WESTWOOD MANAGEMENT CORP
Adviser information for WESTWOOD MANAGEMENT CORP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 98 |
|---|---|
| Investment Advisory/Research | 68 |
| Registered Broker-Dealer Representatives | 31 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 307 | $11.9B |
| Non-Discretionary | 0 | $0 |
| Total | 307 | $11.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $209.5M |
| HNW Individuals | 61 | $70.7M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 19 | $5.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $1.1B |
| Pension and profit sharing plans | 12 | $1.2B |
| Charitable organizations | 8 | $258.9M |
| State or municipal gov entities | 19 | $2.7B |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $498.7M |
| Corporations or other businesses | 12 | $87.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 35 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsMODEL PORTFOLIO ADVICE AND LICENSING |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 17.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CONSULTING SOLUTIONS | RBC CAPITAL MARKETS, LLC |
| CES/IMS/FS | MORGAN STANLEY |
| SELECT UMA | MORGAN STANLEY |
| UBS MAC | UBS FINANCIAL SERVICES INC. |
| WELLS FARGO PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
Principal Office
200 CRESCENT COURTSUITE 1200
DALLAS
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 214-756-6900, Fax: 214-756-6979
Websites
www.westwoodgroup.com
twitter.com/westwood_group
linkedin.com/company/1059301/
www.westwoodfunds.com
www.linkedin.com/company/westwoodholdingsgroup
facebook.com/westwoodholdingsgroup/
www.youtube.com/channel/uc1qsc4t_onthi-sc3cirdoq
www.linkedin.com/showcase/westwood-management-corp/
g.page/westwood-holdings-group?gm
www.glassdoor.com/overview/working-at-westwood-holdings-group-ei_ie14318.11,34.htm
Chief Compliance Officer
JOHN A. EHINGER, JR.
SENIOR VICE PRESIDENT - HEAD OF LEGAL, CHIEF COMPLIANCE OFFICER
200 CRESCENT COURT
SUITE 1200
DALLAS
TX
United States
Tel:
214-756-2286
Fax:
214-756-6979
J*******@****************M
(Full email address available in API data)
Regulatory Contact
AMNA ALI KHAN
VICE PRESIDENT, DEPUTY CHIEF COMPLIANCE OFFICER
200 CRESCENT COURT
SUITE 1200
DALLAS
TX
United States
Tel:
214 624 9591
Fax:
214-756-6979
A*******@****************M
(Full email address available in API data)
Industry Affiliates
| BROADMARK ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SALIENT ADVISORS, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SALIENT CAPITAL L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SALIENT ZARVONA II-A GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SALIENT ZARVONA II-B GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SALIENT ZARVONA II-C GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WESTWOOD TRUST | Trust companySponsor, GP, manager of pooled investment vehicles |
| WESTWOOD WEALTH MANAGEMENT | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WHG PF HOLDCO, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MONTGOMERY, SUSAN, BYRNE | Individual | – | CHAIRMAN AND DIRECTOR | 02/1983 | < 5% |
| CASEY, BRIAN, OCONNOR | Individual | – | PRESIDENT AND CEO, DIRECTOR | 01/2006 | < 5% |
| WESTWOOD HOLDINGS GROUP, INC. | Domestic Entity | – | OWNER | 12/2001 | > 75% |
| GOMEZ, FABIAN | Individual | – | CHIEF OPERATING OFFICER | 02/2018 | < 5% |
| Forbes, Murray | Individual | – | SVP, CHIEF FINANCIAL OFFICER, TREASURER | 11/2018 | < 5% |
| Ehinger, John | Individual | – | SENIOR VICE PRESIDENT, HEAD OF LEGAL, CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |