THE FAMILY FIRM, INC.
Adviser information for THE FAMILY FIRM, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 909 | $702.2M |
| Non-Discretionary | 9 | $2.6M |
| Total | 918 | $704.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $26.4M |
| HNW Individuals | 165 | $678.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-18765 |
|---|---|
| SEC ERA File Number | 801-18765 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105270 |
| Legal Entity Identifier | None |
Principal Office
4800 HAMPDEN LNSUITE 520
BETHESDA
MD
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 301-656-3999, Fax: 301-656-0935
Chief Compliance Officer
FRIES, KATHERINE B.
CHIEF COMPLIANCE OFFICER, FINANCIAL ADVISOR, & VICE PRESIDENT
4800 HAMPDEN LN
SUITE 520
BETHESDA
MD
United States
Tel:
301-656-3999
Fax:
301-656-0935
K*****@*************M
(Full email address available in API data)
Regulatory Contact
BAKRI, STACY
PRESIDENT/FINANCIAL ADVISOR
4800 HAMPDEN LN
SUITE 520
BETHESDA
MD
United States
Tel:
301-656-3999
Fax:
301-656-0935
S*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GENDELMAN, NATHAN, JOSEPH | Individual | – | VICE PRESIDENT/DIRECTOR OF INVESTMENTS | 01/2023 | 10-25% |
| FRIES, KATHERINE, BARRETT | Individual | – | CHIEF COMPLIANCE OFFICER, FINANCIAL ADVISOR, & VICE PRESIDENT | 01/2017 | 25-50% |
| BAKRI, STACY, KELLY | Individual | – | PRESIDENT/FINANCIAL ADVISOR | 01/2023 | 25-50% |