JJP CAPITAL MANAGEMENT, INC.
Adviser information for JJP CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 180 | $312.5M |
| Non-Discretionary | 0 | $0 |
| Total | 180 | $312.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $53.9M |
| HNW Individuals | 22 | $249.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $8.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $212,093 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-20567 |
|---|---|
| SEC ERA File Number | 801-20567 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105374 |
| Legal Entity Identifier | None |
Principal Office
112 SOUTH COLLEGE AVENUECOLUMBIA
MO
United States
Monday - Friday, 9AM - 2PM
Tel: [573] 442-2763, Fax: [573] 443-6948
Chief Compliance Officer
GARRARD L BANKS
PRESIDENT
112 SOUTH COLLEGE AVE
COLUMBIA
MO
United States
Tel:
573-442-2763
Fax:
573-443-6948
J*******************@********M
(Full email address available in API data)
Regulatory Contact
PASCUCCI CHRISTOPHER
TREASURER
112 SOUTH COLLEGE AVENUE
COLUMBIA
MO
United States
Tel:
573-442-2763
Fax:
573 443-6948
J*******************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PASCUCCI, CHRISTOPHER, JOSEPH | Individual | – | DIRECTOR/TREASURER | 04/2001 | 50-75% |
| BANKS, GARRARD, LYNN | Individual | – | DIRECTOR/PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | 12/2016 | 50-75% |