ROBERTS, GLORE & CO.
Adviser information for ROBERTS, GLORE & CO. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 969 | $574.0M |
| Non-Discretionary | 148 | $215.8M |
| Total | 1,117 | $789.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 191 | $78.7M |
| HNW Individuals | 179 | $531.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $7.4M |
| Charitable organizations | 6 | $17.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $149.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $5.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
707 LAKE COOK ROADSUITE 210
DEERFIELD
IL
United States
Monday - Friday, 8:00 A.M TO 4:00 P.M.
Tel: 224-330-6980, Fax: 847-412-4885
Chief Compliance Officer
BYRON J. SMYTHE
VICE PRESIDENT
707 LAKE COOK ROAD
SUITE 210
DEERFIELD
IL
United States
Tel:
(224) 330-6980
Fax:
(847) 412-4885
B****@***************M
(Full email address available in API data)
Regulatory Contact
JIM L. CALAWAY
PRESIDENT
707 LAKE COOK ROAD
SUITE 210
DEERFIELD
IL
United States
Tel:
(224) 330-6980
Fax:
(847) 412-4885
I***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CIUPKE, CLEMENS, PETER | Individual | – | TREASURER | 12/1989 | 50-75% |
| CALAWAY, JIM, LANCE | Individual | – | PRESIDENT | 10/1993 | 25-50% |
| SMYTHE, BYRON, JENNINGS | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2007 | 5-10% |
| CIUPKE, CHRISTOPHER, JAMES | Individual | – | ASSISTANT VP | 11/2013 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 292K | 3K | – |
| ABBOTT LABS | COM | 6M | 59K | – |
| ABBVIE INC | COM | 6M | 33K | – |
| ADAM NAT RES FD INC | COM | 433K | 18K | – |
| ADAMS DIVERSIFIED EQUITY FD | COM | 2M | 83K | – |
| ADVANCE AUTO PARTS INC | COM | 643K | 10K | – |
| AIR PRODS & CHEMS INC | COM | 713K | 3K | – |
| ALBEMARLE CORP | COM | 265K | 3K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 204K | 6K | – |
| ALPHABET INC | CAP STK CL C | 11M | 61K | – |
| ALPHABET INC | CAP STK CL A | 7M | 40K | – |
| AMAZON COM INC | COM | 5M | 27K | – |
| AMBEV SA | SPONSORED ADR | 55K | 27K | – |
| AMC NETWORKS INC | CL A | 261K | 27K | – |
| AMGEN INC | COM | 2M | 8K | – |
| AMN HEALTHCARE SVCS INC | COM | 568K | 11K | – |
| APPLE INC | COM | 16M | 74K | – |
| ARISTA NETWORKS INC | COM | 3M | 10K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 362K | 5K | – |
| AT&T INC | COM | 359K | 19K | – |
| ATRION CORP | COM | 2M | 5K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 947K | 4K | – |
| BAXTER INTL INC | COM | 471K | 14K | – |
| BECTON DICKINSON & CO | COM | 2M | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 24M | 59K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 4M | 6 | – |
| BHP GROUP LTD | SPONSORED ADS | 242K | 4K | – |
| BIOGEN INC | COM | 798K | 3K | – |
| BIO-TECHNE CORP | COM | 2M | 26K | – |
| BLACKROCK INC | COM | 615K | 781 | – |
| BOEING CO | COM | 232K | 1K | – |
| BOOKING HOLDINGS INC | COM | 2M | 403 | – |
| BOSTON BEER INC | CL A | 440K | 1K | – |
| BP PLC | SPONSORED ADR | 404K | 11K | – |
| BROADCOM INC | COM | 1M | 624 | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 997K | 11K | – |
| CANADIAN NATL RY CO | COM | 799K | 7K | – |
| CARRIER GLOBAL CORPORATION | COM | 1M | 18K | – |
| CATERPILLAR INC | COM | 238K | 714 | – |
| CBOE GLOBAL MKTS INC | COM | 296K | 2K | – |
| CENCORA INC | COM | 547K | 2K | – |
| CENTENE CORP DEL | COM | 2M | 30K | – |
| CENTRAL SECS CORP | COM | 2M | 34K | – |
| CHARLES RIV LABS INTL INC | COM | 1M | 5K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 420K | 3K | – |
| CHEVRON CORP NEW | COM | 596K | 4K | – |
| CHUBB LIMITED | COM | 407K | 2K | – |
| CHURCH & DWIGHT CO INC | COM | 309K | 3K | – |
| CISCO SYS INC | COM | 4M | 76K | – |
| CME GROUP INC | COM | 2M | 8K | – |
| COCA COLA CO | COM | 2M | 24K | – |
| COMCAST CORP NEW | CL A | 721K | 18K | – |
| CONOCOPHILLIPS | COM | 301K | 3K | – |
| CVS HEALTH CORP | COM | 2M | 33K | – |
| CYBERARK SOFTWARE LTD | SHS | 239K | 875 | – |
| CYBIN INC | COM | 3K | 10K | – |
| DEERE & CO | COM | 600K | 2K | – |
| DELL TECHNOLOGIES INC | CL C | 299K | 2K | – |
| DIAGEO PLC | SPON ADR NEW | 202K | 2K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 2M | 55K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 1M | 22K | – |
| DISCOVER FINL SVCS | COM | 348K | 3K | – |
| DISNEY WALT CO | COM | 2M | 17K | – |
| DOLLAR GEN CORP NEW | COM | 657K | 5K | – |
| DONALDSON INC | COM | 431K | 6K | – |
| DUKE ENERGY CORP NEW | COM NEW | 485K | 5K | – |
| EBAY INC. | COM | 512K | 10K | – |
| ELEVANCE HEALTH INC | COM | 370K | 683 | – |
| ELI LILLY & CO | COM | 557K | 615 | – |
| EMERSON ELEC CO | COM | 294K | 3K | – |
| ENTERGY CORP NEW | COM | 1M | 13K | – |
| EVOLV TECHNOLOGIES HLDNGS IN | COM CL A | 117K | 46K | – |
| EXPEDIA GROUP INC | COM NEW | 615K | 5K | – |
| EXPEDITORS INTL WASH INC | COM | 4M | 28K | – |
| EXXON MOBIL CORP | COM | 3M | 24K | – |
| F5 INC | COM | 373K | 2K | – |
| FACTSET RESH SYS INC | COM | 398K | 975 | – |
| FASTENAL CO | COM | 693K | 11K | – |
| FEDEX CORP | COM | 1M | 5K | – |
| FIDELITY NATL INFORMATION SV | COM | 377K | 5K | – |
| FIRST SOLAR INC | COM | 261K | 1K | – |
| FISERV INC | COM | 688K | 5K | – |
| FLEXSHARES TR | QLT DIV DEF IDX | 229K | 4K | – |
| FORTINET INC | COM | 432K | 7K | – |
| GE AEROSPACE | COM NEW | 315K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 5K | – |
| GENERAL MLS INC | COM | 725K | 11K | – |
| GILEAD SCIENCES INC | COM | 1M | 15K | – |
| GLOBAL PMTS INC | COM | 902K | 9K | – |
| GOLDMAN SACHS GROUP INC | COM | 335K | 740 | – |
| GRAINGER W W INC | COM | 349K | 387 | – |
| HOME DEPOT INC | COM | 963K | 3K | – |
| ILLINOIS TOOL WKS INC | COM | 3M | 14K | – |
| ILLUMINA INC | COM | 279K | 3K | – |
| INCYTE CORP | COM | 502K | 8K | – |
| INNOVATIVE INDL PPTYS INC | COM | 398K | 4K | – |
| INTEL CORP | COM | 2M | 77K | – |
| INTUIT | COM | 2M | 3K | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 2M | 60K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 1M | 18K | – |
| INVESCO QQQ TR | UNIT SER 1 | 344K | 717 | – |
| ISHARES TR | SHRT NAT MUN ETF | 226K | 2K | – |
| ISHARES TR | U.S. BAS MTL ETF | 875K | 6K | – |
| ISHARES TR | CORE MSCI EAFE | 279K | 4K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 273K | 3K | – |
| ISHARES TR | MSCI EAFE ETF | 1M | 13K | – |
| ISHARES TR | RUS 1000 GRW ETF | 392K | 1K | – |
| ISHARES TR | RUS 1000 VAL ETF | 247K | 1K | – |
| JAPAN SMALLER CAPITALIZATION | COM | 144K | 19K | – |
| JOHNSON & JOHNSON | COM | 9M | 59K | – |
| JPMORGAN CHASE & CO. | COM | 878K | 4K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 1M | 6K | – |
| LAM RESEARCH CORP | COM | 416K | 391 | – |
| LAUDER ESTEE COS INC | CL A | 440K | 4K | – |
| LINDE PLC | SHS | 3M | 6K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 3K | – |
| LOWES COS INC | COM | 683K | 3K | – |
| M & T BK CORP | COM | 2M | 11K | – |
| MASTERCARD INCORPORATED | CL A | 224K | 508 | – |
| MCCORMICK & CO INC | COM NON VTG | 242K | 3K | – |
| MEDPACE HLDGS INC | COM | 2M | 4K | – |
| MEDTRONIC PLC | SHS | 609K | 8K | – |
| MERCADOLIBRE INC | COM | 2M | 943 | – |
| MERCK & CO INC | COM | 644K | 5K | – |
| META PLATFORMS INC | CL A | 2M | 5K | – |
| MICROSOFT CORP | COM | 19M | 42K | – |
| NETFLIX INC | COM | 460K | 681 | – |
| NEUROCRINE BIOSCIENCES INC | COM | 205K | 1K | – |
| NEWMONT CORP | COM | 341K | 8K | – |
| NORFOLK SOUTHN CORP | COM | 3M | 12K | – |
| NORTHERN TR CORP | COM | 369K | 4K | – |
| NORTHROP GRUMMAN CORP | COM | 337K | 772 | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 15K | – |
| NOVO-NORDISK A S | ADR | 490K | 3K | – |
| NSTS BANCORP INC | COM | 351K | 36K | – |
| NVIDIA CORPORATION | COM | 3M | 26K | – |
| ORACLE CORP | COM | 2M | 11K | – |
| ORGANON & CO | COMMON STOCK | 294K | 14K | – |
| PALO ALTO NETWORKS INC | COM | 310K | 914 | – |
| PARAMOUNT GLOBAL | CLASS B COM | 380K | 37K | – |
| PAYCHEX INC | COM | 319K | 3K | – |
| PAYLOCITY HLDG CORP | COM | 242K | 2K | – |
| PAYPAL HLDGS INC | COM | 2M | 26K | – |
| PEPSICO INC | COM | 5M | 32K | – |
| PFIZER INC | COM | 1M | 40K | – |
| PHILLIPS 66 | COM | 590K | 4K | – |
| PRICE T ROWE GROUP INC | COM | 250K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 14K | – |
| QUALCOMM INC | COM | 397K | 2K | – |
| QUEST DIAGNOSTICS INC | COM | 2M | 15K | – |
| ROYCE MICRO-CAP TR INC | COM | 795K | 86K | – |
| RTX CORPORATION | COM | 3M | 29K | – |
| SALESFORCE INC | COM | 540K | 2K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 229K | 3K | – |
| SILVERCREST ASSET MGMT GROUP | CL A | 223K | 14K | – |
| SMUCKER J M CO | COM NEW | 230K | 2K | – |
| SOLVENTUM CORP | COM SHS | 520K | 10K | – |
| SOUTHERN CO | COM | 677K | 9K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 8K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 629K | 1K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 235K | 3K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 3M | 150K | – |
| STARBUCKS CORP | COM | 2M | 27K | – |
| STATE STR CORP | COM | 561K | 8K | – |
| STIFEL FINL CORP | COM | 311K | 4K | – |
| STRYKER CORPORATION | COM | 5M | 15K | – |
| TARGET CORP | COM | 439K | 3K | – |
| TEMPLETON EMERGING MKTS FD | COM | 167K | 14K | – |
| TERADYNE INC | COM | 608K | 4K | – |
| TESLA INC | COM | 229K | 1K | – |
| THE CIGNA GROUP | COM | 652K | 2K | – |
| UFP INDUSTRIES INC | COM | 212K | 2K | – |
| UNILEVER PLC | SPON ADR NEW | 327K | 6K | – |
| UNION PAC CORP | COM | 2M | 9K | – |
| UNITED PARCEL SERVICE INC | CL B | 376K | 3K | – |
| UNITED STS COMMODITY INDEX F | COMM IDX FND | 269K | 4K | – |
| UNITED STS LIME & MINERALS I | COM | 228K | 627 | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 3M | 39K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 986K | 14K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 13K | – |
| VANGUARD INDEX FDS | VALUE ETF | 1M | 7K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 8M | 30K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 4M | 49K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 23K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 595K | 10K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 9M | 193K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 11M | 223K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 3M | 34K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 12K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 829K | 14K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 2M | 22K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 337K | 3K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 2M | 19K | – |
| VERIZON COMMUNICATIONS INC | COM | 429K | 10K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 4K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| VULCAN MATLS CO | COM | 276K | 1K | – |
| WABTEC | COM | 270K | 2K | – |
| WALMART INC | COM | 3M | 43K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 165K | 22K | – |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 2M | 192K | – |
| WESTERN AST INFL LKD OPP & I | COM | 2M | 258K | – |
| WISDOMTREE TR | JP SMALLCP DIV | 416K | 6K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 947K | 9K | – |