Hedge Fund Database

WEST COAST FINANCIAL, LLC

Adviser information for WEST COAST FINANCIAL, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 41
Investment Advisory/Research 27
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 23
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,037 $1.9B
Non-Discretionary 2 $4.3M
Total 2,039 $1.9B

Clients

Type Number RAUM
Individuals 334 $184.6M
HNW Individuals 373 $1.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $45.3M
Pension and profit sharing plans 8 $13.9M
Charitable organizations <5 $242.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $14.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 727

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-19093
SEC ERA File Number 801-19093
SEC CIK Numbers 1511985
SEC CRD Numbers 104677
Legal Entity Identifier None

Principal Office

1435 ANACAPA STREET
SANTA BARBARA
CA
United States
Monday - Friday, M - TH 8:30 AM - 5:00 PM, F 8:30 AM - 3 PM
Tel: 805-962-9131, Fax: 805-962-4290

Websites

www.wcfinc.com www.linkedin.com/company/west-coast-financial

Chief Compliance Officer

CLAYTON T. MURDY
ADVISOR
1435 ANACAPA STREET
SANTA BARBARA
CA
United States
Tel: 805-962-9131 X768
Fax: 805-962-4290
(Full email address available in API data)

Industry Affiliates

WCF RE ASSOCIATES III LLC Sponsor, GP, manager of pooled investment vehicles
WCF RE ASSOCIATES IV LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
WCF OZONE FUND I, L.P. Real Estate Fund $9.9M $0.1M 35
WCF REAL ESTATE FUND I, L.P. Real Estate Fund $9.1M $0.1M 45
WCF REAL ESTATE FUND II, L.P. Real Estate Fund $6.9M $0.1M 55
WCF REAL ESTATE FUND III, LP Real Estate Fund $12.1M $0.1M 100
WCF REAL ESTATE FUND IV, L.P. Real Estate Fund $7.4M $0.1M 68

Control Persons

Name Type Entity Title Since Ownership
WEINTRAUB, STEVEN, A Individual – MANAGING MEMBER, TRUSTEE OF WEINTRAUB REVOCABLE LIVING TRUST 09/1980 25-50%
GORE, DAVID, CHARLES Individual – MEMBER, TRUSTEE OF GORE FAMILY TRUST 01/2011 5-10%
SHINN, JENNIFER, ELAINE Individual – DIRECTOR OF OPERATIONS 06/2016 < 5%
MURDY, CLAYTON, THOMAS Individual – CHIEF COMPLIANCE OFFICER, MEMBER AND TRUSTEE OF CRLS LIVING TRUST (7/2016) 04/2019 5-10%
WEINTRAUB REVOCABLE LIVING TRUST Domestic Entity – MEMBER 09/1980 25-50%
KOCH, KRISTEN, ELIZABETH Individual – MEMBER, TRUSTEE OF KRISTEN KOCH REVOCABLE TRUST 07/2016 10-25%
KRISTEN KOCH REVOCABLE TRUST Domestic Entity – MEMBER 07/2016 10-25%
FERREIRA, JOSEPH, EUGENE Individual – MEMBER 07/2016 5-10%
GORE FAMILY TRUST Domestic Entity – MEMBER 01/2011 5-10%
CRLS LIVING TRUST Domestic Entity – MEMBER 07/2016 5-10%

No. Employees, Historic

50250201920202021202220232024202532 on 5/2/201932 on 10/8/201930 on 3/25/202030 on 6/30/202035 on 3/15/202135 on 10/8/202135 on 12/22/202133 on 3/21/202233 on 12/2/202239 on 3/23/202341 on 3/25/2024

RAUM, Historic

2B1B02019202020212022202320242025948198992 on 5/2/2019948198992 on 10/8/20191139394644 on 3/25/20201139394644 on 6/30/20201264926547 on 3/15/20211264926547 on 10/8/20211264926547 on 12/22/20211640652188 on 3/21/20221640652188 on 12/2/20221515060044 on 3/23/20231899274328 on 3/25/2024

No. Clients, Historic

80040002019202020212022202320242025566 on 5/2/2019566 on 10/8/2019594 on 3/25/2020594 on 6/30/2020628 on 3/15/2021628 on 10/8/2021628 on 12/22/2021675 on 3/21/2022675 on 12/2/2022702 on 3/23/2023730 on 3/25/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 7M 79K –
ABBVIE INC COM 310K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 10M 34K –
AFLAC INC COM 531K 6K –
ALBANY INTL CORP CL A 4M 42K –
ALPHABET INC CAP STK CL A 24M 135K –
ALPHABET INC CAP STK CL C 2M 12K –
ALTRIA GROUP INC COM 248K 5K –
AMAZON COM INC COM 315K 2K –
AMERICAN EXPRESS CO COM 914K 4K –
AMERICAN TOWER CORP NEW COM 8M 43K –
AMERIPRISE FINL INC COM 602K 1K –
AMGEN INC COM 917K 3K –
AMN HEALTHCARE SVCS INC COM 308K 6K –
AMPHENOL CORP NEW CL A 17M 251K –
APPLE INC COM 34M 161K –
APPLIED MATLS INC COM 1M 6K –
APTARGROUP INC COM 3M 21K –
AVALONBAY CMNTYS INC COM 355K 2K –
BECTON DICKINSON & CO COM 919K 4K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 13M 31K –
BLACKROCK INC COM 234K 297 –
BROADCOM INC COM 385K 240 –
CAMPBELL SOUP CO COM 1M 24K –
CAVCO INDS INC DEL COM 582K 2K –
CHEMED CORP NEW COM 2M 4K –
CHEVRON CORP NEW COM 262K 2K –
CISCO SYS INC COM 314K 7K –
CLOROX CO DEL COM 1M 10K –
COLGATE PALMOLIVE CO COM 529K 5K –
COPART INC COM 442K 8K –
CORVEL CORP COM 8M 30K –
COSTCO WHSL CORP NEW COM 3M 4K –
CUMMINS INC COM 1M 5K –
DIAGEO PLC SPON ADR NEW 1M 10K –
DISNEY WALT CO COM 706K 7K –
EDWARDS LIFESCIENCES CORP COM 13M 142K –
ELI LILLY & CO COM 2M 2K –
EMERSON ELEC CO COM 275K 2K –
ENCOMPASS HEALTH CORP COM 4M 47K –
ENSIGN GROUP INC COM 4M 32K –
EXXON MOBIL CORP COM 547K 5K –
FACTSET RESH SYS INC COM 530K 1K –
FEDEX CORP COM 392K 1K –
FISERV INC COM 342K 2K –
FLEXSHARES TR US QUALITY CAP 209K 3K –
GE AEROSPACE COM NEW 263K 2K –
GENERAL DYNAMICS CORP COM 202K 696 –
GENERAL MLS INC COM 223K 4K –
GENTEX CORP COM 7M 213K –
GLOBAL X FDS GLBL X MLP ETF 293K 6K –
GRAINGER W W INC COM 13M 14K –
HAEMONETICS CORP MASS COM 4M 46K –
HCI GROUP INC COM 3M 37K –
HENRY JACK & ASSOC INC COM 8M 47K –
HERSHEY CO COM 8M 45K –
HOME DEPOT INC COM 8M 23K –
HOULIHAN LOKEY INC CL A 3M 23K –
HUNT J B TRANS SVCS INC COM 5M 31K –
IDEXX LABS INC COM 418K 858 –
ILLINOIS TOOL WKS INC COM 11M 46K –
INTEL CORP COM 595K 19K –
INTERCONTINENTAL EXCHANGE IN COM 397K 3K –
INTERNATIONAL BUSINESS MACHS COM 235K 1K –
INTUIT COM 281K 427 –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 207K 3K –
INVESCO EXCH TRADED FD TR II SR LN ETF 205K 10K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 647K 17K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 253K 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 6K –
INVESCO QQQ TR UNIT SER 1 2M 3K –
ISHARES TR CORE S&P SCP ETF 131M 1M –
ISHARES TR CORE S&P500 ETF 60M 110K –
ISHARES TR EAFE GRWTH ETF 248K 2K –
ISHARES TR EAFE SML CP ETF 468K 8K –
ISHARES TR ESG AW MSCI EAFE 395K 5K –
ISHARES TR ESG AWARE MSCI 319K 8K –
ISHARES TR ISHARES BIOTECH 412K 3K –
ISHARES TR MBS ETF 25M 270K –
ISHARES TR MORNINGSTR US EQ 2M 22K –
ISHARES TR MSCI EAFE ETF 9M 113K –
ISHARES TR MSCI USA ESG SLC 449K 4K –
ISHARES TR NATIONAL MUN ETF 423K 4K –
ISHARES TR RUS 1000 ETF 3M 10K –
ISHARES TR RUS 2000 GRW ETF 758K 3K –
ISHARES TR RUS 2000 VAL ETF 1M 8K –
ISHARES TR RUS MID CAP ETF 354K 4K –
ISHARES TR RUSSELL 2000 ETF 2M 8K –
ISHARES TR S&P 500 GRWT ETF 794K 9K –
ISHARES TR S&P 500 VAL ETF 3M 17K –
ISHARES TR S&P SML 600 GWT 276K 2K –
ISHARES TR SELECT DIVID ETF 297K 2K –
ISHARES TR SHRT NAT MUN ETF 289K 3K –
ISHARES TR US TRSPRTION 327K 5K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO. COM 200K 989 –
KADANT INC COM 2M 6K –
KIMBERLY-CLARK CORP COM 544K 4K –
KLA CORP COM NEW 12M 15K –
KROGER CO COM 7M 148K –
LOWES COS INC COM 340K 2K –
LUCID GROUP INC COM 26K 10K –
MANHATTAN ASSOCIATES INC COM 13M 54K –
MARSH & MCLENNAN COS INC COM 14M 66K –
MASTERCARD INCORPORATED CL A 17M 39K –
MAXIMUS INC COM 8M 89K –
MCDONALDS CORP COM 234K 918 –
MERCK & CO INC COM 1M 9K –
META PLATFORMS INC CL A 8M 17K –
MICROSOFT CORP COM 23M 52K –
MONDELEZ INTL INC CL A 253K 4K –
MURPHY USA INC COM 6M 14K –
NEXTERA ENERGY INC COM 684K 10K –
NIKE INC CL B 269K 4K –
NOVARTIS AG SPONSORED ADR 328K 3K –
ORACLE CORP COM 445K 3K –
PEPSICO INC COM 14M 85K –
PHILIP MORRIS INTL INC COM 363K 4K –
PRICE T ROWE GROUP INC COM 257K 2K –
PROCTER AND GAMBLE CO COM 4M 25K –
PROSHARES TR S&P 500 DV ARIST 270K 3K –
PUBLIC STORAGE OPER CO COM 12M 43K –
QUALYS INC COM 3M 23K –
RESMED INC COM 7M 36K –
ROYAL BK CDA COM 223K 2K –
S&P GLOBAL INC COM 8M 17K –
SCHWAB CHARLES CORP COM 238K 3K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 29M 600K –
SCHWAB STRATEGIC TR SHT TM US TRES 38M 786K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 19K –
SCHWAB STRATEGIC TR US MID-CAP ETF 451K 6K –
SCHWAB STRATEGIC TR US SML CAP ETF 339K 7K –
SEI INVTS CO COM 8M 116K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 679K 5K –
SELECT SECTOR SPDR TR SBI INT-UTILS 286K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 7K –
SNAP ON INC COM 9M 36K –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR SER TR SPDR S&P 500 ETF 332K 7K –
STARBUCKS CORP COM 1M 18K –
STERIS PLC SHS USD 350K 2K –
STRYKER CORPORATION COM 11M 33K –
TARGET CORP COM 4M 29K –
TERADYNE INC COM 751K 5K –
TRACTOR SUPPLY CO COM 8M 31K –
TRAVELERS COMPANIES INC COM 307K 2K –
UNION PAC CORP COM 257K 1K –
UNITEDHEALTH GROUP INC COM 12M 23K –
VANGUARD INDEX FDS GROWTH ETF 344K 919 –
VANGUARD INDEX FDS LARGE CAP ETF 300K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 342K 684 –
VANGUARD INDEX FDS SMALL CP ETF 688K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 386K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 37K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 374K 3K –
VANGUARD WORLD FD ESG INTL STK ETF 373K 7K –
VERIZON COMMUNICATIONS INC COM 208K 5K –
VISA INC COM CL A 9M 33K –
VONTIER CORPORATION COM 606K 16K –
WALMART INC COM 521K 8K –
WASTE MGMT INC DEL COM 13M 62K –
WILLIAMS SONOMA INC COM 11M 39K –
WISDOMTREE TR US HIGH DIVIDEND 254K 3K –
YUM BRANDS INC COM 340K 3K –
ZOETIS INC CL A 12M 68K –