ARMSTRONG SHAW ASSOCIATES INC.
Adviser information for ARMSTRONG SHAW ASSOCIATES INC. last updated from Form ADV on December 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $109.3M |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $109.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $5.9M |
| HNW Individuals | 16 | $75.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $26.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
187 DANBURY ROAD, SUITE 201WILTON
CT
United States
Monday - Friday, 9AM TO 5PM
Tel: 203-820-6160, Fax: None
Chief Compliance Officer
MONICA C. GRADY
PRINCIPAL
187 DANBURY ROAD, SUITE 201
WILTON
CT
United States
Tel:
203-820-6160
M*****@****************M
(Full email address available in API data)
Regulatory Contact
LISA DRUMMOND
ADMINISTRATOR
187 DANBURY ROAD, SUITE 201
WILTON
CT
United States
Tel:
203-820-6160
L********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRADY, MONICA, CAROL | Individual | – | PRINCIPAL/CHIEF COMPLIANCE OFFICER/DIRECTOR | 12/1986 | 5-10% |
| SHAW, JEFFREY, MITCHELL | Individual | – | PRINCIPAL/CHAIRMAN/DIRECTOR | 12/1986 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 13th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AbbVie Inc. | com | 4M | 24K | – |
| Air Products & Chemical | com | 4M | 15K | – |
| Alphabet Inc Cl A | com | 589K | 5K | – |
| Alphabet Inc-CL C | com | 7M | 49K | – |
| Amazon.com | com | 3M | 24K | – |
| Ameren Corporation | com | 711K | 10K | – |
| American Express Co. | com | 229K | 2K | – |
| Ameriprise Financial | com | 666K | 2K | – |
| Apple Computer | com | 8M | 47K | – |
| Berkshire Hathaway Inc. Class | com | 315K | 900 | – |
| Boeing | com | 249K | 1K | – |
| Brookfield Corp. Class A | com | 640K | 20K | – |
| CVS Health Corp. | com | 3M | 42K | – |
| Caesars Entertainment Inc | com | 2M | 35K | – |
| Capital One Financial Corp. | com | 2M | 18K | – |
| Chevron Corp. | com | 3M | 18K | – |
| Chubb Corp. | com | 2M | 10K | – |
| Citigroup Inc. | com | 1M | 25K | – |
| Comcast Corp. Cl A | com | 2M | 46K | – |
| Constellation Brands CL A | com | 3M | 13K | – |
| Corteva Inc. | com | 302K | 6K | – |
| Dell Technologies Class C | com | 730K | 11K | – |
| Devon Energy Corp. | com | 372K | 8K | – |
| Dow Inc. | com | 333K | 6K | – |
| Dupont De Nemours | com | 455K | 6K | – |
| Elevance Health | com | 4M | 9K | – |
| General Electric | com | 207K | 2K | – |
| Gilead Sciences Inc | com | 221K | 3K | – |
| Goldman Sachs Group Inc. | com | 259K | 800 | – |
| Honeywell International Inc. | com | 3M | 17K | – |
| Intercontinental Exchange Inc. | com | 3M | 28K | – |
| Marriott International, Inc. | com | 295K | 2K | – |
| Microsoft Corp. | com | 12M | 37K | – |
| NXP Semiconductors NV | com | 2M | 8K | – |
| Paypal Holdings, Inc. | com | 403K | 7K | – |
| Pentair PLC | com | 307K | 5K | – |
| The Walt Disney Co. | com | 212K | 3K | – |
| Travel Plus Leisure Co. | com | 359K | 10K | – |
| UnitedHealth Group Inc. | com | 6M | 12K | – |
| Williams Company Inc. | com | 2M | 68K | – |
| Wyndham Hotels & Resorts Inc. | com | 969K | 14K | – |
| Zimmer Biomet Holdings, Inc. | com | 213K | 2K | – |
| iShares MSCI Emerging Market E | com | 588K | 16K | – |
| Berkshire Hathaway Inc. Class | cl a | 11M | 20 | – |