INDEPENDENT INVESTORS INC
Adviser information for INDEPENDENT INVESTORS INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 106 | $429.5M |
| Non-Discretionary | 13 | $47.0M |
| Total | 119 | $476.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $13.8M |
| HNW Individuals | 50 | $228.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 4 | $233.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
181 SMITHTOWN BLVDNESCONSET
NY
United States
Monday - Friday, 9:00-5:00
Tel: 631-979-2142, Fax: 631-979-2146
Chief Compliance Officer
MICHAEL J. ANDERSEN
GENERAL COUNSEL
181 SMITHTOWN BOULEVARD
NESCONSET
NY
United States
Tel:
631-979-2142
Fax:
631-979-2146
M********@************************M
(Full email address available in API data)
Regulatory Contact
MARGARET E. MOLONEY
PRESIDENT
181 SMITHTOWN BOULEVARD
NESCONSET
NY
United States
Tel:
631-979-2142
Fax:
631-979-2146
M*******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOLONEY, MARGARET, EDEL | Individual | – | PRESIDENT | 08/1991 | < 5% |
| MOLONEY, ELIZABETH, ANN | Individual | – | OWNER | 09/2014 | > 75% |
| MOLONEY, DENISE, ELIZABETH | Individual | – | SECRETARY | 09/2014 | < 5% |
| MOLONEY, KEVIN, PATRICK | Individual | – | TREASURER | 09/2014 | < 5% |
| STEWART, PATRICIA, MARIE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2017 | < 5% |
| ANDERSEN, MICHAEL, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | 03/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Abbott Laboratories | Common Stock | 4M | 36K | – |
| AbbVie Inc. | Common Stock | 8M | 45K | – |
| Air Products and Chemicals, Inc. | Common Stock | 257K | 996 | – |
| Alibaba Group Holding Ltd ADS | Common Stock | 727K | 10K | – |
| Alphabet Inc. Class A | Common Stock | 1M | 8K | – |
| Alphabet Inc. Class C | Common Stock | 2M | 11K | – |
| American Express Company | Common Stock | 3M | 12K | – |
| Amgen Inc. | Common Stock | 9M | 30K | – |
| Apple Inc. | Common Stock | 252M | 1M | – |
| Bank of America Corporation | Common Stock | 989K | 25K | – |
| Baxter International Inc. | Common Stock | 255K | 8K | – |
| Berkshire Hathaway Inc. Class B | Common Stock | 6M | 15K | – |
| Boeing Company | Common Stock | 6M | 31K | – |
| Bristol-Myers Squibb Company | Common Stock | 1M | 27K | – |
| Chevron Corporation | Common Stock | 968K | 6K | – |
| Cisco Systems, Inc. | Common Stock | 261K | 6K | – |
| Coca-Cola Company | Common Stock | 2M | 36K | – |
| Colgate-Palmolive Company | Common Stock | 3M | 28K | – |
| Costco Wholesale Corporation | Common Stock | 2M | 3K | – |
| CrowdStrike Holdings, Inc. | Common Stock | 364K | 950 | – |
| Dover Corporation | Common Stock | 4M | 21K | – |
| Eaton Corporation plc | Common Stock | 381K | 1K | – |
| Element Solutions Inc. | Common Stock | 233K | 9K | – |
| Emerson Electric Co. | Common Stock | 5M | 49K | – |
| Exxon Mobil Corporation | Common Stock | 7M | 62K | – |
| GE Aerospace | Common Stock | 674K | 4K | – |
| Goldman Sachs Group, Inc. | Common Stock | 2M | 4K | – |
| Home Depot, Inc. | Common Stock | 2M | 6K | – |
| Honeywell International Inc. | Common Stock | 9M | 42K | – |
| Howard Hughes Holdings | Common Stock | 2M | 29K | – |
| International Business Machines Corporation | Common Stock | 406K | 2K | – |
| iShares Core S&P 500 ETF | Common Stock | 1M | 2K | – |
| iShares MSCI India ETF | Common Stock | 251K | 5K | – |
| iShares S&P Mid-Cap 400 Growth ETF | Common Stock | 247K | 3K | – |
| Johnson & Johnson | Common Stock | 10M | 72K | – |
| JPMorgan Chase & Co. | Common Stock | 12M | 57K | – |
| JPMorgan Equity Premium Income ETF | Common Stock | 817K | 14K | – |
| Kenvue Inc. | Common Stock | 713K | 39K | – |
| Kinder Morgan, Inc. | Common Stock | 451K | 23K | – |
| L3Harris Technologies, Inc. | Common Stock | 2M | 10K | – |
| Lowe's Companies, Inc. | Common Stock | 838K | 4K | – |
| McDonald's Corporation | Common Stock | 5M | 18K | – |
| Merck & Co., Inc. | Common Stock | 310K | 3K | – |
| Metaverse Roundhill Ball ETF | Common Stock | 131K | 10K | – |
| Microsoft Corporation | Common Stock | 24M | 55K | – |
| Mondelez International, Inc. Class A | Common Stock | 216K | 3K | – |
| Morgan Stanley | Common Stock | 727K | 7K | – |
| Nike, Inc. | Common Stock | 5M | 60K | – |
| Norfolk Southern Corporation | Common Stock | 4M | 18K | – |
| Novartis AG | Common Stock | 2M | 18K | – |
| NVIDIA Corporation | Common Stock | 1M | 12K | – |
| Oracle Corporation | Common Stock | 4M | 30K | – |
| PepsiCo, Inc. | Common Stock | 3M | 20K | – |
| Pfizer Inc. | Common Stock | 372K | 13K | – |
| Procter & Gamble Company | Common Stock | 9M | 55K | – |
| PureCycle Technologies, Inc. | Common Stock | 489K | 83K | – |
| Qualcomm Inc. | Common Stock | 7M | 35K | – |
| Schlumberger Limited | Common Stock | 246K | 5K | – |
| SPDR S&P 500 ETF | Common Stock | 955K | 2K | – |
| Stryker Corporation | Common Stock | 1M | 3K | – |
| Union Pacific Corporation | Common Stock | 3M | 12K | – |
| United Parcel Service, Inc. | Common Stock | 3M | 25K | – |
| United Rentals, Inc. | Common Stock | 860K | 1K | – |
| UnitedHealth Group Incorporated | Common Stock | 2M | 3K | – |
| Visa Inc. | Common Stock | 362K | 1K | – |
| Walt Disney Company | Common Stock | 5M | 46K | – |
| Waters Corporation | Common Stock | 9M | 32K | – |