SCHAFER CULLEN CAPITAL MANAGEMENT INC
Adviser information for SCHAFER CULLEN CAPITAL MANAGEMENT INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 63 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
645 5TH AVE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 212-644-1800, Fax: 212-593-4275
Chief Compliance Officer
KELLY, AIDEN
645 FIFTH AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
212-644-1800
Fax:
212-377-4487
A*****@*****************M
(Full email address available in API data)
Industry Affiliates
| CULLEN CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CULLEN, JAMES, PATRICK | Individual | – | OWNER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 01/2013 | 50-75% |
| CULLEN 2011 DESCENDANTS' TRUST | Domestic Entity | – | OWNER | 04/2011 | 25-50% |
| Kelly, Aiden, John | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| O'Neil, Stephen, J | Individual | – | EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 10th, 2021 for period ending March 31st, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co. | COM | 11K | 56K | – |
| Altria Group Inc. | COM | 7K | 128K | – |
| Ascendas Real Estate Investmen | COM | 2K | 945K | – |
| AT&T Inc. | COM | 13K | 429K | – |
| Bank of America Corp. | COM | 13K | 327K | – |
| BCE Inc. | COM | 12K | 266K | – |
| BNP Paribas SA | COM | 6K | 91K | – |
| British American Tobacco PLC ( | ADR | 2K | 61K | – |
| Broadcom Ltd. | COM | 9K | 19K | – |
| Chevron Corp. | COM | 11K | 106K | – |
| Chubb Ltd. | COM | 12K | 78K | – |
| Cie de Saint-Gobain | COM | 5K | 91K | – |
| Cisco Systems Inc. | COM | 11K | 218K | – |
| Citigroup Inc. | COM | 8K | 107K | – |
| ConocoPhillips | COM | 6K | 119K | – |
| Corning Inc. | COM | 2K | 50K | – |
| Denka Company Ltd. | COM | 4K | 89K | – |
| Diageo PLC (ADR) | ADR | 7K | 42K | – |
| Dow Inc | COM | 7K | 104K | – |
| Duke Energy Corp. | COM | 9K | 88K | – |
| Eli Lilly & Co. | COM | 7K | 37K | – |
| Exxon Mobil Corp. | COM | 7K | 121K | – |
| General Dynamics Corp. | COM | 7K | 41K | – |
| Genuine Parts Co. | COM | 13K | 113K | – |
| Globaltrans Investment PLC GDR | COM | 2K | 292K | – |
| Healthpeak Properties Inc | COM | 8K | 263K | – |
| Intel Corp. | COM | 11K | 174K | – |
| Johnson & Johnson | COM | 13K | 82K | – |
| Johnson Controls International | COM | 18K | 309K | – |
| JP Morgan Chase & Co. | COM | 22K | 146K | – |
| Kimberly-Clark Corp. | COM | 9K | 67K | – |
| Lowe's Cos. Inc. | COM | 9K | 50K | – |
| Medtronic PLC | COM | 9K | 74K | – |
| Merck & Co. Inc. | COM | 8K | 109K | – |
| Microsoft Corp. | COM | 5K | 22K | – |
| MMC Norilsk Nickel PJSC (ADR) | ADR | 2K | 77K | – |
| Morgan Stanley | COM | 13K | 172K | – |
| NextEra Energy Inc | COM | 13K | 178K | – |
| Novartis AG (ADR) | ADR | 13K | 150K | – |
| Pfizer Inc. | COM | 10K | 265K | – |
| Philip Morris International In | COM | 13K | 146K | – |
| Quanta Computer Inc. | COM | 3K | 989K | – |
| Raytheon Technologies Corp. | COM | 17K | 220K | – |
| Sanofi (ADR) | ADR | 2K | 33K | – |
| Siemens AG (ADR) | ADR | 11K | 138K | – |
| Smurfit Kappa Group PLC | COM | 4K | 83K | – |
| Sonic Healthcare Ltd. | COM | 2K | 71K | – |
| Target Corp. | COM | 15K | 76K | – |
| The Travelers Companies Inc. | COM | 6K | 42K | – |
| Total SE (ADR) | ADR | 5K | 114K | – |
| Toyota Motor Corp. (ADR) | ADR | 5K | 35K | – |
| Truist Financial Corp | COM | 11K | 185K | – |
| Unilever PLC (ADR) | ADR | 10K | 171K | – |
| United Parcel Service Inc. | COM | 7K | 41K | – |
| UPM-Kymmene Oyj | COM | 2K | 60K | – |
| Walgreens Boots Alliance Inc. | COM | 5K | 84K | – |
| Welltower Inc. | COM | 9K | 127K | – |
| Zurich Insurance Group AG | COM | 5K | 11K | – |