DODGE & COX
Adviser information for DODGE & COX last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 306 |
|---|---|
| Investment Advisory/Research | 99 |
| Registered Broker-Dealer Representatives | 34 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 745 | $361.7B |
| Non-Discretionary | 1 | $1.3B |
| Total | 746 | $363.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $7.8M |
| HNW Individuals | 341 | $6.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 10 | $249.0B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $9.5B |
| Pension and profit sharing plans | 223 | $63.9B |
| Charitable organizations | 57 | $2.7B |
| State or municipal gov entities | 44 | $20.8B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 11 | $3.7B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 37 | $6.9B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
555 CALIFORNIA STREET40TH FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 7:45 A.M. - 5:00 P.M.
Tel: 415-981-1710, Fax: 415-986-1369
Chief Compliance Officer
KATHERINE M. PRIMAS
555 CALIFORNIA STREET
40TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-981-1710
Fax:
415-986-1369
K***************@**************M
(Full email address available in API data)
Regulatory Contact
ROBERTA R.W. KAMEDA
GENERAL COUNSEL
555 CALIFORNIA STREET
40TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-981-1710
Fax:
415-986-1369
R*************@**************M
(Full email address available in API data)
Industry Affiliates
| DODGE & COX (EUROPE) GMBH | Other investment adviser, including financial planners |
| DODGE & COX WORLDWIDE INVESTMENTS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DODGE & COX WORLDWIDE FUNDS PLC - GLOBAL STOCK FUND | UCITS | $5,497.1M | $0.1M | 435 |
| DODGE & COX WORLDWIDE FUNDS PLC - U.S. STOCK FUND | UCITS | $3,624.4M | $0.1M | 559 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EMERY, DANA, MORTON | Individual | – | CHAIR, CEO, DIRECTOR, & SHAREHOLDER | 01/2001 | 10-25% |
| PRIMAS, KATHERINE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER, VP, & SHAREHOLDER | 11/2008 | < 5% |
| KAMEDA, ROBERTA, RUMIE WAIYEE | Individual | – | GENERAL COUNSEL, VP, SECRETARY, & SHAREHOLDER | 06/2011 | < 5% |
| HOEFT, DAVID, CLINTON | Individual | – | DIRECTOR, SVP, CHIEF INVESTMENT OFFICER, & SHAREHOLDER | 05/2011 | 10-25% |
| KUO, ROGER, GEORGE | Individual | – | PRESIDENT, DIRECTOR, & SHAREHOLDER | 01/2016 | 10-25% |
| STRICKLAND, WILLIAM, WILTON | Individual | – | CHIEF OPERATING OFFICER, SVP, & SHAREHOLDER | 01/2017 | < 5% |
| SCOTT, STEPHEN | Individual | – | CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY | 10/2021 | < 5% |
| BARRET, PHILIPPE | Individual | – | DIRECTOR, SVP, & SHAREHOLDER | 05/2022 | < 5% |
| JOHNS, LUCINDA, INGLE | Individual | – | DIRECTOR, SVP, & SHAREHOLDER | 05/2022 | < 5% |
| MERTENS, RAYMOND, JOSEPH | Individual | – | DIRECTOR, SVP, & SHAREHOLDER | 05/2022 | < 5% |
| VOORHIS, STEVEN, COERTE | Individual | – | SVP, DIRECTOR OF RESEARCH & SHAREHOLDER | 05/2022 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co. | COM | 943K | 9K | – |
| Abbott Laboratories | COM | 2M | 18K | – |
| AbbVie, Inc. | COM | 2M | 11K | – |
| Adobe, Inc. | COM | 12M | 22K | – |
| Aegon, Ltd. | AMER REG 1 CERT | 724M | 118M | – |
| Afya, Ltd. | CL A COM | 515K | 29K | – |
| Air Products & Chemicals, Inc. | COM | 748K | 3K | – |
| Alibaba Group Holding, Ltd. | SPONSORED ADS | 1B | 18M | – |
| Alnylam Pharmaceuticals, Inc. | COM | 919M | 4M | – |
| Alpha & Omega Semiconductor, Ltd. | SHS | 2M | 51K | – |
| Alphabet, Inc. | CAP STK CL C | 5B | 29M | – |
| Alphabet, Inc. | CAP STK CL A | 2B | 12M | – |
| Altria Group, Inc. | COM | 957K | 21K | – |
| Amazon.com, Inc. | COM | 3B | 17M | – |
| American Electric Power Co., Inc. | COM | 1B | 12M | – |
| American Express Co. | COM | 96M | 416K | – |
| Ameriprise Financial, Inc. | COM | 780K | 2K | – |
| Amgen, Inc. | COM | 4M | 14K | – |
| Analog Devices, Inc. | COM | 7M | 32K | – |
| Anheuser-Busch InBev SA/NV | SPONSORED ADR | 2B | 31M | – |
| APA Corp. | COM | 2M | 73K | – |
| Apple, Inc. | COM | 5M | 24K | – |
| AstraZeneca PLC | SPONSORED ADR | 12M | 150K | – |
| Avantor, Inc. | COM | 1B | 65M | – |
| Baidu, Inc. | SPON ADR REP A | 509M | 6M | – |
| Baker Hughes Co. | CL A | 2B | 46M | – |
| Bancolombia SA | SPON ADR PREF | 424K | 13K | – |
| Bank of America Corp. | COM | 2B | 61M | – |
| Baxter International, Inc. | COM | 921M | 28M | – |
| Becton, Dickinson & Co. | COM | 229K | 980 | – |
| Berkshire Hathaway, Inc. | CL B NEW | 5M | 13K | – |
| Berkshire Hathaway, Inc. | CL A | 2M | 4 | – |
| BioMarin Pharmaceutical, Inc. | COM | 1B | 14M | – |
| BlackRock, Inc. | COM | 590K | 750 | – |
| Booking Holdings, Inc. | COM | 3B | 790K | – |
| Boston Scientific Corp. | COM | 7M | 97K | – |
| Brighthouse Financial, Inc. | COM | 290M | 7M | – |
| Bristol-Myers Squibb Co. | COM | 655M | 16M | – |
| Broadcom, Inc. | COM | 6M | 4K | – |
| Cadence Design Systems, Inc. | COM | 80M | 261K | – |
| Capital One Financial Corp. | COM | 3B | 20M | – |
| Carrier Global Corp. | COM | 906M | 14M | – |
| Caterpillar, Inc. | COM | 14M | 42K | – |
| Celanese Corp. | COM | 918M | 7M | – |
| Cemex SAB de CV | SPON ADR NEW | 4M | 645K | – |
| Charter Communications, Inc. | CL A | 3B | 12M | – |
| Chevron Corp. | COM | 29M | 184K | – |
| Cintas Corp. | COM | 350K | 500 | – |
| Cisco Systems, Inc. | COM | 1B | 24M | – |
| Cognizant Technology Solutions Corp. | CL A | 1B | 18M | – |
| Coherent Corp. | COM | 1B | 14M | – |
| Colgate-Palmolive Co. | COM | 1M | 14K | – |
| Comcast Corp. | CL A | 3B | 73M | – |
| ConocoPhillips | COM | 1B | 11M | – |
| Copa Holdings SA | CL A | 890K | 9K | – |
| Corning, Inc. | COM | 2M | 48K | – |
| Corteva, Inc. | COM | 1M | 26K | – |
| Coupang, Inc. | CL A | 254M | 12M | – |
| Credicorp, Ltd. | COM | 883M | 5M | – |
| CVS Health Corp. | COM | 4B | 62M | – |
| Danaher Corp. | COM | 4M | 17K | – |
| Deere & Co. | COM | 5M | 13K | – |
| Dell Technologies, Inc. | CL C | 5M | 38K | – |
| Diageo PLC | SPON ADR NEW | 2M | 14K | – |
| Dlocal, Ltd. | CLASS A COM | 363K | 45K | – |
| Dominion Energy, Inc. | COM | 1B | 23M | – |
| Dow, Inc. | COM | 919K | 17K | – |
| DuPont de Nemours, Inc. | COM | 1M | 18K | – |
| eBay, Inc. | COM | 844K | 16K | – |
| EchoStar Corp. | CL A | 242M | 14M | – |
| Elanco Animal Health, Inc. | COM | 1B | 84M | – |
| Elevance Health, Inc. | COM | 596K | 1K | – |
| Eli Lilly & Co. | COM | 42M | 46K | – |
| Exxon Mobil Corp. | COM | 9M | 80K | – |
| FedEx Corp. | COM | 4B | 13M | – |
| Fidelity National Information Services, Inc. | COM | 3B | 41M | – |
| Fiserv, Inc. | COM | 5B | 34M | – |
| Flutter Entertainment PLC | SHS | 114M | 624K | – |
| Fox Corp. | CL A COM | 983M | 29M | – |
| Fox Corp. | CL B COM | 364M | 11M | – |
| Fresenius Medical Care AG | SPONSORED ADR | 81M | 4M | – |
| Gaming & Leisure Properties, Inc. | COM | 295M | 7M | – |
| GE Aerospace | COM NEW | 2B | 14M | – |
| GE HealthCare Technologies, Inc. | COMMON STOCK | 1B | 17M | – |
| GE Vernova, Inc. | COM | 31M | 183K | – |
| General Mills, Inc. | COM | 709K | 11K | – |
| Genuine Parts Co. | COM | 647K | 5K | – |
| Geopark, Ltd. | USD SHS | 841K | 77K | – |
| Gilead Sciences, Inc. | COM | 2B | 33M | – |
| Grupo Televisa SAB | SPON ADR REP ORD | 178M | 64M | – |
| GSK PLC | SPONSORED ADR | 3B | 68M | – |
| Haleon PLC | SPON ADS | 1B | 180M | – |
| Halliburton Co. | COM | 3M | 87K | – |
| HDFC Bank, Ltd. | SPONSORED ADS | 152M | 2M | – |
| Hess Corp. | COM | 7M | 47K | – |
| Hewlett Packard Enterprise Co. | COM | 16M | 747K | – |
| Honda Motor Co., Ltd. | ADR ECH CNV IN 3 | 714M | 22M | – |
| Honeywell International, Inc. | COM | 2M | 8K | – |
| HP, Inc. | COM | 1B | 35M | – |
| Humana, Inc. | COM | 2B | 4M | – |
| Incyte Corp. | COM | 926M | 15M | – |
| Intercorp Financial Services, Inc. | SHS | 605K | 27K | – |
| International Business Machines Corp. | COM | 6M | 34K | – |
| International Flavors & Fragrances, Inc. | COM | 3B | 28M | – |
| Intuitive Surgical, Inc. | COM NEW | 222K | 500 | – |
| Itau Unibanco Holding SA | SPON ADR REP PFD | 89M | 15M | – |
| JD.com, Inc. | SPON ADS CL A | 581M | 22M | – |
| Johnson & Johnson | COM | 3M | 21K | – |
| Johnson Controls International PLC | SHS | 6B | 85M | – |
| JOYY, Inc. | ADS REPSTG COM A | 1M | 35K | – |
| JPMorgan Chase & Co. | COM | 62M | 308K | – |
| Juniper Networks, Inc. | COM | 1B | 34M | – |
| Kaspi.KZ JSC | SPONSORED ADS | 713K | 6K | – |
| KE Holdings, Inc. | SPONSORED ADS | 544K | 38K | – |
| Las Vegas Sands Corp. | COM | 1M | 28K | – |
| Liberty Global, Ltd. | COM CL C | 157M | 9M | – |
| Liberty Global, Ltd. | COM CL A | 83M | 5M | – |
| Linde PLC | SHS | 582M | 1M | – |
| Lockheed Martin Corp. | COM | 362K | 775 | – |
| Loma Negra Cia Industrial Argentina SA | SPONSORED ADS | 208K | 31K | – |
| LyondellBasell Industries NV | SHS - A - | 2B | 16M | – |
| McDonald's Corp. | COM | 2M | 7K | – |
| Medtronic PLC | SHS | 535M | 7M | – |
| Merck & Co., Inc. | COM | 20M | 159K | – |
| Meta Platforms, Inc. | CL A | 2B | 4M | – |
| MetLife, Inc. | COM | 4B | 56M | – |
| Microchip Technology, Inc. | COM | 57M | 622K | – |
| Microsoft Corp. | COM | 4B | 9M | – |
| Molson Coors Beverage Co. | CL B | 741M | 15M | – |
| Mondelez International, Inc. | CL A | 775K | 12K | – |
| Moody's Corp. | COM | 659K | 2K | – |
| Motorola Solutions, Inc. | COM NEW | 3M | 9K | – |
| NetEase, Inc. | SPONSORED ADS | 103M | 1M | – |
| Neurocrine Biosciences, Inc. | COM | 176M | 1M | – |
| News Corp. | CL A | 288M | 10M | – |
| NextEra Energy, Inc. | COM | 2M | 24K | – |
| Noah Holdings, Ltd. | SPON ADS | 259K | 27K | – |
| Norfolk Southern Corp. | COM | 2B | 11M | – |
| Novartis AG | SPONSORED ADR | 1B | 12M | – |
| Nucor Corp. | COM | 980K | 6K | – |
| Nutrien, Ltd. | COM | 621M | 12M | – |
| Occidental Petroleum Corp. | COM | 5B | 78M | – |
| Occidental Petroleum Corp. | *W EXP 08/03/202 | 587M | 14M | – |
| Otis Worldwide Corp. | COM | 2M | 22K | – |
| Parker-Hannifin Corp. | COM | 1M | 3K | – |
| PayPal Holdings, Inc. | COM | 818K | 14K | – |
| PepsiCo, Inc. | COM | 507K | 3K | – |
| Petroleo Brasileiro SA | SPONSORED ADR | 239K | 17K | – |
| Pfizer, Inc. | COM | 3M | 116K | – |
| Philip Morris International, Inc. | COM | 2M | 17K | – |
| Phillips 66 | COM | 367K | 3K | – |
| PPG Industries, Inc. | COM | 277K | 2K | – |
| Qurate Retail, Inc. | COM SER A | 14K | 22K | – |
| Regeneron Pharmaceuticals, Inc. | COM | 2B | 2M | – |
| Rio Tinto PLC | SPONSORED ADR | 264K | 4K | – |
| RTX Corp. | COM | 4B | 44M | – |
| S&P Global, Inc. | COM | 2M | 5K | – |
| Sanofi SA | SPONSORED ADR | 4B | 77M | – |
| Schlumberger NV | COM STK | 32M | 670K | – |
| Shell PLC | SPON ADS | 4M | 58K | – |
| State Street Corp. | COM | 956M | 13M | – |
| Sun Communities, Inc. | COM | 671M | 6M | – |
| Suncor Energy, Inc. | COM | 1B | 30M | – |
| Synopsys, Inc. | COM | 7M | 11K | – |
| Taiwan Semiconductor Manufacturing Co., Ltd. | SPONSORED ADS | 15M | 87K | – |
| Target Corp. | COM | 17M | 116K | – |
| TC Energy Corp. | COM | 450M | 12M | – |
| TE Connectivity, Ltd. | SHS | 2B | 16M | – |
| Teck Resources, Ltd. | CL B | 506M | 11M | – |
| The Allstate Corp. | COM | 418K | 3K | – |
| The Bank of New York Mellon Corp. | COM | 3B | 55M | – |
| The Charles Schwab Corp. | COM | 6B | 86M | – |
| The Cigna Group | COM | 3B | 9M | – |
| The Coca-Cola Co. | COM | 2M | 25K | – |
| The Gap, Inc. | COM | 692M | 29M | – |
| The Goldman Sachs Group, Inc. | COM | 2B | 5M | – |
| The Home Depot, Inc. | COM | 8M | 24K | – |
| The PNC Financial Services Group, Inc. | COM | 2M | 14K | – |
| The Procter & Gamble Co. | COM | 16M | 95K | – |
| The Travelers Co., Inc. | COM | 23M | 113K | – |
| The Walt Disney Co. | COM | 30M | 306K | – |
| The Williams Co., Inc. | COM | 2B | 38M | – |
| Thermo Fisher Scientific, Inc. | COM | 15M | 27K | – |
| T-Mobile U.S., Inc. | COM | 2B | 10M | – |
| Trip.com Group, Ltd. | ADS | 1M | 30K | – |
| Truist Financial Corp. | COM | 2B | 52M | – |
| U.S. Bancorp | COM NEW | 993K | 25K | – |
| UBS GROUP AG | SHS | 2B | 73M | – |
| Unilever PLC | SPON ADR NEW | 1M | 24K | – |
| Union Pacific Corp. | COM | 64M | 283K | – |
| UnitedHealth Group, Inc. | COM | 2B | 4M | – |
| Verizon Communications, Inc. | COM | 227K | 6K | – |
| VF Corp. | COM | 575M | 43M | – |
| Vipshop Holdings, Ltd. | SPONSORED ADS A | 1M | 102K | – |
| Visa, Inc. | COM CL A | 262K | 1K | – |
| Vulcan Materials Co. | COM | 6M | 25K | – |
| Walmart, Inc. | COM | 14M | 202K | – |
| Wells Fargo & Co. | COM | 5B | 92M | – |
| XP, Inc. | CL A | 604M | 34M | – |
| Yum China Holdings, Inc. | COM | 329M | 11M | – |
| Zimmer Biomet Holdings, Inc. | COM | 2B | 17M | – |
| Zoetis, Inc. | CL A | 295K | 2K | – |