Hedge Fund Database

PORTFOLIO STRATEGIES INC

Adviser information for PORTFOLIO STRATEGIES INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 120

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 383 $59.5M
Non-Discretionary 0 $0
Total 383 $59.5M

Clients

Type Number RAUM
Individuals 376 $40.9M
HNW Individuals <5 $5.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $13.5M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $157,275
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-18475
SEC ERA File Number 801-18475
SEC CIK Numbers 1423282
SEC CRD Numbers 104685
Legal Entity Identifier None

Principal Office

621 PACIFIC AVENUE SUITE 15
TACOMA
WA
United States
Monday - Friday, 7:00AM TO 3:00PM
Tel: 253-383-1676, Fax: 253-383-1033

Websites

www.portstrat.com www.linkedin.com/company/portfolio-strategies

Chief Compliance Officer

DAVID JAJEWSKI
PRESIDENT
621 PACIFIC AVENUE SUITE 15
TACOMA
WA
United States
Tel: 253-383-1676
Fax: 253-383-1033
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WILLIAMSON, JOHN, DEFORREST Individual – OWNER 03/2000 50-75%
JAJEWSKI, DAVID, JAMES Individual – CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER 01/2009 50-75%
GRIER, LINDSEY, ELAINE Individual – CHIEF FINANCIAL OFFICER 01/2010 < 5%

No. Employees, Historic

105020192020202120222023202420259 on 11/5/20198 on 3/30/20208 on 6/22/20208 on 6/26/20208 on 1/11/20218 on 3/24/20218 on 3/25/20217 on 3/30/20227 on 12/8/20225 on 3/30/20235 on 4/18/20235 on 6/8/20235 on 12/26/20235 on 3/26/2024

RAUM, Historic

200M100M02019202020212022202320242025124931330 on 11/5/2019124776474 on 3/30/2020124776474 on 6/22/2020124776474 on 6/26/2020124776474 on 1/11/2021122780190 on 3/24/2021122780190 on 3/25/202194340766 on 3/30/202294340766 on 12/8/202273004608 on 3/30/202373004608 on 4/18/202373004608 on 6/8/202373004608 on 12/26/202359547202 on 3/26/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251024 on 11/5/2019986 on 3/30/2020986 on 6/22/2020986 on 6/26/2020986 on 1/11/2021772 on 3/24/2021772 on 3/25/2021445 on 3/30/2022445 on 12/8/2022513 on 3/30/2023513 on 4/18/2023513 on 6/8/2023513 on 12/26/2023376 on 3/26/2024

Holdings

From latest 13F, filed February 13th, 2018 for period ending December 31st, 2017
Name Class Value $USD # Shares Private Fund
ATLAS AIR WORLDWIDE HOLDINGS - COMMON STOCK COM 12 200 –
BARRICK GOLD CORP. COM 3 200 –
BLACKROCK MUNIYIELD FUND, INC. COMMON STOCK COM 5 315 –
BLACKROCK MUNIYIELD INSURED FUND, INC. COMMON STOCK COM 154 11K –
BRISTOL MYERS SQUIBB CORPORATION COM 12 200 –
COSTCO WHOLESALE CORP COM 56 300 –
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNERSHIP INT NEW COM 1 44 –
DELEK US HOLDINGS INC NEW COM COM 7 200 –
DELTA AIRLINES INC COM NEW COM 15 269 –
DIREXION SHS ETF TR DAILY S&P 500 BULL 3X SHS COM 18 400 –
ETFS GOLD TR SH COM 5 40 –
FIRST TRUST DJ INTERNET IND COM 2K 17K –
FUELCELL ENERGY INC COM NEW COM 0 33 –
GENERAL ELECTRIC COMPANY COM 3 170 –
GRANITE POINT MORTGAGE TRUST INC COM 1 36 –
GUGGENHEIM S&P 500 PURE VALU COM 126 2K –
ISHARES 20 YEAR TREASURY BO COM 4K 29K –
iShares Core MSCI Emerging Markets ETF COM 114 2K –
iShares Core S&P 500 COM 491 2K –
iShares Core S&P Mid-Cap COM 52 266 –
iShares Core S&P Small-Cap COM 111 1K –
ISHARES FLOATING RATE BOND ETF COM 5 95 –
ISHARES JP MORGAN USD EMERGING MKTS BD ETF COM 7 56 –
ISHARES MSCI ACWI ETF COM 129 2K –
ISHARES MSCI ALL PERU CAPPED COM 65 2K –
ISHARES MSCI CHILE CAPPED ET COM 195 4K –
ISHARES MSCI EAFE ETF COM 2K 26K –
iShares MSCI Eurozone COM 114 3K –
iShares MSCI Japan COM 63 1K –
ISHARES MSCI THAILAND CAPPED COM 65 700 –
ISHARES RUSSELL 1000 GROWTH COM 65 480 –
iShares Russell 2000 COM 14 89 –
ISHARES SELECT DIVIDEND ETF COM 62 633 –
ISHARES TIPS BOND ETF COM 2 21 –
ISHARES TR BARCLAYS 20 YR TREAS BD ETF COM 4 31 –
ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF COM 5 53 –
ISHARES TRANSPORTATION AVERA COM 65 340 –
ISHARES US REAL ESTATE ETF COM 64 796 –
KKR & CO LP DEL COM UNITS COM 4 204 –
NEWMONT MINING CORP COM 8 200 –
OAKTREE SPECIALTY LENDING CORP COM 2 400 –
ORANGE SPONSORED ADR COM 7 400 –
PIMCO ENHANCED SHORT MATURIT COM 10K 205K –
POWERSHARES EM MKT SOVR DEBT COM 129 4K –
POWERSHARES QQQ NASDAQ 100 COM 9K 114K –
PROSHARES SHORT MSCI EMR MKT COM 720 40K –
PROSHARES SHORT RUSSELL2000 COM 723 17K –
PROSHARES ULTRA QQQ COM 4K 59K –
PROSHARES ULTRA RUSSELL2000 COM 258 4K –
PROSHARES ULTRA S&P500 COM 6K 56K –
PROSHARES ULTRAPRO QQQ COM 212 2K –
PROSHARES ULTRAPRO S&P 500 COM 196 1K –
SEARS HOMETOWN & OUTLET STORES INC COM COM 1 200 –
SHORT S&P 500 PROSHARES COM 45 2K –
SILICON MOTION TECHNOLOGY CORPORATION - AMERICAN DEPOSITARY SHARES COM 11 200 –
SPDR BBG BARC 1-3 MONTH TBIL COM 2K 20K –
SPDR BBG BARC HIGH YIELD BND COM 4K 100K –
SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF COM 2 47 –
SPDR S&P BIOTECH ETF COM 2K 22K –
SPDR S&P DIVIDEND ETF COM 60 639 –
SPDR S&P 500 ETF COM 14 102 –
SPDR S&P MidCap 400 ETF COM 65 183 –
TWO HARBORS INVESTMENT CORP COM 3 200 –
Vanguard FTSE Developed Markets ETF COM 135 3K –
Vanguard FTSE Emerging Markets ETF COM 89 2K –
VANGUARD FTSE EUROPE ETF COM 388 7K –
Vanguard Growth ETF COM 13 180 –
VANGUARD HIGH DVD YIELD ETF COM 63 731 –
Vanguard Intermediate-Term Bond ETF COM 4 46 –
Vanguard Long-Term Bond ETF COM 3 37 –
Vanguard Mortgage-Backed Secs ETF COM 4 82 –
Vanguard Short-Term Bond ETF COM 8 98 –
Vanguard Small-Cap ETF COM 30 199 –
Vanguard Total International Bond ETF COM 9 159 –
Vanguard Total World Stock ETF COM 60 782 –
Vanguard Value ETF COM 107 977 –
WESTERN ASSET INTERMEDIATE MUNI FUND INC COM 17 2K –