PAYDEN & RYGEL

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	183
Investment Advisory/Research	109
Registered Broker-Dealer Representatives	53
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	835	$142.2B
Non-Discretionary	34	$86.3M
Total	869	$142.3B

Clients

Type	Number	RAUM
Individuals	10	$2.4M
HNW Individuals	79	$2.1B
Banking or thrift institutions	5	$2.5B
Investment companies	21	$9.6B
Business development companies	0	$0
Pooled investment vehicles	21	$8.6B
Pension and profit sharing plans	37	$14.0B
Charitable organizations	99	$12.4B
State or municipal gov entities	41	$40.5B
Other investment advisers	0	$0
Insurance companies	46	$17.7B
Sovereign wealth funds and foreign official institutions	10	$3.4B
Corporations or other businesses	90	$31.3B
Other	17	$252.8M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	11

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR PENSION AND PROFIT SHARING PLANS
Compensation	% of AUMFixed feesPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-19762
SEC ERA File Number	801-19762
SEC CIK Numbers	919219
SEC CRD Numbers	107160
Legal Entity Identifier	L2GZWMSRUEFTFNIS0711

Principal Office

333 S. GRAND AVENUE
40TH FLOOR
LOS ANGELES
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic