FCA CORP

Advisory Business

Type of Organization	Corporation
Fiscal Year End	SEPTEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	21
Investment Advisory/Research	11
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	11
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	491	$393.4M
Non-Discretionary	61	$72.0M
Total	552	$465.4M

Clients

Type	Number	RAUM
Individuals	59	$22.8M
HNW Individuals	94	$333.5M
Banking or thrift institutions	0	$0
Investment companies	5	$48.3M
Business development companies	0	$0
Pooled investment vehicles	3	$60.7M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	11
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCONSULTING
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-20514
SEC ERA File Number	801-20514
SEC CIK Numbers	1166402, 736894
SEC CRD Numbers	110658
Legal Entity Identifier	None

Principal Office

791 TOWN & COUNTRY BLVD.
SUITE 250
HOUSTON
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic