Hedge Fund Database

CABOT WEALTH MANAGEMENT

Adviser information for CABOT WEALTH MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,736 $1.0B
Non-Discretionary 0 $0
Total 1,736 $1.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 630 $986.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 14 $20.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-19708
SEC ERA File Number 801-19708
SEC CIK Numbers 1016683
SEC CRD Numbers 107327
Legal Entity Identifier None

Principal Office

216 ESSEX STREET
SALEM
MA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 978-745-9233, Fax: 978-744-3109

Websites

twitter.com/cabotwealthmgmt www.linkedin.com/company/cabot-money-management/ www.facebook.com/cabotwealthmanagement www.ecabot.com

Chief Compliance Officer

GREG STEVENS
CCO
216 ESSEX STREET
SALEM
MA
United States
Tel: 978-745-9233
Fax: 978-744-3109
(Full email address available in API data)

Regulatory Contact

SONIA ERNST
PRINCIPAL
216 ESSEX STREET
SALEM
MA
United States
Tel: 978-745-9233
Fax: 978-744-3109
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LUTTS, ROBERT, TOMLINSON Individual – PRESIDENT 09/1983 50-75%
ERNST, SONIA, LYNN Individual – PRINCIPAL & MANAGER OF OPERATIONS AND TRADING 01/2006 10-25%
GASPARELLO, JAMES, MICHAEL Individual – PRINCIPAL & SENIOR FINANCIAL COUNSELOR 01/2006 10-25%
STEVENS, GREGORY, A Individual – PRINCIPAL, CCO 08/2010 10-25%
VAUTIN, THOMAS, CHRISTOPHER Individual – PRINCIPAL 07/2019 5-10%
GORYL, CRAIG, EDWARD Individual – PRINCIPAL -- CHIEF INVESTMENT OFFIICER 09/2021 5-10%

No. Employees, Historic

2010020202021202220232024202517 on 2/3/202017 on 6/29/202017 on 12/3/202017 on 3/1/202117 on 3/30/202117 on 12/8/202117 on 3/22/202217 on 8/9/202217 on 9/12/202217 on 9/14/202217 on 3/29/202317 on 3/29/202317 on 3/28/2024

RAUM, Historic

2B1B0202020212022202320242025759816252 on 2/3/2020759816252 on 6/29/2020759816252 on 12/3/2020759816252 on 3/1/2021933206426 on 3/30/2021933206426 on 12/8/20211101610638 on 3/22/20221101610638 on 8/9/20221101610638 on 9/12/20221101610638 on 9/14/2022862691335 on 3/29/2023862691335 on 3/29/20231006895386 on 3/28/2024

No. Clients, Historic

7003500202020212022202320242025648 on 2/3/2020648 on 6/29/2020648 on 12/3/2020648 on 3/1/2021646 on 3/30/2021646 on 12/8/2021664 on 3/22/2022664 on 8/9/2022664 on 9/12/2022664 on 9/14/2022655 on 3/29/2023655 on 3/29/2023644 on 3/28/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 236K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 9M 31K –
ADOBE INC COM 2M 4K –
ALPHABET INC CAP STK CL A 3M 16K –
ALPHABET INC CAP STK CL C 24M 129K –
AMAZON COM INC COM 904K 5K –
AMERICAN TOWER CORP NEW COM 9M 45K –
AMPHENOL CORP NEW CL A 8M 121K –
APPLE INC COM 34M 162K –
APPLIED MATLS INC COM 210K 890 –
ASML HOLDING N V N Y REGISTRY SHS 4M 4K –
BANK OZK LITTLE ROCK ARK COM 12M 290K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 24M 60K –
BOOKING HOLDINGS INC COM 2M 611 –
BOOZ ALLEN HAMILTON HLDG COR CL A 2M 10K –
CDW CORP COM 15M 69K –
CHEMED CORP NEW COM 12M 23K –
CHEVRON CORP NEW COM 464K 3K –
CINTAS CORP COM 17M 24K –
CITIGROUP INC COM NEW 588K 9K –
COCA COLA CO COM 238K 4K –
CONOCOPHILLIPS COM 355K 3K –
COSTCO WHSL CORP NEW COM 218K 257 –
DANAHER CORPORATION COM 7M 26K –
DATADOG INC CL A COM 2M 17K –
DISNEY WALT CO COM 9M 93K –
DOMINOS PIZZA INC COM 9M 17K –
ELI LILLY & CO COM 6M 6K –
ENPHASE ENERGY INC COM 2M 17K –
EPAM SYS INC COM 1M 5K –
EXXON MOBIL CORP COM 483K 4K –
FAIR ISAAC CORP COM 2M 1K –
FEDEX CORP COM 17M 57K –
FRANKLIN TEMPLETON ETF TR FTSE UNTD KGDM 3M 109K –
FTI CONSULTING INC COM 3M 15K –
GALLAGHER ARTHUR J & CO COM 2M 7K –
GE AEROSPACE COM NEW 200K 1K –
GLOBE LIFE INC COM 344K 4K –
HALOZYME THERAPEUTICS INC COM 3M 67K –
HDFC BANK LTD SPONSORED ADS 18M 285K –
HERSHEY CO COM 1M 6K –
HOME DEPOT INC COM 12M 34K –
IDEXX LABS INC COM 3M 6K –
INSTALLED BLDG PRODS INC COM 1M 7K –
INSULET CORP COM 3M 16K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 3M 15K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 1M 63K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 8M 47K –
ISHARES INC CORE MSCI EMKT 303K 6K –
ISHARES INC ESG AWR MSCI EM 1M 39K –
ISHARES TR 0-5YR HI YL CP 2M 43K –
ISHARES TR 1 3 YR TREAS BD 3M 42K –
ISHARES TR 3 7 YR TREAS BD 12M 106K –
ISHARES TR CORE MSCI EAFE 1M 17K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR IBDS DEC28 ETF 806K 33K –
ISHARES TR IBONDS 27 ETF 1M 50K –
ISHARES TR IBONDS DEC 2030 1M 50K –
ISHARES TR IBONDS DEC 29 933K 41K –
ISHARES TR INTL EQTY FACTOR 1M 49K –
ISHARES TR ISHS 1-5YR INVS 2M 40K –
ISHARES TR MBS ETF 10M 107K –
ISHARES TR MSCI INTL MOMENT 11M 288K –
ISHARES TR MSCI USA QLT FCT 6M 37K –
ISHARES TR RUSSELL 2000 ETF 225K 1K –
ISHARES TR S&P 500 VAL ETF 416K 2K –
JOHN HANCOCK EXCHANGE TRADED MORTGAGE BACKED 13M 621K –
JOHNSON & JOHNSON COM 407K 3K –
JPMORGAN CHASE & CO. COM 20M 98K –
KELLANOVA COM 1M 24K –
KLAVIYO INC COM SER A 1M 45K –
LITTELFUSE INC COM 1M 5K –
LIVE NATION ENTERTAINMENT IN COM 2M 19K –
MCDONALDS CORP COM 248K 975 –
MEDPACE HLDGS INC COM 6M 15K –
MERCADOLIBRE INC COM 18M 11K –
MERCK & CO INC COM 245K 2K –
META PLATFORMS INC CL A 6M 13K –
MICROSOFT CORP COM 6M 13K –
NEXTERA ENERGY INC COM 2M 26K –
NOVO-NORDISK A S ADR 17M 119K –
NVIDIA CORPORATION COM 8M 62K –
OMNICOM GROUP INC COM 13M 149K –
ORACLE CORP COM 3M 19K –
PHILLIPS 66 COM 287K 2K –
PROCTER AND GAMBLE CO COM 960K 6K –
ROCKWELL AUTOMATION INC COM 12M 45K –
ROLLINS INC COM 4M 81K –
SALESFORCE INC COM 4M 17K –
SCHWAB CHARLES CORP COM 3M 44K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 9M 344K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 10M 351K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 2M 61K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 19M 530K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 15M 226K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 4M 75K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 27K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 2M 60K –
SCHWAB STRATEGIC TR US LCAP GR ETF 519K 5K –
SCHWAB STRATEGIC TR US LRG CAP ETF 3M 41K –
SCHWAB STRATEGIC TR US SML CAP ETF 391K 8K –
SERVICENOW INC COM 4M 5K –
SHERWIN WILLIAMS CO COM 1M 5K –
SIMON PPTY GROUP INC NEW COM 265K 2K –
SNOWFLAKE INC CL A 1M 8K –
SOLAREDGE TECHNOLOGIES INC COM 744K 29K –
SONY GROUP CORP SPONSORED ADR 14M 164K –
SOUTHERN CO COM 299K 4K –
SPDR GOLD TR GOLD SHS 5M 22K –
SPDR INDEX SHS FDS MSCI EMRG MKTS 1M 23K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 68K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 514K 14K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 2M 36K –
SPDR S&P 500 ETF TR TR UNIT 251K 461 –
SPDR SER TR BLOOMBERG 1-3 MO 4M 39K –
SPDR SER TR PORTFOLI S&P1500 6M 85K –
SPDR SER TR PORTFOLIO INTRMD 23M 719K –
SPDR SER TR PORTFOLIO SHORT 4M 149K –
STRYKER CORPORATION COM 306K 899 –
SYSCO CORP COM 10M 140K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 22M 125K –
TESLA INC COM 2M 8K –
THERMO FISHER SCIENTIFIC INC COM 367K 663 –
TJX COS INC NEW COM 18M 165K –
TORONTO DOMINION BK ONT COM NEW 332K 6K –
VANGUARD WELLINGTON FD US MOMENTUM 17M 116K –
VERIZON COMMUNICATIONS INC COM 8M 202K –
VISA INC COM CL A 14M 55K –
WEYERHAEUSER CO MTN BE COM NEW 204K 7K –
WISDOMTREE TR EM EX ST-OWNED 295K 10K –
WISDOMTREE TR FLOATNG RAT TREA 16M 319K –
WISDOMTREE TR US MULTIFACTOR 5M 111K –
WORLD GOLD TR SPDR GLD MINIS 3M 58K –
ZOETIS INC CL A 10M 60K –