Hedge Fund Database

RBF WEALTH ADVISORS

ROMAN BUTLER FULLERTON & CO Legal Name

Adviser information for RBF WEALTH ADVISORS last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 11
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,368 $517.1M
Non-Discretionary 1 $364,717
Total 2,369 $517.5M

Clients

Type Number RAUM
Individuals 935 $158.4M
HNW Individuals 173 $342.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $12.9M
Charitable organizations 10 $1.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 20 $2.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 517.5M
Portfolio Manager to Program Sponsor
RBF WRAP FEE PROGRAM RBF WEALTH ADVISORS

Identifiers

SEC RIA File Number 801-20351
SEC ERA File Number 801-20351
SEC CIK Numbers 733444
SEC CRD Numbers 104771
Legal Entity Identifier None

Principal Office

680 CRAIG ROAD
SUITE 201
ST. LOUIS
MO
United States
Monday - Friday, 08:00AM-04:30PM
Tel: 314-997-1652, Fax: 314-997-0123

Websites

www.dentalwealthrx.com/ facebook.com/rbfco/ rbfadvisors.net www.linkedin.com/in/tony-kalinowski twitter.com/tonyk_rbf www.studentloansrx.com/ www.theretirementinsiderspodcast.com/

Chief Compliance Officer

ANTHONY E. KALINOWSKI
PRESIDENT/CCO
680 CRAIG ROAD
SUITE 201
ST. LOUIS
MO
United States
Tel: 314-997-1652
Fax: 314-997-0123
(Full email address available in API data)

Regulatory Contact

JANET WHITLEY
REGISTERED EXECUTIVE ASSISTANT
680 CRAIG ROAD
SUITE 201
ST. LOUIS
MO
United States
Tel: 314-997-1652
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FULLERTON, PAUL, THOMAS Individual – VICE PRESIDENT/SECRETARY 10/2003 5-10%
KALINOWSKI, ANTHONY, EDWARD Individual – PRESIDENT/CHIEF COMPLIANCE OFFICER 02/2010 > 75%

No. Employees, Historic

2010020202021202220232024202511 on 3/30/202011 on 6/29/202011 on 10/16/202011 on 12/2/20209 on 2/25/20219 on 12/21/202111 on 3/18/202211 on 11/9/202211 on 12/7/202217 on 2/9/202317 on 6/30/202317 on 10/23/202317 on 11/13/202318 on 2/9/2024

RAUM, Historic

600M300M0202020212022202320242025372936696 on 3/30/2020372936696 on 6/29/2020372936696 on 10/16/2020372936696 on 12/2/2020431865680 on 2/25/2021431865680 on 12/21/2021479215689 on 3/18/2022479215689 on 11/9/2022479215689 on 12/7/2022435316646 on 2/9/2023435316646 on 6/30/2023435316646 on 10/23/2023435316646 on 11/13/2023517482810 on 2/9/2024

No. Clients, Historic

2,0001,0000202020212022202320242025535 on 3/30/2020535 on 6/29/2020535 on 10/16/2020535 on 12/2/2020860 on 2/25/2021860 on 12/21/2021938 on 3/18/2022938 on 11/9/2022938 on 12/7/20221036 on 2/9/20231036 on 6/30/20231036 on 10/23/20231036 on 11/13/20231144 on 2/9/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 398K 4K –
ABBVIE INC COM 799K 5K –
ACCENTURE PLC IRELAND SHS CLASS A 254K 861 –
ADMA BIOLOGICS INC COM 378K 32K –
ADOBE INC COM 2M 3K –
ADVANCED MICRO DEVICES INC COM 748K 4K –
ALPHABET INC CAP STK CL A 3M 17K –
ALPHABET INC CAP STK CL C 6M 30K –
AMAZON COM INC COM 12M 62K –
AMEREN CORP COM 1M 16K –
AMERICAN TOWER CORP NEW COM 227K 1K –
AMGEN INC COM 717K 2K –
AMPLIFY ETF TR BLOCKCHAIN LDR 383K 11K –
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 253K 4K –
APPLE INC COM 13M 57K –
APPLIED MATLS INC COM 406K 2K –
ARES CAPITAL CORP COM 488K 23K –
ARISTA NETWORKS INC COM 2M 6K –
ASML HOLDING N V N Y REGISTRY SHS 2M 2K –
AT&T INC COM 544K 29K –
ATKORE INC COM 445K 3K –
AUTOMATIC DATA PROCESSING IN COM 1M 4K –
BANK AMERICA CORP 7.25%CNV PFD L 584K 450 –
BANK AMERICA CORP COM 1M 27K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K –
BOEING CO COM 431K 2K –
BRISTOL-MYERS SQUIBB CO COM 548K 13K –
BROADCOM INC COM 636K 364 –
CAPITAL ONE FINL CORP COM 244K 2K –
CATERPILLAR INC COM 2M 5K –
CBRE GBL REAL ESTATE INC FD COM 1M 266K –
CELESTICA INC COM 1M 23K –
CHEVRON CORP NEW COM 389K 3K –
CINCINNATI FINL CORP COM 250K 2K –
CINTAS CORP COM 1M 2K –
CISCO SYS INC COM 1M 23K –
COCA COLA CO COM 598K 10K –
COMFORT SYS USA INC COM 1M 4K –
CONSOLIDATED EDISON INC COM 245K 3K –
CONSTELLATION BRANDS INC CL A 211K 835 –
CORCEPT THERAPEUTICS INC COM 491K 16K –
COSTCO WHSL CORP NEW COM 3M 3K –
CROWDSTRIKE HLDGS INC CL A 2M 6K –
CVS HEALTH CORP COM 394K 7K –
DANAHER CORPORATION COM 318K 1K –
DATADOG INC CL A COM 1M 9K –
DEERE & CO COM 551K 2K –
DIAGEO PLC SPON ADR NEW 221K 2K –
DIGITAL RLTY TR INC COM 1M 9K –
DISCOVER FINL SVCS COM 287K 2K –
DISNEY WALT CO COM 252K 3K –
DNP SELECT INCOME FD INC COM 355K 43K –
DOLLAR GEN CORP NEW COM 563K 4K –
DRAFTKINGS INC NEW COM CL A 890K 24K –
EATON VANCE ENHANCED EQUITY COM 2M 79K –
EATON VANCE ENHANCED EQUITY COM 4M 183K –
EATON VANCE TAX-MANAGED GLOB COM 2M 204K –
ELI LILLY & CO COM 9M 10K –
EMCOR GROUP INC COM 2M 4K –
EMERSON ELEC CO COM 1M 11K –
ESSEX PPTY TR INC COM 271K 982 –
ETFS GOLD TR PHYSCL GOLD SHS 315K 14K –
EXXON MOBIL CORP COM 1M 10K –
FEDEX CORP COM 230K 784 –
FIDELITY COVINGTON TRUST CONSMR STAPLES 402K 8K –
FIDELITY COVINGTON TRUST ENHANCED LARGE 256K 8K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 728K 11K –
FIDELITY WISE ORIGIN BITCOIN SHS 305K 6K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 4M 48K –
FREEPORT-MCMORAN INC CL B 597K 12K –
FS KKR CAP CORP COM 229K 11K –
FTAI AVIATION LTD SHS 2M 22K –
GE AEROSPACE COM NEW 3M 15K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 240K 3K –
GENERAL DYNAMICS CORP COM 205K 728 –
GILEAD SCIENCES INC COM 237K 3K –
GLOBAL X FDS NASDAQ 100 COVER 502K 28K –
HILTON WORLDWIDE HLDGS INC COM 219K 1K –
HOME DEPOT INC COM 3M 9K –
HONEYWELL INTL INC COM 440K 2K –
ILLINOIS TOOL WKS INC COM 404K 2K –
INGERSOLL RAND INC COM 202K 2K –
INTEL CORP COM 206K 6K –
INTERNATIONAL BUSINESS MACHS COM 930K 5K –
INTUIT COM 408K 644 –
INVESCO DB US DLR INDEX TR BULLISH FD 292K 10K –
INVESCO EXCH TRADED FD TR II S&P SMLCAP QTY 243K 6K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 407K 6K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 477K 20K –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 946K 9K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 881K 18K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 1M 13K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 6K –
INVESCO QQQ TR UNIT SER 1 4M 8K –
IRON MTN INC DEL COM 1M 14K –
ISHARES INC MSCI PAC JP ETF 578K 13K –
ISHARES SILVER TR ISHARES 553K 20K –
ISHARES TR 10-20 YR TRS ETF 590K 6K –
ISHARES TR CORE DIV GRWTH 1M 23K –
ISHARES TR CORE HIGH DV ETF 404K 4K –
ISHARES TR CORE S&P MCP ETF 466K 8K –
ISHARES TR CORE S&P SCP ETF 3M 32K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR HDG MSCI EAFE 676K 19K –
ISHARES TR IBONDS DEC25 ETF 213K – –
ISHARES TR ISHARES SEMICDTR 3M 10K –
ISHARES TR LATN AMER 40 ETF 566K 22K –
ISHARES TR MODERT ALLOC ETF 200K 5K –
ISHARES TR MORNINGSTAR GRWT 989K 12K –
ISHARES TR MRGSTR MD CP GRW 245K 4K –
ISHARES TR MSCI EAFE ETF 2M 19K –
ISHARES TR MSCI USA MIN VOL 1M 17K –
ISHARES TR PFD AND INCM SEC 3M 91K –
ISHARES TR RUS 1000 GRW ETF 764K 2K –
ISHARES TR RUS MD CP GR ETF 210K 2K –
ISHARES TR RUS MDCP VAL ETF 271K 2K –
ISHARES TR S&P 500 GRWT ETF 2M 23K –
ISHARES TR S&P MC 400GR ETF 2M 25K –
ISHARES TR SELECT DIVID ETF 832K 7K –
ISHARES TR U.S. TECH ETF 762K 5K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 619K 12K –
JOHNSON & JOHNSON COM 2M 13K –
JPMORGAN CHASE & CO. COM 2M 12K –
KIMBERLY-CLARK CORP COM 208K 1K –
KINDER MORGAN INC DEL COM 657K 33K –
KROGER CO COM 494K 9K –
LAM RESEARCH CORP COM 783K 694 –
LOWES COS INC COM 1M 6K –
LULULEMON ATHLETICA INC COM 258K 895 –
MASTERCARD INCORPORATED CL A 7M 15K –
MCDONALDS CORP COM 761K 3K –
MCKESSON CORP COM 272K 464 –
MERCK & CO INC COM 1M 11K –
META PLATFORMS INC CL A 4M 7K –
MICROSOFT CORP COM 16M 33K –
NASDAQ INC COM 1M 22K –
NATIONAL HEALTH INVS INC COM 521K 7K –
NETFLIX INC COM 3M 4K –
NOVO-NORDISK A S ADR 470K 3K –
NUVEEN MUN VALUE FD INC COM 1M 136K –
NVIDIA CORPORATION COM 17M 128K –
OMEGA HEALTHCARE INVS INC COM 266K 8K –
ORACLE CORP COM 2M 15K –
PALO ALTO NETWORKS INC COM 993K 3K –
PARKER-HANNIFIN CORP COM 1M 3K –
PAYCHEX INC COM 453K 4K –
PAYPAL HLDGS INC COM 545K 9K –
PEPSICO INC COM 956K 6K –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 277K 18K –
PFIZER INC COM 1M 50K –
PHILLIPS 66 COM 358K 3K –
PIMCO ETF TR 25YR+ ZERO U S 549K 7K –
PROCTER AND GAMBLE CO COM 4M 26K –
PROSHARES TR S&P 500 DV ARIST 4M 46K –
PROSHARES TR S&P MDCP 400 DIV 528K 7K –
PROSPECT CAP CORP COM 253K 45K –
QUALCOMM INC COM 333K 2K –
REPUBLIC SVCS INC COM 858K 4K –
ROLLINS INC COM 241K 5K –
ROYAL BK CDA COM 387K 3K –
RTX CORPORATION COM 880K 9K –
SALESFORCE INC COM 780K 3K –
SAP SE SPON ADR 433K 2K –
SAREPTA THERAPEUTICS INC COM 404K 3K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 39K –
SELECT SECTOR SPDR TR ENERGY 299K 3K –
SELECT SECTOR SPDR TR FINANCIAL 840K 20K –
SELECT SECTOR SPDR TR INDL 555K 5K –
SELECT SECTOR SPDR TR SBI CONS DISCR 627K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 10K –
SELECT SECTOR SPDR TR SBI INT-UTILS 567K 8K –
SELECT SECTOR SPDR TR TECHNOLOGY 635K 3K –
SERVICENOW INC COM 2M 3K –
SHELL PLC SPON ADS 255K 3K –
SMITH & WESSON BRANDS INC COM 693K 49K –
SPDR GOLD TR GOLD SHS 301K 1K –
SPDR S&P 500 ETF TR TR UNIT 11M 20K –
SPDR SER TR BLOOMBERG 1-3 MO 452K 5K –
SPDR SER TR BLOOMBERG HIGH Y 376K 4K –
SPDR SER TR PORTFOLIO AGRGTE 387K 15K –
SPDR SER TR PORTFOLIO S&P400 258K 5K –
SPDR SER TR PORTFOLIO S&P500 783K 12K –
SPDR SER TR PORTFOLIO S&P600 223K 5K –
SPIRE INC COM 489K 8K –
SPIRIT AIRLS INC COM 543K 178K –
STRATEGY SHS DAY HAGAN NED 2M 50K –
SUPER MICRO COMPUTER INC COM 3M 3K –
SYSCO CORP COM 512K 7K –
T ROWE PRICE ETF INC CAP APPRECIATION 237K 7K –
TARGET CORP COM 444K 3K –
TESLA INC COM 430K 2K –
TEXAS INSTRS INC COM 331K 2K –
THE CIGNA GROUP COM 5M 16K –
THERMO FISHER SCIENTIFIC INC COM 263K 490 –
TJX COS INC NEW COM 356K 3K –
T-MOBILE US INC COM 483K 3K –
TRANE TECHNOLOGIES PLC SHS 280K 821 –
TRUIST FINL CORP COM 441K 11K –
UNILEVER PLC SPON ADR NEW 517K 9K –
UNITED RENTALS INC COM 648K 1K –
UNITED STS GASOLINE FD LP UNITS 449K 7K –
UNITEDHEALTH GROUP INC COM 579K 1K –
VALE S A SPONSORED ADS 238K 21K –
VALERO ENERGY CORP COM 1M 8K –
VANECK ETF TRUST PREFERRED SECURT 716K 41K –
VANECK ETF TRUST SHRT HGH YLD MUN 384K 17K –
VANGUARD INDEX FDS GROWTH ETF 4M 11K –
VANGUARD INDEX FDS LARGE CAP ETF 1M 6K –
VANGUARD INDEX FDS MCAP GR IDXVIP 693K 3K –
VANGUARD INDEX FDS MID CAP ETF 213K 874 –
VANGUARD INDEX FDS SM CP VAL ETF 257K 1K –
VANGUARD INDEX FDS SMALL CP ETF 209K 961 –
VANGUARD INDEX FDS TOTAL STK MKT 512K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 1M 21K –
VANGUARD MUN BD FDS TAX EXEMPT BD 250K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 30K –
VANGUARD STAR FDS VG TL INTL STK F 647K 10K –
VANGUARD WORLD FD INF TECH ETF 379K 625 –
VANGUARD WORLD FD UTILITIES ETF 400K 3K –
VENTAS INC COM 271K 5K –
VERIZON COMMUNICATIONS INC COM 910K 22K –
VERTEX PHARMACEUTICALS INC COM 811K 2K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 5M 65K –
WASTE MGMT INC DEL COM 474K 2K –
ZEBRA TECHNOLOGIES CORPORATI CL A 256K 791 –