PETERSEN HASTINGS WEALTH ADVISORS, INC.
Adviser information for PETERSEN HASTINGS WEALTH ADVISORS, INC. last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 19 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,691 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 2,691 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 719 | $269.8M |
| HNW Individuals | 233 | $511.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 53 | $290.5M |
| Charitable organizations | 6 | $13.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $2.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $35.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-19727 |
|---|---|
| SEC ERA File Number | 801-19727 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110952 |
| Legal Entity Identifier | None |
Principal Office
8203 W QUINAULTSUITE 101
KENNEWICK
WA
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 509-735-0484, Fax: 509-735-4191
Chief Compliance Officer
JOSHUA BECK
DIRECTOR OF ADMINISTRATION
8203 W. QUINAULT
SUITE 101
KENNEWICK
WA
United States
Tel:
(509) 735-0484
Fax:
(509) 735-4191
J****@*******************M
(Full email address available in API data)
Regulatory Contact
MATTHEW PETERSEN
SENIOR WEALTH ADVISOR
8203 W. QUINAULT
SUITE 101
KENNEWICK
WA
United States
Tel:
(509) 735-0484
Fax:
(509) 735-4191
M*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SARBER, SCOTT, ALLEN | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT | 02/2002 | 10-25% |
| NEFF, MATTHEW, LEE | Individual | – | VICE-PRESIDENT | 01/2007 | 10-25% |
| CARR, BLAINE, ARTHUR | Individual | – | TREASURER | 01/2007 | 10-25% |
| PETERSEN, MATTHEW, JAMES | Individual | – | SECRETARY | 01/2019 | 10-25% |
| Beck, Joshua, Allen | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |