MELLON INVESTMENTS CORPORATION

Adviser information for MELLON INVESTMENTS CORPORATION last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	146
Investment Advisory/Research	59
Registered Broker-Dealer Representatives	25
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	502	$674.2B
Non-Discretionary	0	$0
Total	502	$674.2B

Clients

Type	Number	RAUM
Individuals	<5	$0
HNW Individuals	<5	$0
Banking or thrift institutions	<5	$0
Investment companies	199	$468.6B
Business development companies	0	$0
Pooled investment vehicles	6	$24.4B
Pension and profit sharing plans	125	$40.4B
Charitable organizations	32	$4.5B
State or municipal gov entities	85	$63.0B
Other investment advisers	<5	$0
Insurance companies	7	$1.5B
Sovereign wealth funds and foreign official institutions	18	$65.0B
Corporations or other businesses	<5	$1.8B
Other	27	$4.9B

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	6

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed feesSECURITIES LENDING
Other Business Activities	Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	0

Portfolio Manager to Program	Sponsor
MANAGED360 PROGRAM	BNY MELLON ADVISORS, INC.

Identifiers

SEC RIA File Number	801-19785
SEC ERA File Number	801-19785
SEC CIK Numbers	874779
SEC CRD Numbers	105764
Legal Entity Identifier	YP72O3NKHJPQEEM7IG98

Principal Office

ONE BOSTON PLACE
201 WASHINGTON STREET
BOSTON
MA
United States

Monday - Friday, 8:00 A.M. - 5:00 P.M.

Tel: 617-722-7250, Fax: None

Websites

www.linkedin.com/company/mellon-investments www.twitter.com/melloninvests www.mellon.com www.dreyfus.com

Chief Compliance Officer

LORI NAJJAR

ONE BOSTON PLACE

201 WASHINGTON STREET

BOSTON

United States

Tel: 617-248-3682

L******@*********M

(Full email address available in API data)

Regulatory Contact

ANNE MCCABE

SENIOR COMPLIANCE OFFICER, MANAGER - REGULATORY AFFAIRS

500 GRANT STREET

PITTSBURGH

United States

Tel: 412-234-6239

A******@*********M

(Full email address available in API data)

Industry Affiliates

ARX INVESTIMENTOS LTDA	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
BNY MELLON ADVISORS, INC.	Other investment adviser, including financial planners
BNY MELLON ALOCACAO DE PATRIMONIO LTDA	Other investment adviser, including financial planners
BNY MELLON ASSET MANAGEMENT CANADA LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BNY MELLON BANCO S.A.	Banking or thrift institutionTrust company
BNY MELLON CAPITAL MARKETS, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor
BNY MELLON ETF INVESTMENT ADVISER, LLC	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A.	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BNY MELLON IM KOREA LIMITED	Other investment adviser, including financial planners
BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD	Other investment adviser, including financial planners
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BNY MELLON INVESTMENT ADVISER, INC.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED	Other investment adviser, including financial planners
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED	Other investment adviser, including financial planners
BNY MELLON INVESTMENT SERVICING TRUST COMPANY	Trust company
BNY MELLON NATIONAL ASSOCIATION	Other investment adviser, including financial plannersBanking or thrift institutionTrust company
BNY MELLON SECURITIES CORPORATION	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A.	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
BNY MELLON TRUST COMPANY OF ILLINOIS	Banking or thrift institutionTrust company
BNY MELLON TRUST OF DELAWARE	Other investment adviser, including financial plannersBanking or thrift institutionTrust company
BNYM MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED	Other investment adviser, including financial planners
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY	Banking or thrift institutionTrust company
CIBC MELLON TRUST COMPANY	Banking or thrift institutionTrust company
IM EMEA	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
INSIGHT INVESTMENT	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
INSIGHT INVESTMENT	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
INSIGHT INVESTMENT AUSTRALIA PTY LIMITED	Other investment adviser, including financial planners
INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED	Sponsor, GP, manager of pooled investment vehicles
MELLON HEDGE ADVISORS	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
MFM	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
NEWTON INVESTMENT MANAGEMENT JAPAN LTD.	Other investment adviser, including financial planners
NEWTON INVESTMENT MANAGEMENT LTD	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
PERSHING (CHANNEL ISLANDS) LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PERSHING ADVISOR SOLUTIONS LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PERSHING LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PERSHING LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PERSHING SECURITIES CANADA	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PERSHING SECURITIES INTERNATIONAL LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PERSHING SECURITIES LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PERSHING SECURITIES SINGAPORE PRIVATE LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
THE BANK OF NEW YORK MELLON	Other investment adviser, including financial plannersBanking or thrift institutionTrust company
THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED	Banking or thrift institutionTrust company
THE BANK OF NEW YORK MELLON SA/NV	Banking or thrift institution
THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.	Banking or thrift institutionTrust company
THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersTrust company
WALTER SCOTT & PARTNERS LIMITED	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
THE BANK OF NEW YORK MELLON CORPORATION	Domestic Entity	BNY MELLON IHC, LLC	SHAREHOLDER	04/2017	> 75%
MBC INVESTMENTS CORPORATION	Domestic Entity	–	SHAREHOLDER	07/1992	> 75%
BNY MELLON IHC, LLC	Domestic Entity	MBC INVESTMENTS CORPORATION	SHAREHOLDER	04/2017	> 75%
SMITS, HANNEKE, (NMI)	Individual	–	DIRECTOR	10/2020	< 5%
NAJJAR, LORI, ANN	Individual	–	CHIEF COMPLIANCE OFFICER	08/2021	< 5%
PIERCE, STEPHANIE, MILLER	Individual	–	CHIEF EXECUTIVE OFFICER & DIRECTOR	02/2021	< 5%
DRAKE, GIULIETTE	Individual	–	CHIEF FINANCIAL OFFICER	09/2021	< 5%
MACKENZIE-PERMAN, KIMBERLY	Individual	–	DIRECTOR	09/2023	< 5%
Kingsley, David, Wayne	Individual	–	CHIEF OPERATING OFFICER	02/2024	< 5%

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