVA INC | COM | 213K | 155K | – |
| ALPHABET INC | CAP STK CL A | 877K | 5K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ALPHABET INC | CAP STK CL C | 64M | 347K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ALPHABET INC | CAP STK CL C | 27M | 145K | – |
| AMAZON COM INC | COM | 19M | 96K | – |
| AMAZON COM INC | COM | 45M | 232K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AMERICAN EXPRESS CO | COM | 199K | 858 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AMETEK INC | COM | 6M | 39K | – |
| AMETEK INC | COM | 17M | 102K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AMGEN INC | COM | 99K | 318 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AMICUS THERAPEUTICS INC | COM | 7M | 689K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ANALOG DEVICES INC | COM | 33M | 143K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ANALOG DEVICES INC | COM | 11M | 47K | – |
| APPLE INC | COM | 211K | 1K | – |
| APPLE INC | COM | 7M | 33K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| APPLIED MATLS INC | COM | 19M | 81K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| APPLIED MATLS INC | COM | 9M | 37K | – |
| APTARGROUP INC | COM | 72K | 510 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ASTRAZENECA PLC | SPONSORED ADR | 61K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AUTODESK INC | COM | 4M | 16K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AUTOZONE INC | COM | 20M | 7K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AUTOZONE INC | COM | 8M | 3K | – |
| AVANTOR INC | COM | 40K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| AXON ENTERPRISE INC | COM | 8M | 26K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BANK HAWAII CORP | COM | 57K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BECTON DICKINSON & CO | COM | 29M | 123K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BECTON DICKINSON & CO | COM | 10M | 44K | – |
| BERKLEY W R CORP | COM | 277K | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BERKSHIRE HATHAWAY INC DEL | CL A | 2M | 4 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 82M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BIO-TECHNE CORP | COM | 12M | 173K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BLACKLINE INC | NOTE 0.125% 8/0 | 52M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BOEING CO | COM | 145K | 796 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BOOT BARN HLDGS INC | COM | 3M | 24K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BOSTON SCIENTIFIC CORP | COM | 21M | 273K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BOSTON SCIENTIFIC CORP | COM | 10M | 126K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 147K | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BROADCOM INC | COM | 23M | 14K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BROADCOM INC | COM | 8M | 5K | – |
| BROWN & BROWN INC | COM | 25M | 278K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| BROWN & BROWN INC | COM | 9M | 103K | – |
| CARRIER GLOBAL CORPORATION | COM | 32K | 500 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| CAVCO INDS INC DEL | COM | 10M | 29K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| CHEVRON CORP NEW | COM | 266K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| CHEVRON CORP NEW | COM | 30K | 190 | – |
| CLEARWATER ANALYTICS HLDGS I | CL A | 5M | 255K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| COCA COLA CO | COM | 11K | 168 | – |
| CONOCOPHILLIPS | COM | 78K | 679 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| COPART INC | COM | 14K | 260 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| COSTCO WHSL CORP NEW | COM | 762K | 897 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| CRANE COMPANY | COMMON STOCK | 290K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| CRANE NXT CO | COM | 123K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| DANAHER CORPORATION | COM | 18M | 71K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| DANAHER CORPORATION | COM | 7M | 29K | – |
| DISNEY WALT CO | COM | 40K | 400 | – |
| DISNEY WALT CO | COM | 312K | 3K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| DUOLINGO INC | CL A COM | 12M | 57K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| E L F BEAUTY INC | COM | 12M | 58K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| EASTGROUP PPTYS INC | COM | 26M | 153K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| EASTGROUP PPTYS INC | COM | 9M | 51K | – |
| ECOLAB INC | COM | 56K | 235 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ELI LILLY & CO | COM | 10M | 11K | – |
| ELI LILLY & CO | COM | 318K | 351 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ENOVA INTL INC | COM | 68K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ENSIGN GROUP INC | COM | 12M | 96K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ENTERPRISE PRODS PARTNERS L | COM | 356K | 12K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 77K | – |
| EQUIFAX INC | COM | 51K | 210 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ESSEX PPTY TR INC | COM | 1M | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ETSY INC | NOTE 0.250% 6/1 | 6M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| EXXON MOBIL CORP | COM | 397K | 3K | – |
| EXXON MOBIL CORP | COM | 820K | 7K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| EZCORP INC | NOTE 2.375% 5/0 | 12M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| FAIR ISAAC CORP | COM | 3M | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| FASTENAL CO | COM | 124K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| FIRST WATCH RESTAURANT GROUP | COM | 9M | 486K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| FIRSTSERVICE CORP NEW | COM | 14M | 95K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| FISERV INC | COM | 234K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| FORD MTR CO DEL | NOTE 3/1 | 6M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| GALLAGHER ARTHUR J & CO | COM | 196K | 757 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| GENERAC HLDGS INC | COM | 11M | 86K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| GUIDEWIRE SOFTWARE INC | COM | 13M | 96K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| HAEMONETICS CORP MASS | NOTE 3/0 | 16M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| HANNON ARMSTRONG SUST INFR C | COM | 71K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| HEICO CORP NEW | COM | 150K | 671 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| HOME DEPOT INC | COM | 772K | 2K | – |
| HOME DEPOT INC | COM | 350K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| HONEYWELL INTL INC | COM | 175K | 821 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| IDEXX LABS INC | COM | 70K | 143 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| INNOSPEC INC | COM | 12M | 95K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| INTEGRAL AD SCIENCE HLDNG CO | COM | 139K | 14K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| INTERNATIONAL BUSINESS MACHS | COM | 132K | 765 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 9K | – |
| INTUITIVE SURGICAL INC | COM NEW | 79K | 177 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ISHARES TR | CORE 1 5 YR USD | 426K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ISHARES TR | CORE S&P500 ETF | 83K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ISHARES TR | EXPND TEC SC ETF | 1M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| JAMF HLDG CORP | NOTE 0.125% 9/0 | 9M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 70M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 7M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 9M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| JOHNSON & JOHNSON | COM | 407K | 3K | – |
| JOHNSON & JOHNSON | COM | 681K | 5K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| KBR INC | COM | 12M | 181K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| KENVUE INC | COM | 142K | 8K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| KEYSIGHT TECHNOLOGIES INC | COM | 21M | 155K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| KEYSIGHT TECHNOLOGIES INC | COM | 8M | 57K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 24M | 105K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| L3HARRIS TECHNOLOGIES INC | COM | 10M | 44K | – |
| LAMAR ADVERTISING CO NEW | CL A | 10M | 81K | – |
| LAMAR ADVERTISING CO NEW | CL A | 21M | 179K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| LANTHEUS HLDGS INC | COM | 5M | 64K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| LENDINGTREE INC | NOTE 0.500% 7/1 | 26M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| LEVI STRAUSS & CO NEW | CL A COM STK | 148K | 8K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| LINCOLN ELEC HLDGS INC | COM | 340K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| LYFT INC | CL A COM | 86K | 6K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MACOM TECH SOLUTIONS HLDGS I | COM | 12M | 106K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MAGNOLIA OIL & GAS CORP | CL A | 10M | 375K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MANHATTAN ASSOCIATES INC | COM | 7M | 28K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MCDONALDS CORP | COM | 24K | 93 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MERCK & CO INC | COM | 542K | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MERCK & CO INC | COM | 53K | 428 | – |
| META PLATFORMS INC | CL A | 13M | 25K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| METTLER TOLEDO INTERNATIONAL | COM | 70K | 50 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MICRON TECHNOLOGY INC | COM | 7M | 51K | – |
| MICRON TECHNOLOGY INC | COM | 17M | 129K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MICROSOFT CORP | COM | 82M | 184K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MICROSOFT CORP | COM | 30M | 67K | – |
| MID-AMER APT CMNTYS INC | COM | 128K | 900 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MODINE MFG CO | COM | 10M | 100K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| MORGAN STANLEY | COM NEW | 57K | 587 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NATERA INC | COM | 9M | 85K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NETFLIX INC | COM | 67K | 100 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NEW FOUND GOLD CORP | COM | 88K | 31K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NEXTERA ENERGY INC | COM | 8K | 114 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NIKE INC | CL B | 30K | 400 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NORFOLK SOUTHN CORP | COM | 1M | 6K | – |
| NORFOLK SOUTHN CORP | COM | 427K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NOVARTIS AG | SPONSORED ADR | 7M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| NOVARTIS AG | SPONSORED ADR | 2M | – | – |
| NVIDIA CORPORATION | COM | 1M | 12K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| OLD DOMINION FREIGHT LINE IN | COM | 17M | 96K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| OLD DOMINION FREIGHT LINE IN | COM | 6M | 34K | – |
| ONTO INNOVATION INC | COM | 10M | 44K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ORACLE CORP | COM | 261K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| OREILLY AUTOMOTIVE INC | COM | 21K | 20 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| OTIS WORLDWIDE CORP | COM | 24K | 250 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PALANTIR TECHNOLOGIES INC | CL A | 618K | 24K | – |
| PATRICK INDS INC | NOTE 1.750%12/0 | 8M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PEGASYSTEMS INC | NOTE 0.750% 3/0 | 68M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PEPSICO INC | COM | 202K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PERSPECTIVE THERAPEUTICS INC | COM NEW | 537K | 54K | – |
| PERSPECTIVE THERAPEUTICS INC | COM NEW | 374K | 37K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PIMCO ETF TR | 0-5 HIGH YIELD | 498K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| POOL CORP | COM | 13K | 41 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PROCEPT BIOROBOTICS CORP | COM | 11M | 172K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PROCTER AND GAMBLE CO | COM | 864K | 5K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 15K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PROGRESSIVE CORP | COM | 11M | 53K | – |
| PROGRESSIVE CORP | COM | 25M | 120K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PROGYNY INC | COM | 6M | 208K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PROLOGIS INC. | COM | 91K | 813 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PROSHARES TR | S&P 500 DV ARIST | 426K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| PULSE BIOSCIENCES INC | COM | 11K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| REALTY INCOME CORP | COM | 106K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| RELIANCE INC | COM | 107K | 374 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| REPLIGEN CORP | COM | 5M | 36K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| RIVIAN AUTOMOTIVE INC | COM CL A | 2K | 175 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 8K | 570 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| ROSS STORES INC | COM | 10M | 72K | – |
| ROSS STORES INC | COM | 27M | 189K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| RTX CORPORATION | COM | 114K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| RXSIGHT INC | COM | 7M | 117K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| S&P GLOBAL INC | COM | 161K | 360 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SALESFORCE INC | COM | 693K | 3K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 109K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 3M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 790K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 774K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SERVICENOW INC | COM | 129K | 164 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SKECHERS U S A INC | CL A | 14M | 203K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 8M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SPDR S&P 500 ETF TR | TR UNIT | 138K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SPS COMM INC | COM | 5M | 27K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| STARBUCKS CORP | COM | 72K | 920 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SUMMIT THERAPEUTICS INC | COM | 39K | 5K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SWEETGREEN INC | COM CL A | 10M | 324K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SYNOPSYS INC | COM | 9M | 15K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| SYNOPSYS INC | COM | 4M | 7K | – |
| TARGET CORP | COM | 12M | 78K | – |
| TARGET CORP | COM | 29M | 194K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| TESLA INC | COM | 198K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| TESLA INC | COM | 99K | 500 | – |
| THE TRADE DESK INC | COM CL A | 40K | 411 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| THERMO FISHER SCIENTIFIC INC | COM | 22M | 39K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| THERMO FISHER SCIENTIFIC INC | COM | 8M | 15K | – |
| TJX COS INC NEW | COM | 66K | 600 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| TRANSMEDICS GROUP INC | COM | 9M | 57K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 8M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| UBER TECHNOLOGIES INC | COM | 17K | 238 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| UFP TECHNOLOGIES INC | COM | 9M | 33K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| UNION PAC CORP | COM | 15M | 68K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| UNION PAC CORP | COM | 6M | 25K | – |
| UNITEDHEALTH GROUP INC | COM | 7M | 14K | – |
| UNITEDHEALTH GROUP INC | COM | 19M | 37K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| US BANCORP DEL | COM NEW | 52K | 1K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 147K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 405K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VANGUARD INDEX FDS | GROWTH ETF | 230K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VANGUARD STAR FDS | VG TL INTL STK F | 161K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VANGUARD WORLD FD | MEGA CAP INDEX | 41K | – | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VERIZON COMMUNICATIONS INC | COM | 76K | 2K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VERRA MOBILITY CORP | CL A COM STK | 9M | 323K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VIKING THERAPEUTICS INC | COM | 4M | 84K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VISA INC | COM CL A | 10M | 40K | – |
| VISA INC | COM CL A | 27M | 103K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| VULCAN MATLS CO | COM | 5K | 20 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| WALGREENS BOOTS ALLIANCE INC | COM | 57K | 5K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| WALMART INC | COM | 14K | 210 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| WASTE CONNECTIONS INC | COM | 28M | 161K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| WASTE CONNECTIONS INC | COM | 11M | 62K | – |
| WASTE MGMT INC DEL | COM | 43K | 200 | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| WELLS FARGO CO NEW | COM | 246K | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |
| WORKDAY INC | CL A | 894K | 4K | OSTERWEIS CAPITAL MANAGEMENT LLC/CA |