MICHAEL J. CREW, INVESTMENT ADVISOR
CREW MICHAEL JOHN Legal Name
Adviser information for MICHAEL J. CREW, INVESTMENT ADVISOR last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 138 | $143.8M |
| Total | 138 | $143.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43 | $21.3M |
| HNW Individuals | 95 | $122.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 138 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-19835 |
|---|---|
| SEC ERA File Number | 801-19835 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104877 |
| Legal Entity Identifier | None |
Principal Office
205 WORCESTER COURTC3
FALMOUTH
MA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 508-548-2218, Fax: None
Chief Compliance Officer
NANCY THRASHER
205 WORCESTER COURT
C3
FALMOUTH
MA
United States
Tel:
508-548-2219
N*************@********M
(Full email address available in API data)
Regulatory Contact
MICHAEL J. CREW
PRESIDENT
205 WORCESTER COURT
C3
FALMOUTH
MA
United States
Tel:
508-548-2218
M********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CREW, MICHAEL, JOHN | Individual | – | PRESIDENT | 03/1981 | > 75% |
| THRASHER, NANCY, TERESA | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2002 | < 5% |