HEARTLAND ADVISORS, INC.
Adviser information for HEARTLAND ADVISORS, INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 98 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 98 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 40 | $23.7M |
| HNW Individuals | 41 | $118.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $1.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.7M |
| Charitable organizations | <5 | $28.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $41.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
790 N WATER STREET SUITE 1200MILWAUKEE
WI
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 414-347-7777, Fax: 414-347-1339
Websites
www.instagram.com/heartlandfunds
www.slideshare.net/heartlandadvisors
www.facebook.com/heartlandadvisors
www.instagram.com/heartlandadvisors
www.heartlandfunds.com
www.facebook.com/heartlandfunds
www.twitter.com/heartlandfunds
www.pinterest.com/heartlandfunds
www.linkedin.com/company/heartland-advisors-inc
www.youtube.com/heartlandvalue
www.twitter.com/heartlandvalue
www.heartlandadvisors.com
www.threads.net/@heartlandadvisors
Chief Compliance Officer
VINITA K. PAUL
VP, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL
790 N WATER STREET SUITE 1200
MILWAUKEE
WI
United States
Tel:
414-977-8716
Fax:
414-347-1339
V****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NASGOVITZ, WILLIAM, JOHN | Individual | – | DIRECTOR & CHAIRMAN | 03/1985 | < 5% |
| HEARTLAND HOLDINGS, INC. | Domestic Entity | – | SHAREHOLDER | 08/2000 | > 75% |
| PAUL, VINITA, KAUR | Individual | – | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | 08/2008 | < 5% |
| BEST, NICOLE, JEANNINE | Individual | – | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINSTRATIVE OFFICER | 05/2010 | < 5% |
| NASGOVITZ, WILLIAM, RICHARD | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER & PORTFOLIO MANAGER | 05/2006 | < 5% |
| FLEMING, ANDREW, JOHN | Individual | – | VICE PRESIDENT & PORTFOLIO MANAGER | 06/2012 | < 5% |
| KOPS, MICHAEL, DAVID | Individual | – | VICE PRESIDENT OF SALES | 10/2009 | < 5% |
| MCWEY, COLIN, PATRICK | Individual | – | VICE PRESIDENT & PORTFOLIO MANAGER | 06/2009 | < 5% |
| MCGLONE, TROY, WILLIAM | Individual | – | VICE PRESIDENT & PORTFOLIO MANAGER | 06/2014 | < 5% |
| NASGOVITZ, WILLIAM, RICHARD | Individual | HEARTLAND HOLDINGS, INC. | DIRECTOR & CHIEF EXECUTIVE OFFICER &TRUSTEE OF TRUSTS | 05/2006 | > 75% |
| WILLIAM J. NASGOVITZ GRANTOR RETAINED ANNUITY TRUST | Domestic Entity | HEARTLAND HOLDINGS, INC. | TRUST | 07/2009 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACADEMY SPORTS & OUTDOORS IN | COM | 1M | 25K | – |
| ACCURAY INC | COM | 6M | 3M | – |
| ACUSHNET HOLDINGS CORP | COM | 8M | 128K | – |
| ALASKA AIR GROUP INC | COM | 8M | 207K | – |
| ALPHABET INC | CAP STK CL A | 6M | 33K | – |
| ALPINE INCOME PPTY TR INC | COM | 10M | 635K | – |
| AMN HEALTHCARE SVCS INC | COM | 3M | 55K | – |
| ARTISAN PARTNERS ASSET MGMT | CL A | 13M | 320K | – |
| ASSOCIATED BANC CORP | COM | 8M | 400K | – |
| ASTEC INDS INC | COM | 6M | 215K | – |
| AUDIOCODES LTD | ORD | 9M | 866K | – |
| AXOS FINANCIAL INC | COM | 1M | 26K | – |
| BABCOCK & WILCOX ENTERPRISES | COM | 403K | 278K | – |
| BALL CORP | COM | 16M | 273K | – |
| BARRETT BUSINESS SVCS INC | COM | 17M | 520K | – |
| BECTON DICKINSON & CO | COM | 15M | 66K | – |
| BENCHMARK ELECTRS INC | COM | 4M | 91K | – |
| BERKLEY W R CORP | COM | 11M | 142K | – |
| BERKSHIRE HATHAWY INC DEL | CL B NEW | 4M | 11K | – |
| BERRY CORP | COM | 3M | 450K | – |
| BLOOMIN BRANDS INC | COM | 2M | 100K | – |
| BOSTON BEER INC | CL A | 1M | 4K | – |
| BRADY CORP | CL A | 7M | 107K | – |
| BWX TECHNOLOGIES INC | COM | 2M | 20K | – |
| CAL MAINE FOODS INC | COM NEW | 6M | 97K | – |
| CAMDEN PPTY TR | SH BEN INT | 19M | 177K | – |
| CANADIAN NATL RY CO | COM | 2M | 13K | – |
| CANTALOUPE INC | COM | 5M | 700K | – |
| CAPITAL CITY BK GROUP INC | COM | 17M | 609K | – |
| CARMAX INC | COM | 12M | 164K | – |
| CARRIAGE SVCS INC | COM | 10M | 365K | – |
| CASS INFORMATION SYS INC | COM | 15M | 374K | – |
| CECO ENVIRONMENTAL CORP | COM | 7M | 250K | – |
| CENTENE CORP DEL | COM | 28M | 420K | – |
| CENTERRA GOLD INC | COM | 15M | 2M | – |
| CENTRUS ENERGY CORP | CL A | 6M | 143K | – |
| CENTURY CMNTYS INC | COM | 13M | 164K | – |
| CHAMPIONX CORPORATION | COM | 6M | 187K | – |
| CHARLES RIV LABS INTL INC | COM | 7M | 35K | – |
| CHART INDS INC | COM | 17M | 120K | – |
| CISCO SYS INC | COM | 2M | 37K | – |
| COMMUNITY TR BANCORP INC | COM | 8M | 174K | – |
| CONSTELLATION ENERGY CORP | COM | 7M | 35K | – |
| COTERRA ENERGY INC | COM | 17M | 635K | – |
| CTS CORP | COM | 9M | 187K | – |
| CUSTOM TRUCK ONE SOURCE INC | COM CL A | 5M | 1M | – |
| DELEK US HLDGS INC NEW | COM | 4M | 175K | – |
| DENTSPLY SIRONA INC | COM | 7M | 284K | – |
| DNOW INC | COM | 8M | 618K | – |
| DOLLAR GEN CORP NEW | COM | 14M | 106K | – |
| DONALDSON INC | COM | 15M | 210K | – |
| DRIL-QUIP INC | COM | 5M | 256K | – |
| DULUTH HLDGS INC | COM CL B | 466K | 126K | – |
| ENCOMPASS HEALTH CORP | COM | 2M | 27K | – |
| ENERPAC TOOL GROUP CORP | CL A COM | 7M | 187K | – |
| EOG RES INC | COM | 18M | 144K | – |
| ESSEX PPTY TR INC | COM | 21M | 78K | – |
| EVERTEC INC | COM | 4M | 120K | – |
| EXELON CORP | COM | 20M | 565K | – |
| EXXON MOBIL CORP | COM | 2M | 13K | – |
| EZCORP INC | CL A NON VTG | 12M | 1M | – |
| FB FINL CORP | COM | 13M | 336K | – |
| FIDELITY NATL INFORMATION SV | COM | 14M | 185K | – |
| FIRST AMERN FINL CORP | COM | 17M | 313K | – |
| FIRST INTERNET BANCORP | COM | 5M | 200K | – |
| FIRSTENERGY CORP | COM | 20M | 521K | – |
| FLOWSERVE CORP | COM | 2M | 50K | – |
| FMC CORP | COM NEW | 9M | 152K | – |
| FORESTAR GROUP INC | COM | 10M | 300K | – |
| GATES INDL CORP PLC | ORD SHS | 3M | 200K | – |
| GLACIER BANCORP INC NEW | COM | 23M | 612K | – |
| GRAND CANYON ED INC | COM | 9M | 61K | – |
| GRANITE CONSTR INC | COM | 8M | 134K | – |
| HAEMONETICS CORP MASS | COM | 14M | 173K | – |
| HANOVER INS GROUP INC | COM | 12M | 96K | – |
| HARVARD BIOSCIENCE INC | COM | 3M | 1M | – |
| HAYWARD HLDGS INC | COM | 4M | 315K | – |
| HEALTHCARE SVCS GROUP INC | COM | 8M | 776K | – |
| HEALTHSTREAM INC | COM | 11M | 384K | – |
| HERITAGE FINL CORP WASH | COM | 7M | 400K | – |
| HERSHEY CO | COM | 16M | 85K | – |
| HEXCEL CORP NEW | COM | 7M | 110K | – |
| HUDSON GLOBAL INC | COM NEW | 5M | 301K | – |
| HUNT J B TRANS SVCS INC | COM | 21M | 134K | – |
| I3 VERTICALS INC | COM CL A | 16M | 719K | – |
| INFUSYSTEM HLDGS INC | COM | 3M | 500K | – |
| INGREDION INC | COM | 16M | 136K | – |
| INTEGER HLDGS CORP | COM | 5M | 45K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 3M | 27K | – |
| INTERNATIONAL PAPER CO | COM | 2M | 58K | – |
| INTL GNRL INSURANCE HLDNGS L | SHS | 10M | 707K | – |
| JOHNSON & JOHNSON | COM | 5M | 32K | – |
| KENNAMETAL INC | COM | 14M | 610K | – |
| KIMBERLY-CLARK CORP | COM | 21M | 153K | – |
| KIRBY CORP | COM | 9M | 73K | – |
| KNIFE RIVER CORP | COMMON STOCK | 6M | 88K | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 13M | 262K | – |
| KNOWLES CORP | COM | 4M | 214K | – |
| KULICKE & SOFFA INDS INC | COM | 6M | 123K | – |
| LAKELAND FINL CORP | COM | 1M | 23K | – |
| LAMAR ADVERTISING CO NEW | CL A | 8M | 64K | – |
| LEIDOS HLDGS INC | COM | 17M | 118K | – |
| LINCOLN EDL SVCS CORP | COM | 21M | 2M | – |
| LINDSAY CORP | COM | 7M | 53K | – |
| MAGNOLIA OIL & GAS CORP | CL A | 8M | 300K | – |
| MAMAS CREATIONS INC | COM | 6M | 850K | – |
| MARTEN TRANS LTD | COM | 3M | 150K | – |
| MATERION CORP | COM | 5M | 48K | – |
| MGIC INVT CORP WIS | COM | 16M | 740K | – |
| MICRON TECHNOLOGY INC | COM | 2M | 16K | – |
| MIDDLEBY CORP | COM | 3M | 22K | – |
| MOHAWK INDS INC | COM | 43M | 381K | – |
| MURPHY OIL CORP | COM | 15M | 373K | – |
| NATIONAL FUEL GAS CO | COM | 8M | 147K | – |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 20M | 474K | – |
| NEW GOLD INC CDA | COM | 7M | 4M | – |
| NORTHERN TR CORP | COM | 24M | 283K | – |
| NORTHWEST PIPE CO | COM | 16M | 457K | – |
| NOV INC | COM | 39M | 2M | – |
| OIL DRI CORP AMER | COM | 6M | 91K | – |
| OLD REP INTL CORP | COM | 14M | 444K | – |
| ORACLE CORP | COM | 2M | 12K | – |
| ORION S.A. | COM | 9M | 398K | – |
| OSISKO GOLD ROYALTIES LTD | COM | 3M | 200K | – |
| OTTER TAIL CORP | COM | 935K | 11K | – |
| PACKAGING CORP AMER | COM | 13M | 73K | – |
| PARK AEROSPACE CORP | COM | 10M | 717K | – |
| PATTERSON COS INC | COM | 10M | 417K | – |
| PERMA-FIX ENVIRONMENTAL SVCS | COM NEW | 5M | 500K | – |
| PERRIGO CO PLC | SHS | 33M | 1M | – |
| PHOTRONICS INC | COM | 7M | 283K | – |
| PNC FINL SVCS GROUP INC | COM | 8M | 49K | – |
| PORTLAND GEN ELECTRIC CO | COM NEW | 8M | 192K | – |
| POTBELLY CORP | COM | 6M | 798K | – |
| POTLATCHDELTIC CORPORATION | COM | 22M | 548K | – |
| PPG INDS INC | COM | 16M | 126K | – |
| PRIMO WATER CORPORATION | COM | 14M | 650K | – |
| PRIMORIS SVCS CORP | COM | 10M | 200K | – |
| PUBLIC STORAGE OPER CO | COM | 29M | 100K | – |
| PURE CYCLE CORP | COM NEW | 5M | 500K | – |
| QORVO INC | COM | 17M | 144K | – |
| QUEST DIAGNOSTICS INC | COM | 31M | 228K | – |
| RADIAN GROUP INC | COM | 18M | 570K | – |
| SCIENCE APPLICATIONS INTL CO | COM | 4M | 37K | – |
| SEACOAST BKG CORP FLA | COM NEW | 21M | 892K | – |
| SEADRILL 2021 LTD | COM | 5M | 100K | – |
| SEALED AIR CORP NEW | COM | 15M | 431K | – |
| SENSIENT TECHNOLOGIES CORP | COM | 11M | 144K | – |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 26M | 325K | – |
| SIMPSON MFG INC | COM | 1M | 7K | – |
| SKECHERS U S A INC | CL A | 6M | 80K | – |
| SKYWORKS SOLUTIONS INC | COM | 1M | 11K | – |
| SMITH A O CORP | COM | 8M | 104K | – |
| STARBUCKS CORP | COM | 1M | 17K | – |
| STERICYCLE INC | COM | 24M | 411K | – |
| STEWART INFORMATION SVCS COR | COM | 12M | 200K | – |
| STIFEL FINL CORP | COM | 4M | 53K | – |
| SUNCOR ENERGY INC NEW | COM | 2M | 55K | – |
| SUNOPTA INC | COM | 3M | 500K | – |
| TE CONNECTIVITY LTD | REG SHS | 6M | 41K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 21M | 54K | – |
| TERADATA CORP DEL | COM | 9M | 255K | – |
| TEXAS CAPITAL BANKSHARES INC | COM | 31M | 501K | – |
| TEXAS INSTRS INC | COM | 2M | 10K | – |
| THERMON GROUP HLDGS INC | COM | 7M | 242K | – |
| THOR INDS INC | COM | 6M | 64K | – |
| TIPTREE INC | COM | 5M | 325K | – |
| TRICO BANCSHARES | COM | 10M | 250K | – |
| TWIN DISC INC | COM | 2M | 189K | – |
| UGI CORP NEW | COM | 11M | 465K | – |
| UMH PPTYS INC | COM | 5M | 300K | – |
| UNILEVER PLC | SPON ADR NEW | 3M | 58K | – |
| VAIL RESORTS INC | COM | 6M | 36K | – |
| VIPER ENERGY INC | CL A | 18M | 488K | – |
| WATSCO INC | COM | 15M | 33K | – |
| WELLS FARGO CO NEW | COM | 2M | 31K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 4M | 15K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 662K | 10K | – |