Hedge Fund Database

VALICENTI ADVISORY SERVICES INC

Adviser information for VALICENTI ADVISORY SERVICES INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,888 $651.1M
Non-Discretionary 32 $9.3M
Total 1,920 $660.4M

Clients

Type Number RAUM
Individuals 347 $231.1M
HNW Individuals 496 $330.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 99 $66.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 50 $33.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-19249
SEC ERA File Number 801-19249
SEC CIK Numbers 1080201
SEC CRD Numbers 110669
Legal Entity Identifier None

Principal Office

400 EAST WATER STREET
ELMIRA
NY
United States
Monday - Friday, 9:00AM-4:30PM
Tel: 607-734-2665, Fax: 607-734-6845

Websites

valicenti.com

Chief Compliance Officer

JEFFRESY S. NAYLOR
EXECUTIVE VICE PRESIDENT
400 E WATER ST
ELMIRA
NY
United States
Tel: 607-734-2665
Fax: 607-734-6845
(Full email address available in API data)

Regulatory Contact

THERESA R. STEWART
CORPORATE AFFAIRS
400 EAST WATER STREET
ELMIRA
NY
United States
Tel: 607 734-2665
Fax: 607 734-6845
(Full email address available in API data)

Industry Affiliates

VALICENTI INSURANCE SERVICES, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VALICENTI, JOSEPH, MICHAEL Individual – PRESIDENT CEO COO CHAIRMAN OF THE BOARD 12/2008 50-75%
ROBERTS, RALPH, HENRY Individual – VICE PRESIDENT 10/1996 < 5%
NAYLOR, JEFFREY, SCOTT Individual – EXECUTIVE VICE PRESIDENT CFO CHIEF COMPLIANCE OFFICER 05/2005 50-75%

No. Employees, Historic

10502020202120222023202420259 on 3/18/20209 on 6/17/20209 on 6/17/202010 on 3/9/202110 on 8/12/202110 on 9/20/202110 on 3/16/202210 on 11/1/202210 on 3/16/202310 on 3/14/202410 on 3/27/2024

RAUM, Historic

700M350M0202020212022202320242025487195999 on 3/18/2020487195999 on 6/17/2020487195999 on 6/17/2020539766365 on 3/9/2021539766365 on 8/12/2021539766365 on 9/20/2021597182765 on 3/16/2022597182765 on 11/1/2022502273590 on 3/16/2023660423651 on 3/14/2024660423651 on 3/27/2024

No. Clients, Historic

1,0005000202020212022202320242025918 on 3/18/2020918 on 6/17/2020918 on 6/17/2020900 on 3/9/2021900 on 8/12/2021900 on 9/20/2021938 on 3/16/2022938 on 11/1/2022964 on 3/16/2023992 on 3/14/2024992 on 3/27/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES COM 12K 76K –
ALPHABET INC CLASS A COM 17K 93K –
ALPHABET INC CLASS C COM 800 4K –
ALTRIA GROUP INC COM 2K 36K –
AMAZON COM INC COM 29K 147K –
AMERICAN EXPRESS CO COM 4K 16K –
APPLE INC COM 25K 120K –
APPLIED MATERIALS INC COM 1K 5K –
ASTRAZENECA PLC COM 6K 75K –
BECTON, DICKSON AND COMPANY COM 374 2K –
BP PLC ADR COM 3K 80K –
BRITISH AMERICAN TOBACCO PLC COM 5K 176K –
BROADCOM INC COM 8K 5K –
CARETRUST REIT INC COM 933 37K –
CHEVRON CORP COM 9K 57K –
CISCO SYSTEMS INC COM 318 7K –
COCA-COLA CO COM 2K 30K –
CORNING INC COM 5K 141K –
EXXON MOBIL CORP COM 828 7K –
GARMIN LTD COM 2K 15K –
GE HEALTHCARE TECHNOLOGIES INC COM 2K 27K –
GOLDMAN SACHS GROUP INC COM 2K 4K –
IBM CORP COM 2K 12K –
INTUITIVE SURGICAL COM 14K 32K –
J.P. MORGAN CHASE & CO COM 15K 72K –
KENVUE INC COM 2K 109K –
KERING SA COM 668 18K –
KEYCORP INC COM 3K 192K –
LAMB WESTON HOLDINGS INC COM 1K 14K –
LOWES COMPANIES INC COM 5K 23K –
MCDONALDS CORP COM 2K 9K –
MERCK & CO INC COM 205 2K –
META PLATFORMS INC COM 342 679 –
MICROSOFT CORP COM 24K 55K –
MONDELEZ INTERNATIONAL INC COM 666 10K –
NETFLIX INC COM 2K 3K –
NEWMONT MINING CORP COM 8K 198K –
NORTHROP GRUMMAN CORP COM 4K 10K –
NVIDIA CORP COM 622 5K –
PALO ALTO NETWORKS INC COM 3K 8K –
PEPSICO INC COM 6K 39K –
PHILIP MORRIS INTERNATIONAL IN COM 1K 14K –
RAYTHEON TECHNOLOGIES CO COM 9K 94K –
ROLLINS INC COM 2K 41K –
TARGET CORP COM 359 2K –
TELEDYNE TECHNOLOGIES INC COM 3K 7K –
THERMO FISHER SCIENTIFIC, INC. COM 6K 10K –
UNION PACIFIC CORP COM 4K 17K –
VERIZON COMMUNICATIONS COM 10K 238K –
VISA INC CL A COM 7K 27K –
WAL-MART STORES INC COM 10K 151K –
WALT DISNEY CO COM 762 8K –
ZOETIS INC COM 5K 30K –
ZSCALER INC COM 2K 13K –
INDUSTRIAL SELECT SECTOR ETF 201 2K –
INVESCO KBW BANK ETF ETF 655 12K –
INVESCO QQQ TRUST ETF 435 907 –
INVESCO S&P 500 EQ WEIGHT HC ETF 211 7K –
INVESCO S&P 500 EQ WT TECHNOLO ETF 2K 58K –
ISHARES GOLD ETF ETF 255 6K –
ISHARES NASDAQ BIOTECH INDX ETF 2K 17K –
JPMORGAN INTERN RESRCH ENH EQT ETF 2K 24K –
JPMORGAN U.S. QUALITY FACTOR E ETF 6K 110K –
SCHWAB INTERNATIONAL EQUITY ETF 3K 82K –
SCHWAB U.S. LARGE-CAP GROWTH E ETF 471 5K –
SCHWAB US BROAD MARKET ETF ETF 12K 187K –
SCHWAB US DIVIDEND EQUITY ETF ETF 611 8K –
SCHWAB US LARGE-CAP ETF 28K 440K –
SECTOR SPDR ENERGY SELECT SHAR ETF 3K 33K –
SPDR GOLD MINISHARES ETF 1K 29K –
SPDR PORTFOLIO S&P 1500 COMPOS ETF 207 3K –
SPDR S&P 500 ETF ETF 1K 2K –
SPDR S&P 600 SMALL CAP ETF ETF 2K 39K –
VANECK PHARMACEUTICAL ETF ETF 3K 35K –
VANGUARD HIGH DIVIDEND YIELD I ETF 259 2K –
VANGUARD MEGA CAP GROWTH INDEX ETF 9K 29K –
ISHARES GOLD ETF ETF 530 12K –