EVERGREEN CAPITAL MANAGEMENT LLC
Adviser information for EVERGREEN CAPITAL MANAGEMENT LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 23 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,905 | $4.5B |
| Non-Discretionary | 19 | $96.6M |
| Total | 2,924 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 348 | $178.0M |
| HNW Individuals | 686 | $3.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $150.0M |
| Pension and profit sharing plans | <5 | $26.4M |
| Charitable organizations | <5 | $264,703 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 29 | $460.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsUNSOLICITED INVESTMENT ADVICE ON AN AD HOC BASIS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesNEGOTIATED FEES FOR AD HOC UNSOLICITED INVESTMENT ADVICE |
Principal Office
1412 112TH AVE NESUITE 100
BELLEVUE
WA
United States
Monday - Friday, 8:00 A.M. TO 4:00P.M.
Tel: 425-467-4600, Fax: 425-467-4606
Chief Compliance Officer
WYATT HAY
CHIEF OPERATING OFFICER
1412 112TH AVE NE
SUITE 100
BELLEVUE
WA
United States
Tel:
425-467-4600
Fax:
425-467-4606
W***@*******************M
(Full email address available in API data)
Regulatory Contact
TOM EULBERG
DIRECTOR OF COMPLIANCE
1412 112TH AVE NE
SUITE 100
BELLEVUE
WA
United States
Tel:
425-467-4621
Fax:
425-467-4606
T*******@*******************M
(Full email address available in API data)
Industry Affiliates
| EVERGREEN GAVEKAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EVERGREEN STERLING KUDER | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EVERGREEN VENTURES AI SPV, L.P. | Private Equity Fund | $2.2M | $0.1M | 9 |
| EVERGREEN VENTURES INCOME FUND, L.P. | Private Equity Fund | $86.6M | $0.5M | 83 |
| EVERGREEN VENTURES OPPORTUNITY FUND, L.P. | Private Equity Fund | $31.5M | $0.1M | 42 |
| EVERGREEN VENTURES TECHNOLOGY FUND L.P. | Private Equity Fund | $29.6M | $0.2M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAY, DAVID, MILLS | Individual | – | CO-CHIEF INVESTMENT OFFICER | 06/2002 | < 5% |
| HAY, TYLER, BRADLEY | Individual | – | MEMBER/CHIEF EXECUTIVE OFFICER | 01/2010 | 5-10% |
| WIESMANN, MICHAEL, JAY | Individual | – | CUSTOMER RELATIONSHIP MANAGER/MEMBER | 03/2007 | < 5% |
| RAZORE, JEFFREY, WARREN | Individual | – | BRAND DEVELOPMENT MANAGER /MEMBER | 08/2010 | < 5% |
| LENAPE INC. | Domestic Entity | – | MEMBER | 03/2012 | 10-25% |
| D AND M HAY LLC | Domestic Entity | – | MEMBER | 04/2004 | 50-75% |
| HAY, DAVID, MILLS | Individual | D AND M HAY LLC | MEMBER | 04/2004 | > 75% |
| SINITSA, OLESYA, S | Individual | – | MEMBER | 04/2004 | 10-25% |
| HAY, WILLIAM, WYATT | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 02/2016 | < 5% |
| EULBERG, JEFFREY, MICHAEL | Individual | – | DIRECTOR OF WEALTH MANAGEMENT, PRINCIPAL/DIRECTOR OF COMPLIANCE | 01/2010 | 10-25% |
| DICKS, JEFFREY, B | Individual | – | CO-CHIEF INVESTMENT OFFICER | 02/2022 | < 5% |
| OTIS, JEFFREY, EARL | Individual | – | OWNER | 01/2023 | < 5% |