PEAR TREE ADVISORS, INC.

Adviser information for PEAR TREE ADVISORS, INC. last updated from Form ADV on August 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $4.7B
Non-Discretionary 0 $0
Total 1 $4.7B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $4.7B
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-19222
SEC ERA File Number 801-19222
SEC CIK Numbers 919086
SEC CRD Numbers 104576
Legal Entity Identifier None

Principal Office

55 OLD BEDFORD ROAD
SUITE 202
LINCOLN
MA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 781-259-1144, Fax: 781-259-1166

Chief Compliance Officer

DEBORAH A KESSINGER
CHIEF COMPLIANCE OFFICER
55 OLD BEDFORD ROAD
SUITE 202
LINCOLN
MA
United States
Tel: 781-676-5965
Fax: 781-259-1166
(Full email address available in API data)

Industry Affiliates

PEAR TREE PARTNERS, LP Other investment adviser, including financial planners
U. S. BOSTON CAPITAL CORPORATION Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
UMPHREY, WILLARD, LEE Individual DIRECTOR AND PRESIDENT 05/1983 50-75%
OKUROWSKI, LEON Individual DIRECTOR, VICE PRESIDENT, TREASURER AND CLERK 05/1983 50-75%
UMPHREY, ANNE, MARIE Individual OWNER 07/2000 50-75%
OKUROWSKI, LAWRIE, WELLS Individual OWNER 07/2000 50-75%
KESSINGER, DEBORAH, ANNE Individual CHIEF COMPLIANCE OFFICER 10/2006 < 5%
LEON OKUROWSKI TRUST U/A DTD 5/14/2014 LEON OKUROWSKI TRUSTEE Domestic Entity OWNER 04/2019 50-75%

No. Employees, Historic

2010020192020202120222023202412 on 7/8/201912 on 9/10/202012 on 4/19/202112 on 4/19/202112 on 4/20/202112 on 9/9/202112 on 9/12/202210 on 8/3/2023

RAUM, Historic

6B3B02019202020212022202320245101890932 on 7/8/20193904247578 on 9/10/20203904247578 on 4/19/20213904247578 on 4/19/20213904247578 on 4/20/20215820047680 on 9/9/20214949004433 on 9/12/20224748822712 on 8/3/2023

No. Clients, Historic

10502019202020212022202320241 on 7/8/20191 on 9/10/20201 on 4/19/20211 on 4/19/20211 on 4/20/20211 on 9/9/20211 on 9/12/20221 on 8/3/2023

Holdings

From latest 13F, filed August 12th, 2016 for period ending June 30th, 2016
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