EQUIUS PARTNERS, INC.
Adviser information for EQUIUS PARTNERS, INC. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,131 | $983.0M |
| Non-Discretionary | 6 | $26.7M |
| Total | 1,137 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 265 | $84.0M |
| HNW Individuals | 191 | $754.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $78.4M |
| Charitable organizations | <5 | $17.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $75.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-20786 |
|---|---|
| SEC ERA File Number | 801-20786 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110450 |
| Legal Entity Identifier | None |
Principal Office
3 HAMILTON LANDINGSUITE 260
NOVATO
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00P.M.
Tel: 415-382-2500, Fax: 415-382-2005
Chief Compliance Officer
NICK HUMPHREY
COO
3 HAMILTON LANDING, SUITE 260
NOVATO
CA
United States
Tel:
415-382-2500
Fax:
415-382-2005
N***@*****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL BOLGATZ
CORPORATE COUNSEL
3 HAMILTON LANDING, SUITE 260
NOVATO
CA
United States
Tel:
415-382-2500
Fax:
415-382-2005
M***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONCKHEER, PHILIP, WILLEM | Individual | – | FOUNDING PARTNER | 06/1991 | 25-50% |
| TROUTNER, JEFFREY, CHARLES | Individual | – | FOUNDING PARTNER, CHIEF INVESTMENT OFFICER | 01/2015 | 25-50% |
| TROUTNER, THOMAS, JEFFREY | Individual | – | MANAGING PARTNER | 01/2012 | 5-10% |
| HUMPHREY, NICHOLAS | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
| WORTHINGTON, GREG, EUGENE | Individual | – | MANAGING DIRECTOR | 01/2020 | < 5% |
| BOLGATZ, MICHAEL, GLENN | Individual | – | CORPORATE COUNSEL | 02/2022 | < 5% |