HINSDALE ASSOCIATES
HINSDALE ASSOCIATES, INC. Legal Name
Adviser information for HINSDALE ASSOCIATES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 163 | $112.3M |
| Non-Discretionary | 0 | $0 |
| Total | 163 | $112.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $39.8M |
| HNW Individuals | 30 | $71.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 163 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-18789 |
|---|---|
| SEC ERA File Number | 801-18789 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108293 |
| Legal Entity Identifier | None |
Principal Office
15 SPINNINGWHEEL ROADSUITE 226
HINSDALE
IL
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 630-325-7100, Fax: 630-325-2977
Websites
Chief Compliance Officer
MICHAEL A. URBIK
15 SPINNING WHEEL RD.
SUITE 226
HINSDALE
IL
United States
Tel:
630-325-7100
Fax:
630-325-2977
W*********@*********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL A. URBIK
PRESIDENT
15 SPINNINGWHEEL ROAD
SUITE 226
HINSDALE
IL
United States
Tel:
630-325-7100
Fax:
630-325-2977
M*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| URBIK, MICHAEL, ANTHONY | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/1990 | > 75% |