CAPITAL INVESTMENT COUNSEL INC
Adviser information for CAPITAL INVESTMENT COUNSEL INC last updated from Form ADV on April 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 20 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 985 | $537.9M |
| Non-Discretionary | 0 | $0 |
| Total | 985 | $537.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 621 | $103.3M |
| HNW Individuals | 331 | $384.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $28.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $21.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealer |
Principal Office
100 E. SIX FORKS ROAD, STE. 200RALEIGH
NC
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 919-831-2370, Fax: 919-832-7928
Websites
Chief Compliance Officer
RONALD L. KING
CHIEF COMPLIANCE OFFICER
100 E. SIX FORKS ROAD, STE. 200
RALEIGH
NC
United States
Tel:
(919) 831-2370
Fax:
(919) 832-7928
C*************@*****************M
(Full email address available in API data)
Industry Affiliates
| CAPITAL ADVISERS, INC. | Other investment adviser, including financial planners |
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| CAPITAL INVESTMENT BROKERAGE, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CAPITAL INVESTMENT GROUP, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRYANT, RICHARD, KING | Individual | – | PRESIDENT AND TREASURER | 08/1984 | < 5% |
| HARRINGTON, SUE, ELLEN | Individual | – | SECRETARY | 10/2001 | < 5% |
| KING, RONALD, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2007 | < 5% |
| R.B.S.B. FAMILY TRUST | Domestic Entity | R. BRYANT FAMILY PARTNERS, LTD. | OWNER IN R. BRYANT FAMILY PARTNERS, LTD. | 12/1996 | > 75% |
| BRYANT, RICHARD, KING | Individual | R. BRYANT FAMILY PARTNERS, LTD. | GENERAL PARTNER OF R. BRYANT FAMILY PARTNERS, LTD. | 12/1996 | |
| R. BRYANT FAMILY PARTNERS, LTD. | Domestic Entity | – | OWNER | 10/2012 | > 75% |
| SADLER, SUSANNE | Individual | R.B.S.B FAMILY TRUST | TRUSTEE OF R.B.S.B FAMILY TRUST | 03/2014 | |
| DRESSLER, KURT, ALAN | Individual | – | VICE PRESIDENT | 01/2015 | 5-10% |
| EDDINS, WILLIAM, HAROLD | Individual | – | VICE PRESIDENT | 01/2015 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 219K | 2K | – |
| ABBVIE INC | COM | 216K | 1K | – |
| ADOBE INC | COM | 11M | 20K | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 25K | – |
| AKAMAI TECHNOLOGIES INC | COM | 980K | 11K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 28K | – |
| ALPHABET INC | CAP STK CL C | 19M | 105K | – |
| ALPHABET INC | CAP STK CL A | 5M | 27K | – |
| ALTRIA GROUP INC | COM | 234K | 5K | – |
| AMAZON COM INC | COM | 22M | 113K | – |
| AMETEK INC | COM | 417K | 3K | – |
| AMGEN INC | COM | 1M | 5K | – |
| AMMO INC | COM | 122K | 73K | – |
| APPLE INC | COM | 124M | 590K | – |
| APPLIED MATLS INC | COM | 16M | 69K | – |
| ARCHER DANIELS MIDLAND CO | COM | 489K | 8K | – |
| ARISTA NETWORKS INC | COM | 447K | 1K | – |
| AT&T INC | COM | 245K | 13K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 4M | 16K | – |
| BAIDU INC | SPON ADR REP A | 210K | 2K | – |
| BANCORP INC DEL | COM | 2M | 66K | – |
| BANK AMERICA CORP | COM | 4M | 97K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 448K | 1K | – |
| BLACKBERRY LTD | COM | 76K | 31K | – |
| BOEING CO | COM | 365K | 2K | – |
| BP PLC | SPONSORED ADR | 363K | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 217K | 5K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 266K | 1K | – |
| CATERPILLAR INC | COM | 4M | 11K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 575K | 3K | – |
| CHEVRON CORP NEW | COM | 1M | 8K | – |
| CINCINNATI FINL CORP | COM | 277K | 2K | – |
| CISCO SYS INC | COM | 11M | 229K | – |
| CLEAN HARBORS INC | COM | 226K | 1K | – |
| CLOROX CO DEL | COM | 423K | 3K | – |
| COCA COLA CO | COM | 8M | 129K | – |
| COHERENT CORP | COM | 328K | 5K | – |
| COLGATE PALMOLIVE CO | COM | 582K | 6K | – |
| CONOCOPHILLIPS | COM | 230K | 2K | – |
| CONSOLIDATED EDISON INC | COM | 232K | 3K | – |
| CORNING INC | COM | 1M | 34K | – |
| COSTCO WHSL CORP NEW | COM | 59M | 70K | – |
| CRACKER BARREL OLD CTRY STOR | COM | 1M | 34K | – |
| CROWDSTRIKE HLDGS INC | CL A | 671K | 2K | – |
| CSX CORP | COM | 378K | 11K | – |
| DEERE & CO | COM | 476K | 1K | – |
| DELL TECHNOLOGIES INC | CL C | 873K | 6K | – |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 926K | 25K | – |
| DIREXION SHS ETF TR | DAILY 20+ YEAR T | 1M | 29K | – |
| DISNEY WALT CO | COM | 4M | 42K | – |
| DOLLAR GEN CORP NEW | COM | 501K | 4K | – |
| DOMINION ENERGY INC | COM | 1M | 24K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 13K | – |
| EDWARDS LIFESCIENCES CORP | COM | 501K | 5K | – |
| ELI LILLY & CO | COM | 675K | 745 | – |
| EMPIRE ST RLTY TR INC | CL A | 186K | 20K | – |
| ENBRIDGE INC | COM | 247K | 7K | – |
| EXPEDITORS INTL WASH INC | COM | 1M | 10K | – |
| EXPONENT INC | COM | 442K | 5K | – |
| EXXON MOBIL CORP | COM | 9M | 82K | – |
| F5 INC | COM | 724K | 4K | – |
| FEDEX CORP | COM | 7M | 24K | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 352K | 6K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 24K | 344 | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 13K | 73 | – |
| FLEX LTD | ORD | 267K | 9K | – |
| FORTINET INC | COM | 342K | 6K | – |
| FRANKLIN RESOURCES INC | COM | 419K | 19K | – |
| GARTNER INC | COM | 939K | 2K | – |
| GE AEROSPACE | COM NEW | 589K | 4K | – |
| GENERAL DYNAMICS CORP | COM | 348K | 1K | – |
| GENUINE PARTS CO | COM | 201K | 1K | – |
| GLOBUS MED INC | CL A | 2M | 24K | – |
| HELMERICH & PAYNE INC | COM | 3M | 78K | – |
| HERON THERAPEUTICS INC | COM | 51K | 15K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 874K | 41K | – |
| HOLOGIC INC | COM | 351K | 5K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HORMEL FOODS CORP | COM | 270K | 9K | – |
| HP INC | COM | 599K | 17K | – |
| HUNT J B TRANS SVCS INC | COM | 320K | 2K | – |
| HUNTINGTON INGALLS INDS INC | COM | 2M | 8K | – |
| INTEL CORP | COM | 4M | 116K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 665K | 4K | – |
| INTUIT | COM | 460K | 700 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 449K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 15K | 345 | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 4K | 275 | – |
| INVESCO EXCHANGE TRADED FD T | BUILDING & CONST | 949 | 14 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 46K | 467 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT CSMR | 19K | 200 | – |
| INVESCO QQQ TR | UNIT SER 1 | 319K | 667 | – |
| ISHARES TR | SELECT DIVID ETF | 218K | 2K | – |
| ISHARES TR | CHINA LG-CAP ETF | 651K | 25K | – |
| ISHARES TR | US TRSPRTION | 821K | 13K | – |
| ISHARES TR | CORE S&P500 ETF | 273K | 500 | – |
| ISHARES TR | CORE US AGGBD ET | 67K | 688 | – |
| ISHARES TR | GLOBAL TECH ETF | 48K | 575 | – |
| ISHARES TR | S&P 500 GRWT ETF | 57K | 612 | – |
| ISHARES TR | 7-10 YR TRSY BD | 25K | 266 | – |
| ISHARES TR | RUS MID CAP ETF | 90K | 1K | – |
| ISHARES TR | CORE S&P MCP ETF | 46K | 785 | – |
| ISHARES TR | RUS 1000 VAL ETF | 17K | 100 | – |
| ISHARES TR | S&P MC 400GR ETF | 35K | 392 | – |
| ISHARES TR | RUS 1000 GRW ETF | 164K | 450 | – |
| ISHARES TR | RUSSELL 2000 ETF | 71K | 351 | – |
| ISHARES TR | S&P MC 400VL ETF | 30K | 266 | – |
| ISHARES TR | U.S. ENERGY ETF | 5K | 100 | – |
| ISHARES TR | CORE S&P SCP ETF | 51K | 475 | – |
| ISHARES TR | SP SMCP600VL ETF | 26K | 268 | – |
| ISHARES TR | IBOXX HI YD ETF | 178K | 2K | – |
| ISHARES TR | 3 7 YR TREAS BD | 24K | 204 | – |
| JD.COM INC | SPON ADS CL A | 306K | 12K | – |
| JOHNSON & JOHNSON | COM | 3M | 19K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 7K | – |
| KIMBERLY-CLARK CORP | COM | 1M | 10K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 3M | 97K | – |
| KROGER CO | COM | 888K | 18K | – |
| KULICKE & SOFFA INDS INC | COM | 2M | 35K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 210K | 935 | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LEVI STRAUSS & CO NEW | CL A COM STK | 193K | 10K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 431K | 5K | – |
| LOCKHEED MARTIN CORP | COM | 7M | 14K | – |
| LOUISIANA PAC CORP | COM | 313K | 4K | – |
| LOWES COS INC | COM | 13M | 57K | – |
| MAPLEBEAR INC | COM | 321K | 10K | – |
| MARATHON PETE CORP | COM | 243K | 1K | – |
| MARTIN MARIETTA MATLS INC | COM | 1M | 2K | – |
| MARVELL TECHNOLOGY INC | COM | 638K | 9K | – |
| MASTERCARD INCORPORATED | CL A | 284K | 644 | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MERCK & CO INC | COM | 505K | 4K | – |
| META PLATFORMS INC | CL A | 6M | 11K | – |
| MICRON TECHNOLOGY INC | COM | 802K | 6K | – |
| MICROSOFT CORP | COM | 23M | 52K | – |
| MORGAN STANLEY | COM NEW | 2M | 20K | – |
| MORNINGSTAR INC | COM | 340K | 1K | – |
| NEW YORK TIMES CO | CL A | 1M | 23K | – |
| NIKE INC | CL B | 2M | 33K | – |
| NOKIA CORP | SPONSORED ADR | 113K | 30K | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 4K | – |
| NOVO-NORDISK A S | ADR | 842K | 6K | – |
| NUCOR CORP | COM | 483K | 3K | – |
| NUTRIEN LTD | COM | 441K | 9K | – |
| NVIDIA CORPORATION | COM | 80M | 647K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 998K | 6K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 299K | 3K | – |
| ORACLE CORP | COM | 6M | 41K | – |
| PACCAR INC | COM | 996K | 10K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 3M | 116K | – |
| PALO ALTO NETWORKS INC | COM | 492K | 1K | – |
| PAYCHEX INC | COM | 3M | 26K | – |
| PAYPAL HLDGS INC | COM | 2M | 35K | – |
| PEPSICO INC | COM | 688K | 4K | – |
| PFIZER INC | COM | 889K | 32K | – |
| PHILIP MORRIS INTL INC | COM | 245K | 2K | – |
| PINNACLE FINL PARTNERS INC | COM | 503K | 6K | – |
| PRICE T ROWE GROUP INC | COM | 6M | 52K | – |
| PROCTER AND GAMBLE CO | COM | 6M | 39K | – |
| PROSHARES TR | PSHS ULTSH 20YRS | 305K | 9K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 7M | 82K | – |
| PROSHARES TR | PSHS ULTRA QQQ | 4K | 45 | – |
| PROSHARES TR | PSHS ULTRA DOW30 | 3M | 34K | – |
| PROSHARES TR | PSHS ULTRUSS2000 | 2M | 53K | – |
| PROSHARES TR | ULTRA FNCLS NEW | 618K | 10K | – |
| PROSHARES TR | ULTRAPRO QQQ | 347K | 5K | – |
| PSQ HOLDINGS INC | CL A | 43K | 11K | – |
| QUALCOMM INC | COM | 11M | 56K | – |
| QUANTA SVCS INC | COM | 235K | 925 | – |
| REGENERON PHARMACEUTICALS | COM | 303K | 288 | – |
| ROBERT HALF INC. | COM | 237K | 4K | – |
| ROCKET LAB USA INC | COM | 48K | 10K | – |
| ROCKWELL AUTOMATION INC | COM | 300K | 1K | – |
| ROYAL BK CDA | COM | 878K | 8K | – |
| RTX CORPORATION | COM | 3M | 30K | – |
| SAP SE | SPON ADR | 5M | 25K | – |
| SCHLUMBERGER LTD | COM STK | 534K | 11K | – |
| SCHWAB CHARLES CORP | COM | 3M | 35K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 16K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 92K | 1K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 36K | 200 | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 13K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 27K | 650 | – |
| SELECT SECTOR SPDR TR | INDL | 1M | 8K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 28K | 125 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 19K | 276 | – |
| SIRIUS XM HOLDINGS INC | COM | 37K | 13K | – |
| SKYWORKS SOLUTIONS INC | COM | 5M | 48K | – |
| SOURCE CAP INC | COM | 443K | 10K | – |
| SOUTHERN CO | COM | 349K | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR SER TR | S&P REGL BKG | 1M | 29K | – |
| SPDR SER TR | S&P BK ETF | 113K | 2K | – |
| SPDR SER TR | S&P BIOTECH | 19K | 205 | – |
| SWISS HELVETIA FD INC | COM | 121K | 15K | – |
| SYNOPSYS INC | COM | 1M | 3K | – |
| SYSCO CORP | COM | 3M | 39K | – |
| TARGET CORP | COM | 3M | 21K | – |
| TECHNIPFMC PLC | COM | 262K | 10K | – |
| TENABLE HLDGS INC | COM | 294K | 7K | – |
| TERADYNE INC | COM | 5M | 34K | – |
| TESLA INC | COM | 585K | 3K | – |
| TITAN INTL INC ILL | COM | 870K | 117K | – |
| TJX COS INC NEW | COM | 273K | 2K | – |
| TOAST INC | CL A | 974K | 38K | – |
| TOYOTA MOTOR CORP | ADS | 254K | 1K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 158K | 30K | – |
| TRUIST FINL CORP | COM | 2M | 62K | – |
| UBER TECHNOLOGIES INC | COM | 382K | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 4M | 31K | – |
| VALUE LINE INC | COM | 486K | 11K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 155K | 310 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 11K | 130 | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 22K | 89 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 128K | 341 | – |
| VANGUARD INDEX FDS | VALUE ETF | 106K | 659 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 9K | 40 | – |
| VEEVA SYS INC | CL A COM | 5M | 25K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 46K | – |
| VISA INC | COM CL A | 3M | 13K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 186K | 15K | – |
| WALMART INC | COM | 22M | 330K | – |
| WEIS MKTS INC | COM | 272K | 4K | – |
| WELLS FARGO CO NEW | COM | 3M | 50K | – |
| WHIRLPOOL CORP | COM | 200K | 2K | – |