HGK ASSET MANAGEMENT INC
HUDSON EDGE INVESTMENT PARTNERS, INC. Legal Name
Adviser information for HGK ASSET MANAGEMENT INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 80 | $2.5B |
| Non-Discretionary | 0 | $0 |
| Total | 80 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $6.9M |
| HNW Individuals | 9 | $33.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.1B |
| Pension and profit sharing plans | 45 | $1.2B |
| Charitable organizations | <5 | $2.1M |
| State or municipal gov entities | <5 | $49.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $124,600 |
| Other | <5 | $18.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 18.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MORGAN STANLEY CONSULTING GROUP SELECT UMA | MORGAN STANLEY SMITH BARNEY LLC |
| ENVESTNET UNIFIED MANAGED ACCOUNT (UMA) | ENVESTNET ASSET MANAGEMENT, INC. |
| MERRILL LYNCH MANAGED ACCOUNT SOLUTIONS (MAS) | MERRILL LYNCH, BANK OF AMERICA CORP. |
| CITIGROUP GLOBAL MARKETS | LOCKWOOD ADVISORS, INC. |
| CITI PRIVATE BANK UMA | LOCKWOOD ADVISORS, INC. |
| STIFEL NICOLAUS OPPORTUNITY PROGRAM | STIFEL NICOLAUS & COMPANY, INCORPORATED |
| ADHESION WEALTH ADVISORS SOLUTIONS | VESTMARK |
| SEI GLOBAL SERVICES | SEI GLOBAL SERVICES |
Principal Office
NEWPORT TOWER525 WASHINGTON BOULEVARD
0000740272
DE
United States
Monday - Friday, 8:00 AM TO 5:30 PM
Tel: 201-659-3700, Fax: 201-659-4566
Chief Compliance Officer
JOANN B. CONRY
MANAGING PARTNER
NEWPORT TOWER
525 WASHINGTON BOULEVARD
JERSEY CITY
NJ
United States
Tel:
201-659-3700
Fax:
201-659-4566
J*****@***************M
(Full email address available in API data)
Regulatory Contact
DAVID C. HAUCK
MANAGING PARTNER, CHIEF OPERATING OFFICER
NEWPORT TOWER
525 WASHINGTON BOULEVARD
JERSEY CITY
NJ
United States
Tel:
201-659-3700
Fax:
201-659-4566
D*****@***************M
(Full email address available in API data)
Industry Affiliates
| CARETTI INSURANCE AGENCY | Insurance company or agency |
| HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HGK TRINITY STREET INTERNATIONAL EQUITY FUND, LP | COMMINGLED INTERNATIONAL EQUITY FUND | $1,136.3M | $1.0M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRIS, JEFFREY, THEODORE | Individual | – | RETIRED | 01/2017 | 10-25% |
| PENDERGAST, MICHAEL | Individual | – | MANAGING DIRECTOR/EQUITY INVESTMENTS/CHIEF EXECUTIVE OFFICER (11/2012) | 01/2001 | 5-10% |
| HAUCK, DAVID, CHARLES | Individual | – | CHIEF OPERATING OFFICER | 06/2013 | < 5% |
| HGK EMPLOYEE STOCK OWNERSHIP PLAN | Domestic Entity | – | ESOP | 12/1997 | 50-75% |
| HARRIS, JEFFREY, THEODORE | Individual | – | RETIRED LIMITED PARTNER OF HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP | 01/2017 | 10-25% |
| PENDERGAST, MICHAEL | Individual | – | LIMITED PARTNER OF HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP | 12/2009 | 5-10% |
| HAUCK, DAVID, CHARLES | Individual | – | LIMITED PARTNER OF HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP | 12/2009 | < 5% |
| HGK EMPLOYEE STOCK OWNERSHIP PLAN | Domestic Entity | – | LIMITED PARTNER OF HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP | 12/2009 | 50-75% |
| CONRY, JOANN, B | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1-800 Flowers.com Inc. | CL A | 186K | 19K | – |
| Abbvie Inc | COM | 7M | 38K | – |
| abrdn Global Premier Properties Fund | COM SH BEN INT | 36K | 10K | – |
| abrdn Healthcare Opportunities | SHS | 17K | 850 | – |
| Acadia Healthcare Company Inc | COM | 390K | 6K | – |
| ACCENTURE PLC-CL A | SHS CLASS A | 4M | 12K | – |
| AdaptHealth Corp | COM | 83K | 8K | – |
| Aflac Inc. | COM | 6M | 62K | – |
| Airbnb Inc | COM CL A | 217K | 1K | – |
| Alamo Group Inc. | COM | 618K | 4K | – |
| Alphabet Inc | CAP STK CL C | 2M | 10K | – |
| Alphabet Inc | CAP STK CL C | 1M | 7K | – |
| Amazon.com Inc. | COM | 582K | 3K | – |
| American Electric Power Company Inc. | COM | 6M | 69K | – |
| American International Group Inc | COM NEW | 11K | 150 | – |
| Ameris Bancorp | COM | 505K | 10K | – |
| AMN Healthcare Services Inc. | COM | 405K | 8K | – |
| Apple Hospitality REIT Inc | COM | 375K | 26K | – |
| APPLE INC | COM | 2M | 11K | – |
| Applied Materials Inc. | COM | 153K | 647 | – |
| Arrow Electronics Inc. | COM | 2K | 20 | – |
| ASGN Inc | COM | 599K | 7K | – |
| Avalonbay Communities Inc. | COM | 4K | 20 | – |
| Avery Dennison Corp. | COM | 3K | 14 | – |
| Avista Corp. | COM | 316K | 9K | – |
| Bank Of America Corp. | COM | 14K | 350 | – |
| BATH & BODY WORKS INC | COM | 164K | 4K | – |
| Becton Dickinson And Co. | COM | 76K | 325 | – |
| Berkshire Hathaway Inc. | CL A | 20K | 50 | – |
| Berry Global Group Inc | COM | 5M | 81K | – |
| Blackrock Inc. | COM | 1M | 2K | – |
| Blackstone Inc | COM | 902K | 7K | – |
| Boston Beer Co. Inc. | CL A | 342K | 1K | – |
| Boston Scientific Corp. | COM | 31K | 400 | – |
| Bristol-Myers Squibb Co. | COM | 5M | 131K | – |
| Brunswick Corp. | COM | 454K | 6K | – |
| Caci International Inc. | CL A | 690K | 2K | – |
| Camden Property Trust | SH BEN INT | 2K | 22 | – |
| Capital One Financial Corp. | COM | 6M | 42K | – |
| CareTrust REIT Inc | COM | 193K | 8K | – |
| Carlisle Companies Inc. | COM | 16K | 40 | – |
| Carters Inc | COM | 333K | 5K | – |
| Cencora, Inc | COM | 5M | 20K | – |
| ChampionX Corporation | COM | 480K | 14K | – |
| Chevron Corp. | COM | 850K | 5K | – |
| Cigna Group/The | COM | 611K | 2K | – |
| Cirrus Logic Inc. | COM | 3K | 23 | – |
| Cisco Systems Inc. | COM | 6M | 132K | – |
| Citigroup Inc | COM NEW | 7M | 116K | – |
| Citizens Financial Group Inc | COM | 6M | 160K | – |
| Clean Harbors Inc. | COM | 247K | 1K | – |
| CNH Industrial NV | SHS | 161K | 16K | – |
| Coca-Cola Co | COM | 5M | 77K | – |
| Coherent Corp | COM | 100K | 1K | – |
| Comcast Corp | CL A | 6M | 152K | – |
| Conoco Phillips | COM | 6M | 51K | – |
| Constellation Brands Inc | CL A | 6M | 22K | – |
| Coterra Energy Inc | COM | 362K | 14K | – |
| Curtiss-Wright Corp. | COM | 684K | 3K | – |
| CVS Health Corp | COM | 5M | 81K | – |
| Deere & Co. | COM | 180K | 482 | – |
| Deluxe Corp. | COM | 394K | 18K | – |
| Dollar General Corp. | COM | 5M | 36K | – |
| Dover Corp. | COM | 6M | 33K | – |
| Emerson Electric Co. | COM | 6M | 55K | – |
| Energy Transfer LP | COM UT LTD PTN | 42K | 3K | – |
| Enersys | COM | 526K | 5K | – |
| Ensign Group Inc | COM | 281K | 2K | – |
| Entergy Corp. | COM | 6M | 58K | – |
| Enterprise Financial Services Corp. | COM | 379K | 9K | – |
| Enterprise Products Partners L P | COM | 104K | 4K | – |
| Envista Holdings Corp | COM | 460K | 28K | – |
| EOG Resources Inc. | COM | 5M | 43K | – |
| Evercore Inc | CLASS A | 777K | 4K | – |
| Exxon Mobil Corp. | COM | 6M | 52K | – |
| F.N.B. Corp. | COM | 486K | 35K | – |
| F5 Inc | COM | 3K | 15 | – |
| Federal Agricultural Mortgage Corp. | CLASS A | 134K | 739 | – |
| Fiserv Inc. | COM | 6M | 38K | – |
| Fox Factory Holding Corp | COM | 512K | 11K | – |
| General Dynamics Corp. | COM | 12K | 40 | – |
| Genuine Parts Co. | COM | 5M | 38K | – |
| Gray Television Inc. | COM | 236K | 45K | – |
| Hancock Whitney Corp. | COM | 558K | 12K | – |
| Hartford Financial Services Group Inc. | COM | 10K | 100 | – |
| HCA Healthcare Inc | COM | 5M | 17K | – |
| HDFC Bank Ltd. | SPONSORED ADS | 51M | 793K | – |
| Healthcare Realty Trust Inc | CL A COM | 460K | 28K | – |
| Helen of Troy Ltd | COM | 295K | 3K | – |
| Henry Schein Inc. | COM | 4M | 67K | – |
| Hershey Company | COM | 5M | 28K | – |
| Home Bancshares Inc | COM | 728K | 30K | – |
| Home Depot Inc. | COM | 6M | 17K | – |
| HP Inc | COM | 173K | 5K | – |
| Hubbell Inc. | COM | 6M | 16K | – |
| Icon Plc | SHS | 47M | 149K | – |
| Idacorp Inc. | COM | 329K | 4K | – |
| Independent Bank Corporation (Ionia MI) | COM | 532K | 20K | – |
| Ingevity Corp | COM | 522K | 12K | – |
| INMODE LTD | SHS | 289K | 16K | – |
| Innospec Inc | COM | 580K | 5K | – |
| Intel Corp. | COM | 5M | 162K | – |
| International Business Machines Corp. | COM | 6M | 36K | – |
| Interpublic Group Of Cos. Inc. | COM | 5M | 165K | – |
| J.M. Smucker Co. | COM NEW | 4M | 39K | – |
| Jabil Inc | COM | 3K | 24 | – |
| Jacobs Engineering Group Inc. | COM | 834K | 6K | – |
| Jazz Pharmaceuticals plc | SHS USD | 1K | 12 | – |
| Johnson & Johnson | SHS | 7M | 50K | – |
| Johnson Controls International plc | COM | 473K | 7K | – |
| Jones Lang Lasalle Inc. | COM | 265K | 1K | – |
| JPMorgan Chase & Co. | COM | 10M | 51K | – |
| KB Financial Group Inc | SPONSORED ADR | 187K | 3K | – |
| Knight-Swift Transportation Holdings Inc | CL A | 520K | 10K | – |
| Kraft Heinz Co | COM | 6M | 184K | – |
| L3Harris Technologies Inc | COM | 247K | 1K | – |
| Lam Research Corp. | COM | 2M | 2K | – |
| Liberty Energy Inc | COM CL A | 540K | 26K | – |
| LKQ Corp | COM | 129K | 3K | – |
| Lockheed Martin Corp. | COM | 6M | 14K | – |
| Lowe`s Cos. Inc. | COM | 3M | 12K | – |
| LXP Industrial Trust | COM | 362K | 40K | – |
| LyondellBasell Industries NV | SHS - A - | 578K | 6K | – |
| M & T Bank Corp | COM | 6M | 38K | – |
| Marathon Petroleum Corp | COM | 6M | 34K | – |
| Mastercard Incorporated | CL A | 22K | 50 | – |
| Mativ Holdings Inc | COM | 361K | 21K | – |
| Maximus Inc. | COM | 613K | 7K | – |
| McDonald`s Corp | COM | 2M | 9K | – |
| McGrath Rentcorp | COM | 62K | 585 | – |
| Merck & Co Inc | COM | 600K | 5K | – |
| Metlife Inc | COM | 7M | 106K | – |
| Microchip Technology Inc. | COM | 728K | 8K | – |
| Microsoft Corporation | COM | 226K | 507 | – |
| Mid-America Apartment Communities Inc. | COM | 2K | 17 | – |
| Molson Coors Beverage Company | CL B | 2K | 30 | – |
| NextEra Energy Inc | COM | 609K | 9K | – |
| NMI Holdings Inc | CL A | 683K | 20K | – |
| NNN REIT Inc | COM | 537K | 13K | – |
| Northrop Grumman Corp. | COM | 177K | 406 | – |
| NRG Energy Inc. | COM NEW | 1M | 13K | – |
| Nucor Corp. | COM | 5M | 29K | – |
| NVIDIA Corp | COM | 919K | 7K | – |
| NXP Semiconductors NV | COM | 288K | 1K | – |
| Oge Energy Corp. | COM | 2K | 44 | – |
| Old National Bancorp | COM | 403K | 23K | – |
| Old Second Bancorporation Inc. | COM | 293K | 20K | – |
| Ollies Bargain Outlet Holdings Inc | COM | 498K | 5K | – |
| Omega Healthcare Investors Inc. | COM | 2K | 61 | – |
| Paccar Inc. | COM | 3K | 33 | – |
| PepsiCo Inc | COM | 2M | 10K | – |
| Pfizer Inc. | COM | 312K | 11K | – |
| Pinnacle West Capital Corp. | COM | 2K | 24 | – |
| PROG Holdings Inc | COM NPV | 328K | 9K | – |
| Progress Software Corp. | COM | 741K | 14K | – |
| Public Service Enterprise Group Inc. | COM | 11K | 150 | – |
| Qualcomm Inc. | COM | 2M | 8K | – |
| Quest Diagnostics Inc. | COM | 4M | 30K | – |
| Ralph Lauren Corp | CL A | 201K | 1K | – |
| Regal Rexnord Corp | COM | 309K | 2K | – |
| Robert Half Inc | COM | 2K | 34 | – |
| RPM International Inc. | COM | 11K | 100 | – |
| RTX Corp | COM | 199K | 2K | – |
| RYANAIR HOLDINGS PLC-SP ADR | SPONSORED ADS | 43M | 368K | – |
| Sabra Healthcare REIT Inc | COM | 470K | 31K | – |
| SAMSUNG ELECTR-GDR REG S | COM | 232K | 157 | – |
| Sanfilippo (John B.) & Son Inc | COM | 491K | 5K | – |
| Seagate Technology Holdings Plc | ORD SHS | 21K | 200 | – |
| Selective Insurance Group Inc. | COM | 476K | 5K | – |
| Simon Property Group Inc. | COM | 7M | 45K | – |
| SLM CORP | COM | 699K | 34K | – |
| Snap-on Inc. | COM | 6M | 22K | – |
| Solaris Oilfield Infrastructure Inc | COM CL A | 626K | 73K | – |
| Southern Company | COM | 8K | 100 | – |
| SouthState Corporation | COM | 261K | 3K | – |
| STAG Industrial Inc | COM | 521K | 14K | – |
| State Street Corp. | COM | 6M | 83K | – |
| Taiwan Semiconductor Manufacturing | SPONSORED ADS | 35M | 199K | – |
| Target Corp | COM | 80K | 539 | – |
| UDR Inc | COM | 3M | 68K | – |
| United Rentals Inc. | COM | 6M | 10K | – |
| Unitedhealth Group Inc | COM | 6M | 12K | – |
| Universal Health Services Inc. | COM | 3K | 14 | – |
| Valvoline Inc | COM | 544K | 13K | – |
| Verizon Communications Inc | COM | 345K | 8K | – |
| Visa Inc | COM CL A | 2M | 7K | – |
| Warner Bros. Discovery Inc | COM SER A | 4M | 492K | – |
| Welltower Inc. | COM | 16K | 150 | – |
| Wesco International Inc. | COM | 537K | 3K | – |
| World Kinect Corp | COM | 664K | 26K | – |
| Xcel Energy Inc. | COM | 6M | 117K | – |
| Zebra Technologies Corp. | CL A | 94K | 304 | – |