Hedge Fund Database

BARNETT & CO INC

Adviser information for BARNETT & CO INC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End OCTOBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 295 $156.0M
Non-Discretionary 0 $0
Total 295 $156.0M

Clients

Type Number RAUM
Individuals 65 $19.9M
HNW Individuals 61 $134.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-20295
SEC ERA File Number 801-20295
SEC CIK Numbers 1426588
SEC CRD Numbers 105867
Legal Entity Identifier None

Principal Office

1300 BROAD STREET
SUITE 303
CHATTANOOGA
TN
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 423-756-0125, Fax: 423-756-0127

Websites

www.barnettandcompany.com twitter.com/barnett_and_co www.facebook.com/barnettandcompany/ www.linkedin.com/company/barnett-&-company www.youtube.com/@barnettandcompany

Chief Compliance Officer

DENISE M. ADAMCZYK
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel: 484-205-9346
(Full email address available in API data)

Regulatory Contact

CHARITY HOBBS
VP OF OPERATIONS
1300 BROAD STREET
SUITE 303
CHATTANOOGA
TN
United States
Tel: 423-803-2665
Fax: 423-756-0127
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BARNETT, WARREN, MAGILL Individual – PRESIDENT 11/1983 > 75%
ADAMCZYK, DENISE, MARIE Individual – CHIEF COMPLIANCE OFFICER 05/2021 < 5%

No. Employees, Historic

105020192020202120222023202420259 on 10/10/20197 on 1/29/20207 on 6/30/20207 on 10/12/20207 on 1/29/20217 on 5/14/20217 on 6/16/20217 on 7/22/20213 on 1/28/20223 on 3/25/20223 on 1/27/20233 on 1/27/20233 on 1/29/2024

RAUM, Historic

300M150M02019202020212022202320242025264148592 on 10/10/2019240375988 on 1/29/2020240375988 on 6/30/2020240375988 on 10/12/2020222379571 on 1/29/2021222379571 on 5/14/2021222379571 on 6/16/2021222379571 on 7/22/2021157224136 on 1/28/2022157224136 on 3/25/2022151541747 on 1/27/2023151541747 on 1/27/2023155952149 on 1/29/2024

No. Clients, Historic

40020002019202020212022202320242025264 on 10/10/2019216 on 1/29/2020216 on 6/30/2020216 on 10/12/2020208 on 1/29/2021208 on 5/14/2021208 on 6/16/2021208 on 7/22/2021311 on 1/28/2022311 on 3/25/2022140 on 1/27/2023140 on 1/27/2023126 on 1/29/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 6M 34K –
ALASKA AIR GROUP INC COM 2M 41K –
ALLY FINL INC COM 2M 51K –
ALPHABET INC CAP STK CL A 456K 3K –
ALPHABET INC CAP STK CL C 378K 2K –
AMERICAN AIRLS GROUP INC COM 453K 40K –
ANTERO MIDSTREAM CORP COM 1M 82K –
APA CORPORATION COM 2M 63K –
APPLE INC COM 994K 5K –
BANK OF NT BUTTERFIELD&SON L SHS NEW 502K 14K –
BLACKSTONE SECD LENDING FD COMMON STOCK 1M 46K –
BLOCK H & R INC COM 223K 4K –
BLUE OWL CAPITAL CORPORATION COM 1M 74K –
BUILDERS FIRSTSOURCE INC COM 566K 4K –
CALUMET SPECIALTY PRODS PART UT LTD PARTNER 5M 281K –
CANADIAN NATL RY CO COM 2M 17K –
CANADIAN PACIFIC KANSAS CITY COM 356K 5K –
CARRIER GLOBAL CORPORATION COM 560K 9K –
CHESAPEAKE ENERGY CORP COM 1M 15K –
CNH INDL N V SHS 162K 16K –
CONOCOPHILLIPS COM 3M 23K –
CROWN CASTLE INC COM 1M 10K –
CROWN HLDGS INC COM 716K 10K –
CSX CORP COM 2M 56K –
CVS HEALTH CORP COM 2M 39K –
DEERE & CO COM 463K 1K –
DELTA AIR LINES INC DEL COM NEW 353K 7K –
DISCOVER FINL SVCS COM 3M 21K –
FEDERAL AGRIC MTG CORP CL C 8M 45K –
FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 239K 9K –
FREEPORT-MCMORAN INC CL B 2M 47K –
GENERAC HLDGS INC COM 2M 18K –
GOLDMAN SACHS ETF TR EQUAL WEIGHT US 350K 5K –
GOODYEAR TIRE & RUBR CO COM 894K 79K –
HF SINCLAIR CORP COM 517K 10K –
HP INC COM 3M 82K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 208K 3K –
ISHARES TR RUS 1000 VAL ETF 789K 5K –
ISHARES TR RUS 1000 GRW ETF 654K 2K –
JOHNSON CTLS INTL PLC SHS 455K 7K –
KINETIK HOLDINGS INC COM NEW CL A 6M 142K –
KLA CORP COM NEW 672K 815 –
KROGER CO COM 2M 50K –
LABCORP HOLDINGS INC COM SHS 1M 6K –
LCI INDS COM 385K 4K –
MATIV HOLDINGS INC COM 3M 189K –
MGP INGREDIENTS INC NEW COM 1M 15K –
MICROSOFT CORP COM 561K 1K –
MPLX LP COM UNIT REP LTD 2M 44K –
MUELLER INDS INC COM 282K 5K –
NATIONAL FUEL GAS CO COM 3M 47K –
NORFOLK SOUTHN CORP COM 283K 1K –
ON SEMICONDUCTOR CORP COM 765K 11K –
ONEMAIN HLDGS INC COM 6M 127K –
ONEOK INC NEW COM 5M 58K –
PFIZER INC COM 6M 202K –
QUALCOMM INC COM 249K 1K –
RTX CORPORATION COM 2M 17K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 837K 11K –
SCOTTS MIRACLE-GRO CO CL A 3M 51K –
SIX FLAGS ENTMT CORP NEW COM 2M 71K –
SIXTH STREET SPECIALTY LENDI COM 592K 28K –
SPDR S&P 500 ETF TR TR UNIT 229K 420 –
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 3M 53K –
TEREX CORP NEW COM 384K 7K –
THERMO FISHER SCIENTIFIC INC COM 6M 11K –
TRANE TECHNOLOGIES PLC SHS 388K 1K –
U HAUL HOLDING COMPANY COM 867K 14K –
UNION PAC CORP COM 3M 11K –
UNUM GROUP COM 8M 149K –
VANECK ETF TRUST MRNGSTR WDE MOAT 274K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 337K 2K –
VICI PPTYS INC COM 1M 38K –
WABTEC COM 1M 9K –
WALGREENS BOOTS ALLIANCE INC COM 969K 80K –
WARNER BROS DISCOVERY INC COM SER A 2M 257K –
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 226K 6K –
WILLIAMS COS INC COM 6M 138K –