PINNACLE ASSOCIATES, LTD.
Adviser information for PINNACLE ASSOCIATES, LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 64 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 25 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6,143 | $8.1B |
| Non-Discretionary | 1 | $3.3M |
| Total | 6,144 | $8.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,382 | $1.3B |
| HNW Individuals | 509 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $156.6M |
| Pension and profit sharing plans | 53 | $464.6M |
| Charitable organizations | 7 | $7.5M |
| State or municipal gov entities | <5 | $248.0M |
| Other investment advisers | 6 | $1.6B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 68 | $362.5M |
| Other | 510 | $2.3B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 9.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CHOICE ANNUITY PROGRAM | KOVACK ADVISORS, INC. |
| MANAGER SELECT MANAGED ACCOUNT PROGRAM | LPL FINANCIAL CORPORATION |
| QUANTITATIVE GROUP | MORGAN STANLEY SMITH BARNEY |
Principal Office
286 MADISON AVENUE20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (212) 652-3200, Fax: (212) 949-2029
Chief Compliance Officer
JOSEPH SHEA
286 MADISON AVENUE
20TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 652-3200
Fax:
(212) 949-2029
J****@**************M
(Full email address available in API data)
Industry Affiliates
| WITHUM WEALTH MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PINNACLE ALL-CAP FUND, L.P. | LIMITED PARTNERSHIP PRIMARILY INVESTING IN PUBLIC EQUITIES | $9.0M | $0.1M | 4 |
| PINNACLE EQUITY FUND, L.P. | LIMITED PARTNERSHIP PRIMARILY INVESTING IN PUBLIC EQUITIES | $123.9M | $0.1M | 99 |
| PINNACLE INTERNATIONAL SMALL CAP PARTNERS, L.P. | LIMITED PARTNERSHIP PRIMARILY INVESTING IN PUBLIC EQUITIES | $2.4M | $0.1M | 17 |
| PINNACLE OPPORTUNITY FUND, L.P. | LIMITED PARTNERSHIP PRIMARILY INVESTING IN PUBLIC EQUITIES | $15.2M | $0.1M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERRARE, JAMES, F | Individual | – | EXECUTIVE VICE PRESIDENT | 02/1999 | 10-25% |
| HARRIS, KING, HANFORD | Individual | – | SENIOR VICE PRESIDENT | 06/1998 | < 5% |
| HEYMAN, JOEL, MICHAEL | Individual | – | SENIOR VICE PRESIDENT/DIRECTOR OF OPERATIONS | 04/1995 | < 5% |
| STEIN, HAROLD, WARD | Individual | – | SENIOR PORTFOLIO MANAGER | 02/2003 | < 5% |
| DELFINO, MICHAEL, FRANCIS | Individual | – | DIRECTOR OF TAFT HARTLEY SERVICES | 01/2005 | < 5% |
| PIACENTINI, TIMOTHY, JOSEPH | Individual | – | SENIOR PORTFOLIO MANAGER | 09/2002 | < 5% |
| PASSIOS, JOHN, THOMAS | Individual | – | EXECUTIVE VICE PRESIDENT | 06/1986 | 10-25% |
| PASSIOS, KIMON | Individual | – | EXECUTIVE VICE PRESIDENT | 05/1996 | 10-25% |
| ROOT, SUSAN, LEONDIS | Individual | – | SENIOR ACCOUNT ADMINISTRATOR | 03/1999 | 10-25% |
| FREEDGOOD, ERIC, NOEL | Individual | – | VICE PRESIDENT | 06/2011 | < 5% |
| MARRON, PETER, NATHAN | Individual | – | EXECUTIVE VICE PRESIDENT | 01/1993 | < 5% |
| BROWN, SCOTT, MICHAEL | Individual | – | PRESIDENT | 02/2015 | < 5% |
| DOWD, DONALD, MAURER | Individual | – | VICE PRESIDENT | 10/2006 | < 5% |
| LAGERMASINI, PAUL, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 11/2018 | < 5% |
| Passios, Andronike | Individual | THE ARTICLE IV NON EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | TRUSTEE | 07/2021 | |
| SHEA, JOSEPH, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |
| THE ARTICLE IV NON EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | Domestic Entity | – | OWNER | 07/2021 | 5-10% |
| THE ARTICLE IV GST EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | Domestic Entity | – | OWNER | 07/2021 | 5-10% |
| Passios, Andronike | Individual | THE ARTICLE IV GST EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | TRUSTEE | 07/2021 | |
| ANDRONIKE L. PASSIOS 2020 TRUST | Domestic Entity | – | OWNER | 03/2023 | < 5% |
| PASSIOS, JOHN, THOMAS | Individual | THE ARTICLE IV NON EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | TRUSTEE | 07/2021 | |
| PASSIOS, JOHN, THOMAS | Individual | THE ARTICLE IV GST EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | TRUSTEE | 07/2021 | |
| BROWN, SCOTT, MICHAEL | Individual | THE ARTICLE IV NON EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | TRUSTEE | 01/2022 | |
| ROOT, SUSAN, LEONDIS | Individual | ANDRONIKE L. PASSIOS 2020 TRUST | TRUSTEE | 03/2023 | |
| BORGESE, PATRICE | Individual | ANDRONIKE L. PASSIOS 2020 TRUST | TRUSTEE | 03/2023 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2023 ETF SERIES TRUST II | GMO US QUALITY E | 25M | 820K | – |
| 3-D SYS CORP DEL | COM NEW | 3M | 1M | – |
| 3M CO | COM | 1M | 11K | – |
| ABBOTT LABS | COM | 10M | 96K | – |
| ABBVIE INC | COM | 20M | 118K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 9M | 28K | – |
| ACUMEN PHARMACEUTICALS INC | COM | 44K | 18K | – |
| ADOBE INC | COM | 25M | 44K | – |
| ADVANCED ENERGY INDS | COM | 19M | 170K | – |
| ADVANCED MICRO DEVICES INC | COM | 12M | 73K | – |
| AECOM | COM | 407K | 5K | – |
| AERCAP HOLDINGS NV | SHS | 687K | 7K | – |
| AEROVIRONMENT INC | COM | 26M | 145K | – |
| AFLAC INC | COM | 2M | 19K | – |
| AGILENT TECHNOLOGIES INC | COM | 686K | 5K | – |
| AGNICO EAGLE MINES LTD | COM | 211K | 3K | – |
| AIR PRODS & CHEMS INC | COM | 554K | 2K | – |
| AIRBNB INC | COM CL A | 643K | 4K | – |
| ALASKA AIR GROUP INC | COM | 487K | 12K | – |
| ALBEMARLE CORP | COM | 1M | 13K | – |
| ALEXANDER & BALDWIN INC NEW | COM | 6M | 355K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 279K | 2K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 336K | 5K | – |
| ALLIENT INC | COM | 6M | 248K | – |
| ALLSTATE CORP | COM | 416K | 3K | – |
| ALPHABET INC | CAP STK CL A | 67M | 365K | – |
| ALPHABET INC | CAP STK CL C | 72M | 394K | – |
| ALPS ETF TR | ALERIAN MLP | 263K | 5K | – |
| ALTICE USA INC | CL A | 207K | 102K | – |
| ALTRIA GROUP INC | COM | 2M | 53K | – |
| AMAZON COM INC | COM | 96M | 498K | – |
| AMBARELLA INC | SHS | 26M | 486K | – |
| AMERICAN ELEC PWR CO INC | COM | 3M | 33K | – |
| AMERICAN EXPRESS CO | COM | 44M | 188K | – |
| AMERICAN INTL GROUP INC | COM NEW | 566K | 8K | – |
| AMERICAN TOWER CORP NEW | COM | 888K | 5K | – |
| AMERICAN WOODMARK CORPORATIO | COM | 808K | 10K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 456K | 4K | – |
| AMERIPRISE FINL INC | COM | 594K | 1K | – |
| AMGEN INC | COM | 19M | 60K | – |
| AMMO INC | COM | 25K | 15K | – |
| AMPHENOL CORP NEW | CL A | 263K | 4K | – |
| ANALOG DEVICES INC | COM | 4M | 19K | – |
| ANGI INC | COM CL A NEW | 38K | 20K | – |
| AON PLC | SHS CL A | 238K | 812 | – |
| APA CORPORATION | COM | 250K | 9K | – |
| APPLE INC | COM | 283M | 1M | – |
| APPLIED INDL TECHNOLOGIES IN | COM | 2M | 10K | – |
| APPLIED MATLS INC | COM | 27M | 113K | – |
| APTIV PLC | SHS | 1M | 21K | – |
| ARCHER DANIELS MIDLAND CO | COM | 841K | 14K | – |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | 105K | 12K | – |
| ARGAN INC | COM | 1M | 15K | – |
| ARISTA NETWORKS INC | COM | 428K | 1K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 6M | 36K | – |
| ARRAY TECHNOLOGIES INC | COM SHS | 8M | 800K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 4M | 3K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 2M | 31K | – |
| AT&T INC | COM | 11M | 552K | – |
| ATLANTA BRAVES HLDGS INC | COM SER A | 2M | 38K | – |
| ATLANTIC UN BANKSHARES CORP | COM | 9M | 267K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 7M | 30K | – |
| AVERY DENNISON CORP | COM | 2M | 8K | – |
| AXOS FINANCIAL INC | COM | 520K | 9K | – |
| BAKER HUGHES COMPANY | CL A | 6M | 169K | – |
| BANCO SANTANDER S.A. | ADR | 393K | 85K | – |
| BANK AMERICA CORP | COM | 39M | 968K | – |
| BANK MONTREAL QUE | COM | 3M | 34K | – |
| BANK NEW YORK MELLON CORP | COM | 4M | 74K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 1M | 28K | – |
| BARRICK GOLD CORP | COM | 255K | 15K | – |
| BAUSCH HEALTH COS INC | COM | 215K | 31K | – |
| BAXTER INTL INC | COM | 767K | 23K | – |
| BCE INC | COM NEW | 4M | 108K | – |
| BECTON DICKINSON & CO | COM | 8M | 34K | – |
| BEL FUSE INC | CL B | 893K | 14K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 46M | 112K | – |
| BHP GROUP LTD | SPONSORED ADS | 247K | 4K | – |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 5M | 242K | – |
| BIOGEN INC | COM | 1M | 5K | – |
| BLACKROCK CORE BD TR | SHS BEN INT | 141K | 13K | – |
| BLACKROCK FLOATING RATE INC | COM | 440K | 34K | – |
| BLACKROCK INC | COM | 33M | 42K | – |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 1M | 57K | – |
| BLACKSTONE INC | COM | 23M | 190K | – |
| BLOCK H & R INC | COM | 229K | 4K | – |
| BLOOM ENERGY CORP | COM CL A | 11M | 870K | – |
| BOEING CO | COM | 11M | 58K | – |
| BOOKING HOLDINGS INC | COM | 3M | 671 | – |
| BORGWARNER INC | COM | 490K | 15K | – |
| BOSTON SCIENTIFIC CORP | COM | 598K | 8K | – |
| BOYD GAMING CORP | COM | 37M | 663K | – |
| BP PLC | SPONSORED ADR | 2M | 69K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 8M | 195K | – |
| BROADCOM INC | COM | 90M | 56K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 2M | 10K | – |
| BWX TECHNOLOGIES INC | COM | 10M | 102K | – |
| CABOT CORP | COM | 551K | 6K | – |
| CADENCE DESIGN SYSTEM INC | COM | 285K | 926 | – |
| CAE INC | COM | 16M | 842K | – |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 156K | 13K | – |
| CAMECO CORP | COM | 24M | 478K | – |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 8M | 599K | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 946K | 20K | – |
| CANADIAN NATL RY CO | COM | 12M | 100K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 27M | 345K | – |
| CAPITAL ONE FINL CORP | COM | 2M | 16K | – |
| CARA THERAPEUTICS INC | COM | 15K | 57K | – |
| CARIBOU BIOSCIENCES INC | COM | 21K | 13K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 359K | 19K | – |
| CARRIER GLOBAL CORPORATION | COM | 2M | 39K | – |
| CASS INFORMATION SYS INC | COM | 2M | 56K | – |
| CATERPILLAR INC | COM | 37M | 111K | – |
| CENCORA INC | COM | 383K | 2K | – |
| CENTENE CORP DEL | COM | 436K | 7K | – |
| CERENCE INC | COM | 2M | 605K | – |
| CF INDS HLDGS INC | COM | 4M | 49K | – |
| CGI INC | CL A SUB VTG | 1M | 11K | – |
| CHENIERE ENERGY INC | COM NEW | 3M | 15K | – |
| CHESAPEAKE ENERGY CORP | COM | 4M | 52K | – |
| CHEVRON CORP NEW | COM | 26M | 168K | – |
| CHEWY INC | CL A | 980K | 36K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 653K | 10K | – |
| CHUBB LIMITED | COM | 4M | 15K | – |
| CHURCH & DWIGHT CO INC | COM | 326K | 3K | – |
| CIENA CORP | COM NEW | 202K | 4K | – |
| CINTAS CORP | COM | 218K | 311 | – |
| CISCO SYS INC | COM | 35M | 739K | – |
| CITIGROUP INC | COM NEW | 17M | 271K | – |
| CITIZENS FINL GROUP INC | COM | 427K | 12K | – |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 21K | 15K | – |
| CLIMB GLOBAL SOLUTIONS INC | COM | 686K | 11K | – |
| CLOROX CO DEL | COM | 2M | 14K | – |
| CME GROUP INC | COM | 721K | 4K | – |
| COCA COLA CO | COM | 12M | 183K | – |
| COGNEX CORP | COM | 28M | 606K | – |
| COHERENT CORP | COM | 51M | 703K | – |
| COLGATE PALMOLIVE CO | COM | 8M | 84K | – |
| COLLPLANT BIOTECHNOLOGIES LT | SHS NEW | 3M | 564K | – |
| COMCAST CORP NEW | CL A | 24M | 608K | – |
| COMMVAULT SYS INC | COM | 29M | 236K | – |
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 148K | 11K | – |
| CONAGRA BRANDS INC | COM | 705K | 25K | – |
| CONOCOPHILLIPS | COM | 11M | 92K | – |
| CONSOLIDATED EDISON INC | COM | 3M | 36K | – |
| CONSTELLATION BRANDS INC | CL A | 6M | 24K | – |
| CONSTELLATION ENERGY CORP | COM | 889K | 4K | – |
| COPART INC | COM | 673K | 12K | – |
| CORMEDIX INC | COM | 43K | 10K | – |
| CORNING INC | COM | 12M | 316K | – |
| CORTEVA INC | COM | 1M | 25K | – |
| COSTCO WHSL CORP NEW | COM | 35M | 41K | – |
| COTERRA ENERGY INC | COM | 379K | 14K | – |
| CREDIT SUISSE ASSET MGMT INC | COM | 52K | 17K | – |
| CRH PLC | ORD | 350K | 5K | – |
| CROCS INC | COM | 420K | 3K | – |
| CROSS CTRY HEALTHCARE INC | COM | 4M | 298K | – |
| CROWDSTRIKE HLDGS INC | CL A | 7M | 17K | – |
| CROWN CASTLE INC | COM | 381K | 4K | – |
| CSX CORP | COM | 4M | 127K | – |
| CTO RLTY GROWTH INC NEW | COM | 807K | 46K | – |
| CUBESMART | COM | 572K | 13K | – |
| CUMMINS INC | COM | 10M | 36K | – |
| CVS HEALTH CORP | COM | 10M | 168K | – |
| CYBERARK SOFTWARE LTD | SHS | 396K | 1K | – |
| CYTOKINETICS INC | COM NEW | 14M | 254K | – |
| D R HORTON INC | COM | 411K | 3K | – |
| DANA INC | COM | 401K | 33K | – |
| DANAHER CORPORATION | COM | 6M | 24K | – |
| DAWSON GEOPHYSICAL CO NEW | COM | 63K | 32K | – |
| DEERE & CO | COM | 2M | 5K | – |
| DELL TECHNOLOGIES INC | CL C | 430K | 3K | – |
| DELTA AIR LINES INC DEL | COM NEW | 4M | 87K | – |
| DEVON ENERGY CORP NEW | COM | 5M | 112K | – |
| DIAGEO PLC | SPON ADR NEW | 3M | 27K | – |
| DIAMONDBACK ENERGY INC | COM | 13M | 66K | – |
| DIGITAL RLTY TR INC | COM | 27M | 176K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 5M | 209K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 11M | 379K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 12M | 374K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 9M | 309K | – |
| DISCOVER FINL SVCS | COM | 4M | 30K | – |
| DISNEY WALT CO | COM | 17M | 174K | – |
| DOCUSIGN INC | COM | 268K | 5K | – |
| DOLLAR GEN CORP NEW | COM | 2M | 16K | – |
| DOMINION ENERGY INC | COM | 1M | 28K | – |
| DOVER CORP | COM | 1M | 7K | – |
| DOW INC | COM | 6M | 105K | – |
| DTE ENERGY CO | COM | 653K | 6K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 33K | – |
| DUPONT DE NEMOURS INC | COM | 4M | 55K | – |
| DYCOM INDS INC | COM | 11M | 64K | – |
| EASTMAN CHEM CO | COM | 624K | 6K | – |
| EATON CORP PLC | SHS | 31M | 98K | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 153K | 11K | – |
| ECOLAB INC | COM | 896K | 4K | – |
| ECOVYST INC | COM | 666K | 74K | – |
| EDGIO INC | COM NEW | 173K | 16K | – |
| EDWARDS LIFESCIENCES CORP | COM | 528K | 6K | – |
| ELEVANCE HEALTH INC | COM | 2M | 4K | – |
| ELI LILLY & CO | COM | 52M | 57K | – |
| EMBRAER S.A. | SPONSORED ADS | 2M | 63K | – |
| EMERSON ELEC CO | COM | 6M | 56K | – |
| ENBRIDGE INC | COM | 3M | 85K | – |
| ENERGIZER HLDGS INC NEW | COM | 2M | 71K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 625K | 39K | – |
| ENERSYS | COM | 2M | 16K | – |
| ENPHASE ENERGY INC | COM | 279K | 3K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 3M | 116K | – |
| EOG RES INC | COM | 5M | 37K | – |
| EQUINIX INC | COM | 367K | 485 | – |
| EQUITABLE HLDGS INC | COM | 500K | 12K | – |
| ESPERION THERAPEUTICS INC NE | COM | 624K | 281K | – |
| ESSENTIAL UTILS INC | COM | 281K | 8K | – |
| ESSEX PPTY TR INC | COM | 260K | 955 | – |
| EVENTBRITE INC | COM CL A | 628K | 130K | – |
| EVERSOURCE ENERGY | COM | 3M | 49K | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 3M | 54K | – |
| EXELON CORP | COM | 410K | 12K | – |
| EXPEDIA GROUP INC | COM NEW | 379K | 3K | – |
| EXXON MOBIL CORP | COM | 26M | 229K | – |
| FABRINET | SHS | 978K | 4K | – |
| FAIR ISAAC CORP | COM | 241K | 162 | – |
| FARO TECHNOLOGIES INC | COM | 8M | 514K | – |
| FASTENAL CO | COM | 311K | 5K | – |
| FEDEX CORP | COM | 29M | 95K | – |
| FERGUSON PLC NEW | SHS | 303K | 2K | – |
| FERRARI N V | COM | 521K | 1K | – |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 229K | 7K | – |
| FIDELITY COVINGTON TRUST | ENHANCED MID | 204K | 7K | – |
| FIFTH THIRD BANCORP | COM | 208K | 6K | – |
| FIRST BANCORP N C | COM | 2M | 65K | – |
| FIRST SOLAR INC | COM | 444K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 441K | 5K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 15M | 273K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 11M | 53K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 13M | 541K | – |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 558K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 1M | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 10M | 184K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 401K | 12K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 940K | 33K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 311K | 7K | – |
| FISERV INC | COM | 3M | 17K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 784K | 20K | – |
| FORD MTR CO DEL | COM | 411K | 33K | – |
| FORMFACTOR INC | COM | 22M | 367K | – |
| FORTINET INC | COM | 205K | 3K | – |
| FREEPORT-MCMORAN INC | CL B | 11M | 220K | – |
| FRONTIER COMMUNICATIONS PARE | COM | 753K | 29K | – |
| GABELLI UTIL TR | COM | 66K | 11K | – |
| GALLAGHER ARTHUR J & CO | COM | 1M | 4K | – |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 44K | 11K | – |
| GAMING & LEISURE PPTYS INC | COM | 240K | 5K | – |
| GATX CORP | COM | 318K | 2K | – |
| GDS HLDGS LTD | SPONSORED ADS | 785K | 85K | – |
| GE AEROSPACE | COM NEW | 3M | 20K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 2M | 20K | – |
| GE VERNOVA INC | COM | 2M | 10K | – |
| GENERAC HLDGS INC | COM | 202K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 12M | 42K | – |
| GENERAL MLS INC | COM | 6M | 88K | – |
| GENERAL MTRS CO | COM | 2M | 38K | – |
| GENTEX CORP | COM | 2M | 71K | – |
| GENUINE PARTS CO | COM | 435K | 3K | – |
| GERON CORP | COM | 214K | 51K | – |
| GILEAD SCIENCES INC | COM | 7M | 99K | – |
| GLOBAL PMTS INC | COM | 365K | 4K | – |
| GLOBAL X FDS | GLBL X MLP ETF | 4M | 84K | – |
| GLOBAL X FDS | GLBX SUPRINC ETF | 128K | 14K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 4M | 138K | – |
| GLOBAL X FDS | US INFR DEV ETF | 294K | 8K | – |
| GLOBALSTAR INC | COM | 90K | 80K | – |
| GOLAR LNG LTD | SHS | 47M | 2M | – |
| GOLDMAN SACHS GROUP INC | COM | 18M | 39K | – |
| GRAHAM HLDGS CO | COM CL B | 274K | 391 | – |
| GRAINGER W W INC | COM | 593K | 657 | – |
| GRANITE CONSTR INC | COM | 11M | 174K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 784K | 15K | – |
| GSK PLC | SPONSORED ADR | 1M | 31K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 756K | 15K | – |
| HACKETT GROUP INC | COM | 2M | 93K | – |
| HALLIBURTON CO | COM | 264K | 8K | – |
| HANOVER INS GROUP INC | COM | 2M | 13K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 253K | 3K | – |
| HASBRO INC | COM | 3M | 52K | – |
| HAYNES INTL INC | COM NEW | 264K | 5K | – |
| HCA HEALTHCARE INC | COM | 411K | 1K | – |
| HELIOS TECHNOLOGIES INC | COM | 567K | 12K | – |
| HELMERICH & PAYNE INC | COM | 8M | 226K | – |
| HERSHEY CO | COM | 322K | 2K | – |
| HESS CORP | COM | 785K | 5K | – |
| HEXCEL CORP NEW | COM | 14M | 221K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 6M | 29K | – |
| HOME DEPOT INC | COM | 50M | 145K | – |
| HONEYWELL INTL INC | COM | 26M | 122K | – |
| HOWMET AEROSPACE INC | COM | 295K | 4K | – |
| HP INC | COM | 407K | 12K | – |
| HUDSON TECHNOLOGIES INC | COM | 659K | 75K | – |
| HUMANA INC | COM | 702K | 2K | – |
| HUNTINGTON BANCSHARES INC | COM | 222K | 17K | – |
| IAC INC | COM NEW | 11M | 225K | – |
| ICHOR HOLDINGS | SHS | 19M | 488K | – |
| ICON PLC | SHS | 716K | 2K | – |
| IDEXX LABS INC | COM | 925K | 2K | – |
| IHS HOLDING LIMITED | ORD SHS | 264K | 82K | – |
| ILLINOIS TOOL WKS INC | COM | 12M | 50K | – |
| INCYTE CORP | COM | 4M | 63K | – |
| INGERSOLL RAND INC | COM | 435K | 5K | – |
| INGREDION INC | COM | 324K | 3K | – |
| INTEL CORP | COM | 8M | 242K | – |
| INTELLIA THERAPEUTICS INC | COM | 6M | 251K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 1M | 9K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 27M | 157K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 499K | 5K | – |
| INTERNATIONAL PAPER CO | COM | 282K | 7K | – |
| INTRA-CELLULAR THERAPIES INC | COM | 12M | 171K | – |
| INTUIT | COM | 859K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 2K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 321K | 28K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 431K | 7K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 972K | 41K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL DIS | 1M | 25K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 22M | 137K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 580K | 9K | – |
| INVESCO QQQ TR | UNIT SER 1 | 81M | 168K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3K | 7 | – |
| IONIS PHARMACEUTICALS INC | COM | 22M | 453K | – |
| IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 258K | – | – |
| IPG PHOTONICS CORP | COM | 236K | 3K | – |
| IQVIA HLDGS INC | COM | 201K | 951 | – |
| IRIDIUM COMMUNICATIONS INC | COM | 19M | 711K | – |
| ISHARES GOLD TR | ISHARES NEW | 474K | 11K | – |
| ISHARES INC | CORE MSCI EMKT | 3M | 50K | – |
| ISHARES S&P GSCI COMMODITY- | UNIT BEN INT | 1M | 55K | – |
| ISHARES SILVER TR | ISHARES | 230K | 9K | – |
| ISHARES TR | 1 3 YR TREAS BD | 352K | 4K | – |
| ISHARES TR | 3 7 YR TREAS BD | 4M | 35K | – |
| ISHARES TR | 7-10 YR TRSY BD | 9M | 101K | – |
| ISHARES TR | CORE DIV GRWTH | 4M | 72K | – |
| ISHARES TR | CORE HIGH DV ETF | 1M | 9K | – |
| ISHARES TR | CORE MSCI EAFE | 541K | 7K | – |
| ISHARES TR | CORE MSCI TOTAL | 3M | 41K | – |
| ISHARES TR | CORE S&P MCP ETF | 18M | 315K | – |
| ISHARES TR | CORE S&P SCP ETF | 28M | 261K | – |
| ISHARES TR | CORE S&P TTL STK | 251K | 2K | – |
| ISHARES TR | CORE S&P US GWT | 242K | 2K | – |
| ISHARES TR | CORE S&P US VLU | 237K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 70M | 128K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 19K | – |
| ISHARES TR | EAFE GRWTH ETF | 1M | 11K | – |
| ISHARES TR | EAFE SML CP ETF | 7M | 115K | – |
| ISHARES TR | ESG AWARE MSCI | 295K | 8K | – |
| ISHARES TR | ESG AWR MSCI USA | 237K | 2K | – |
| ISHARES TR | EXPANDED TECH | 1M | 16K | – |
| ISHARES TR | FLTG RATE NT ETF | 798K | 16K | – |
| ISHARES TR | GL CLEAN ENE ETF | 182K | 14K | – |
| ISHARES TR | GLOBAL ENERG ETF | 3M | 67K | – |
| ISHARES TR | GLOBAL TECH ETF | 3M | 33K | – |
| ISHARES TR | IBOXX HI YD ETF | 842K | 11K | – |
| ISHARES TR | IBOXX INV CP ETF | 664K | 6K | – |
| ISHARES TR | ISHARES BIOTECH | 2M | 13K | – |
| ISHARES TR | ISHS 1-5YR INVS | 2M | 31K | – |
| ISHARES TR | MORNINGSTAR GRWT | 725K | 9K | – |
| ISHARES TR | MRGSTR MD CP GRW | 488K | 7K | – |
| ISHARES TR | MSCI ACWI ETF | 3M | 28K | – |
| ISHARES TR | MSCI ACWI EX US | 760K | 14K | – |
| ISHARES TR | MSCI EAFE ETF | 3M | 42K | – |
| ISHARES TR | MSCI EMG MKT ETF | 210K | 5K | – |
| ISHARES TR | MSCI INDIA ETF | 5M | 92K | – |
| ISHARES TR | MSCI INTL QUALTY | 255K | 7K | – |
| ISHARES TR | MSCI USA ESG SLC | 428K | 4K | – |
| ISHARES TR | MSCI USA MIN VOL | 256K | 3K | – |
| ISHARES TR | MSCI USA MMENTM | 327K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 67M | 391K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 14K | – |
| ISHARES TR | PFD AND INCM SEC | 853K | 27K | – |
| ISHARES TR | RUS 1000 ETF | 511K | 2K | – |
| ISHARES TR | RUS 1000 GRW ETF | 6M | 17K | – |
| ISHARES TR | RUS 1000 VAL ETF | 2M | 10K | – |
| ISHARES TR | RUS 2000 GRW ETF | 4M | 13K | – |
| ISHARES TR | RUS 2000 VAL ETF | 591K | 4K | – |
| ISHARES TR | RUS MD CP GR ETF | 3M | 24K | – |
| ISHARES TR | RUS MDCP VAL ETF | 364K | 3K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 21K | – |
| ISHARES TR | RUSSELL 2000 ETF | 14M | 68K | – |
| ISHARES TR | S&P 100 ETF | 2M | 6K | – |
| ISHARES TR | S&P 500 GRWT ETF | 577K | 6K | – |
| ISHARES TR | S&P 500 VAL ETF | 1M | 8K | – |
| ISHARES TR | S&P SML 600 GWT | 1K | 10 | – |
| ISHARES TR | S&P SML 600 GWT | 3M | 26K | – |
| ISHARES TR | SELECT DIVID ETF | 4M | 33K | – |
| ISHARES TR | SP SMCP600VL ETF | 3M | 27K | – |
| ISHARES TR | TIPS BD ETF | 992K | 9K | – |
| ISHARES TR | U.S. MED DVC ETF | 2M | 30K | – |
| ISHARES TR | U.S. TECH ETF | 3M | 19K | – |
| ISHARES TR | US CONSUM DISCRE | 211K | 3K | – |
| ISHARES TR | US HLTHCARE ETF | 1M | 21K | – |
| ISHARES TR | US HOME CONS ETF | 2M | 15K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 6M | 121K | – |
| ITRON INC | COM | 36M | 364K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | 386K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 35M | 621K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 1M | 24K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 218K | 4K | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 1M | 10K | – |
| JEFFERIES FINL GROUP INC | COM | 416K | 8K | – |
| JOHNSON & JOHNSON | COM | 187M | 1M | – |
| JOHNSON CTLS INTL PLC | SHS | 231K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 92M | 457K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 302K | 29K | – |
| KELLANOVA | COM | 329K | 6K | – |
| KEURIG DR PEPPER INC | COM | 840K | 25K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 726K | 5K | – |
| KIMBERLY-CLARK CORP | COM | 3M | 19K | – |
| KINDER MORGAN INC DEL | COM | 2M | 111K | – |
| KKR & CO INC | COM | 2M | 20K | – |
| KLA CORP | COM NEW | 10M | 13K | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 665K | 13K | – |
| KRAFT HEINZ CO | COM | 406K | 13K | – |
| KROGER CO | COM | 3M | 63K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 6M | 27K | – |
| LABCORP HOLDINGS INC | COM SHS | 203K | 999 | – |
| LAM RESEARCH CORP | COM | 74M | 69K | – |
| LANTHEUS HLDGS INC | COM | 517K | 6K | – |
| LAS VEGAS SANDS CORP | COM | 22M | 491K | – |
| LAUDER ESTEE COS INC | CL A | 222K | 2K | – |
| LEAR CORP | COM NEW | 279K | 2K | – |
| LEIDOS HOLDINGS INC | COM | 213K | 1K | – |
| LENNAR CORP | CL A | 2M | 12K | – |
| LEXICON PHARMACEUTICALS INC | COM NEW | 3M | 2M | – |
| LIBERTY MEDIA CORP DEL | COM LBTY LIV S A | 4M | 99K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY LIV S C | 427K | 11K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S A | 7M | 111K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S A | 9M | 392K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 962K | 43K | – |
| LINDBLAD EXPEDITIONS HLDGS I | COM | 6M | 596K | – |
| LINDE PLC | SHS | 2M | 4K | – |
| LIVE OAK BANCSHARES INC | COM | 641K | 18K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 415K | 152K | – |
| LOCKHEED MARTIN CORP | COM | 14M | 31K | – |
| LOWES COS INC | COM | 10M | 47K | – |
| LULULEMON ATHLETICA INC | COM | 346K | 1K | – |
| LUMENTUM HLDGS INC | COM | 14M | 271K | – |
| LUNA INNOVATIONS INC | COM | 99K | 31K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 3M | 26K | – |
| M & T BK CORP | COM | 1M | 7K | – |
| MACROGENICS INC | COM | 3M | 637K | – |
| MACYS INC | COM | 392K | 20K | – |
| MADISON SQUARE GARDEN ENTMT | COM CL A | 436K | 13K | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 25M | 133K | – |
| MAGNITE INC | COM | 772K | 58K | – |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | 224K | 3K | – |
| MANCHESTER UTD PLC NEW | ORD CL A | 22M | 1M | – |
| MARATHON PETE CORP | COM | 6M | 35K | – |
| MARAVAI LIFESCIENCES HLDGS I | COM CL A | 73K | 10K | – |
| MARKEL GROUP INC | COM | 31M | 19K | – |
| MARRIOTT INTL INC NEW | CL A | 544K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 1M | 6K | – |
| MARTIN MARIETTA MATLS INC | COM | 2M | 4K | – |
| MARVELL TECHNOLOGY INC | COM | 11M | 154K | – |
| MASTERCARD INCORPORATED | CL A | 18M | 40K | – |
| MATCH GROUP INC NEW | COM | 12M | 393K | – |
| MATERION CORP | COM | 492K | 5K | – |
| MCCORMICK & CO INC | COM NON VTG | 546K | 8K | – |
| MCDONALDS CORP | COM | 14M | 54K | – |
| MCKESSON CORP | COM | 1M | 2K | – |
| MEDTRONIC PLC | SHS | 10M | 132K | – |
| MERCADOLIBRE INC | COM | 468K | 285 | – |
| MERCK & CO INC | COM | 57M | 461K | – |
| META PLATFORMS INC | CL A | 80M | 159K | – |
| METHANEX CORP | COM | 1M | 21K | – |
| METLIFE INC | COM | 7M | 102K | – |
| MGM RESORTS INTERNATIONAL | COM | 5M | 111K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 6M | 70K | – |
| MICRON TECHNOLOGY INC | COM | 29M | 222K | – |
| MICROSOFT CORP | COM | 209M | 467K | – |
| MICROSTRATEGY INC | CL A NEW | 2M | 1K | – |
| MID-AMER APT CMNTYS INC | COM | 222K | 2K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 313K | 29K | – |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 262K | 9K | – |
| MONDELEZ INTL INC | CL A | 7M | 111K | – |
| MONSTER BEVERAGE CORP NEW | COM | 329K | 7K | – |
| MOODYS CORP | COM | 390K | 926 | – |
| MORGAN STANLEY | COM NEW | 44M | 453K | – |
| MOSAIC CO NEW | COM | 1M | 35K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 475K | 1K | – |
| MP MATERIALS CORP | COM CL A | 10M | 816K | – |
| MSCI INC | COM | 519K | 1K | – |
| MUELLER WTR PRODS INC | COM SER A | 3M | 162K | – |
| NETAPP INC | COM | 398K | 3K | – |
| NETFLIX INC | COM | 5M | 8K | – |
| NETWORK-1 TECHNOLOGIES INC | COM | 25K | 14K | – |
| NEW JERSEY RES CORP | COM | 970K | 23K | – |
| NEWMARKET CORP | COM | 405K | 785 | – |
| NEWMONT CORP | COM | 658K | 16K | – |
| NEWS CORP NEW | CL A | 3M | 103K | – |
| NEWS CORP NEW | CL B | 3M | 122K | – |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 7M | 40K | – |
| NEXTERA ENERGY INC | COM | 19M | 262K | – |
| NIKE INC | CL B | 2M | 24K | – |
| NLIGHT INC | COM | 22M | 2M | – |
| NORDSTROM INC | COM | 270K | 13K | – |
| NORFOLK SOUTHN CORP | COM | 3M | 13K | – |
| NORTHROP GRUMMAN CORP | COM | 4M | 8K | – |
| NOV INC | COM | 191K | 10K | – |
| NOVARTIS AG | SPONSORED ADR | 6M | 59K | – |
| NOVO-NORDISK A S | ADR | 5M | 34K | – |
| NUCOR CORP | COM | 287K | 2K | – |
| NUTRIEN LTD | COM | 1M | 22K | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 1M | 98K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 264K | 19K | – |
| NUVEEN MUN VALUE FD INC | COM | 109K | 13K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 168K | 15K | – |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 442K | 31K | – |
| NVENT ELECTRIC PLC | SHS | 2M | 23K | – |
| NVIDIA CORPORATION | COM | 117M | 944K | – |
| NXP SEMICONDUCTORS N V | COM | 13M | 48K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 10M | 543K | – |
| OCCIDENTAL PETE CORP | COM | 10M | 151K | – |
| OGE ENERGY CORP | COM | 275K | 8K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 560K | 3K | – |
| OLD REP INTL CORP | COM | 346K | 11K | – |
| OMNICOM GROUP INC | COM | 6M | 67K | – |
| ON HLDG AG | NAMEN AKT A | 383K | 10K | – |
| ONEOK INC NEW | COM | 342K | 4K | – |
| ONESPAWORLD HOLDINGS LIMITED | COM | 35M | 2M | – |
| OPTION CARE HEALTH INC | COM NEW | 746K | 27K | – |
| ORACLE CORP | COM | 31M | 220K | – |
| OREILLY AUTOMOTIVE INC | COM | 765K | 724 | – |
| OTIS WORLDWIDE CORP | COM | 2M | 18K | – |
| PACCAR INC | COM | 1M | 11K | – |
| PACKAGING CORP AMER | COM | 220K | 1K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 70K | – |
| PALO ALTO NETWORKS INC | COM | 12M | 35K | – |
| PAPA JOHNS INTL INC | COM | 982K | 21K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 2M | 157K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PAYCHEX INC | COM | 3M | 24K | – |
| PAYPAL HLDGS INC | COM | 2M | 37K | – |
| PENTAIR PLC | SHS | 687K | 9K | – |
| PEPSICO INC | COM | 23M | 138K | – |
| PERRIGO CO PLC | SHS | 315K | 12K | – |
| PFIZER INC | COM | 21M | 747K | – |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 186K | 16K | – |
| PHIBRO ANIMAL HEALTH CORP | CL A COM | 340K | 20K | – |
| PHILIP MORRIS INTL INC | COM | 5M | 54K | – |
| PHILLIPS 66 | COM | 5M | 35K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 541K | 6K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 246K | 2K | – |
| PIMCO INCOME STRATEGY FD II | COM | 365K | 51K | – |
| PLAYA HOTELS & RESORTS NV | SHS | 274K | 33K | – |
| PLUG POWER INC | COM NEW | 9M | 4M | – |
| PNC FINL SVCS GROUP INC | COM | 11M | 73K | – |
| POWERFLEET INC | COM | 1M | 243K | – |
| PPG INDS INC | COM | 243K | 2K | – |
| PPL CORP | COM | 592K | 21K | – |
| PRA GROUP INC | COM | 3M | 160K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 1M | 15K | – |
| PRICE T ROWE GROUP INC | COM | 2M | 15K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 680K | 9K | – |
| PROCTER AND GAMBLE CO | COM | 37M | 225K | – |
| PROFRAC HLDG CORP | CLASS A COM | 617K | 83K | – |
| PROGRESSIVE CORP | COM | 3M | 16K | – |
| PROLOGIS INC. | COM | 6M | 57K | – |
| PROSHARES TR | RUSS 2000 DIVD | 203K | 3K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 1K | 20 | – |
| PROSHARES TR | S&P MDCP 400 DIV | 7M | 98K | – |
| PROSHARES TR | ULTRAPRO QQQ | 2M | 28K | – |
| PROTHENA CORP PLC | SHS | 3M | 123K | – |
| PRUDENTIAL FINL INC | COM | 2M | 16K | – |
| PTC THERAPEUTICS INC | COM | 5M | 154K | – |
| PUBLIC STORAGE OPER CO | COM | 260K | 903 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 3M | 39K | – |
| PULTE GROUP INC | COM | 1M | 11K | – |
| QORVO INC | COM | 45M | 386K | – |
| QUALCOMM INC | COM | 15M | 73K | – |
| QUANTA SVCS INC | COM | 942K | 4K | – |
| QUANTUMSCAPE CORP | COM CL A | 59K | 12K | – |
| QUEST DIAGNOSTICS INC | COM | 2M | 12K | – |
| RAYMOND JAMES FINL INC | COM | 27M | 222K | – |
| REALTY INCOME CORP | COM | 296K | 6K | – |
| REDWOOD TRUST INC | COM | 80K | 12K | – |
| REGENERON PHARMACEUTICALS | COM | 70M | 66K | – |
| RENALYTIX PLC | ADS | 188K | 815K | – |
| REPUBLIC SVCS INC | COM | 2M | 8K | – |
| RESMED INC | COM | 7M | 37K | – |
| RESTAURANT BRANDS INTL INC | COM | 221K | 3K | – |
| REV GROUP INC | COM | 908K | 36K | – |
| RIO TINTO PLC | SPONSORED ADR | 3M | 47K | – |
| ROBERT HALF INC. | COM | 12M | 190K | – |
| ROCKWELL AUTOMATION INC | COM | 1M | 4K | – |
| ROGERS CORP | COM | 14M | 119K | – |
| ROPER TECHNOLOGIES INC | COM | 729K | 1K | – |
| ROYAL BK CDA | COM | 6M | 60K | – |
| ROYAL CARIBBEAN GROUP | COM | 56M | 350K | – |
| RPM INTL INC | COM | 219K | 2K | – |
| RTX CORPORATION | COM | 24M | 241K | – |
| S&P GLOBAL INC | COM | 1M | 2K | – |
| SAGE THERAPEUTICS INC | COM | 3M | 293K | – |
| SALESFORCE INC | COM | 8M | 31K | – |
| SANDY SPRING BANCORP INC | COM | 274K | 11K | – |
| SANOFI | SPONSORED ADR | 547K | 11K | – |
| SAP SE | SPON ADR | 425K | 2K | – |
| SAREPTA THERAPEUTICS INC | COM | 8M | 50K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 242K | 1K | – |
| SCHLUMBERGER LTD | COM STK | 8M | 176K | – |
| SCHWAB CHARLES CORP | COM | 7M | 89K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 729K | 19K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 455K | 13K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 32K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 51M | 651K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 343K | 3K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 2M | 23K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 3M | 42K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 3M | 58K | – |
| SCOTTS MIRACLE-GRO CO | CL A | 403K | 6K | – |
| SCRIPPS E W CO OHIO | CL A NEW | 985K | 314K | – |
| SEA LTD | SPONSORD ADS | 433K | 6K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 302K | 3K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 11M | 125K | – |
| SELECT SECTOR SPDR TR | ENERGY | 7M | 76K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 2M | 41K | – |
| SELECT SECTOR SPDR TR | INDL | 5M | 38K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 6M | 33K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 682K | 9K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 7M | 45K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 340K | 5K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 1M | 12K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 5M | 24K | – |
| SEMLER SCIENTIFIC INC | COM | 549K | 16K | – |
| SERVICE CORP INTL | COM | 858K | 12K | – |
| SERVICENOW INC | COM | 2M | 3K | – |
| SHARKNINJA INC | COM SHS | 2M | 21K | – |
| SHATTUCK LABS INC | COM | 2M | 599K | – |
| SHELL PLC | SPON ADS | 8M | 107K | – |
| SHERWIN WILLIAMS CO | COM | 887K | 3K | – |
| SHOE CARNIVAL INC | COM | 1M | 28K | – |
| SHOPIFY INC | CL A | 345K | 5K | – |
| SIFY TECHNOLOGIES LTD | SPONSORED ADS | 75K | 171K | – |
| SIMON PPTY GROUP INC NEW | COM | 453K | 3K | – |
| SINCLAIR INC | CL A | 8M | 628K | – |
| SKYWORKS SOLUTIONS INC | COM | 2M | 14K | – |
| SMART GLOBAL HLDGS INC | SHS | 1M | 57K | – |
| SNOWFLAKE INC | CL A | 8M | 63K | – |
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 212K | 5K | – |
| SOFI TECHNOLOGIES INC | COM | 287K | 43K | – |
| SONY GROUP CORP | SPONSORED ADR | 331K | 4K | – |
| SOUTHERN CO | COM | 9M | 116K | – |
| SOUTHERN COPPER CORP | COM | 240K | 2K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 24M | 62K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1K | 3 | – |
| SPDR GOLD TR | GOLD SHS | 2M | 11K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 24K | 45 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 109M | 200K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 35M | 65K | – |
| SPDR SER TR | AEROSPACE DEF | 2M | 18K | – |
| SPDR SER TR | BBG CONV SEC ETF | 737K | 10K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 14K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 1M | 14K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 1M | 17K | – |
| SPDR SER TR | S&P BIOTECH | 959K | 10K | – |
| SPDR SER TR | S&P DIVID ETF | 1M | 9K | – |
| SPDR SER TR | S&P HOMEBUILD | 716K | 7K | – |
| SPDR SER TR | S&P METALS MNG | 1M | 22K | – |
| SPECTRUM BRANDS HLDGS INC NE | COM | 533K | 6K | – |
| SPHERE ENTERTAINMENT CO | CL A | 4M | 103K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 245K | 782 | – |
| SPRINGWORKS THERAPEUTICS INC | COM | 261K | 7K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 7M | 174K | – |
| STAG INDL INC | COM | 345K | 10K | – |
| STANDARD MTR PRODS INC | COM | 465K | 17K | – |
| STARBUCKS CORP | COM | 14M | 182K | – |
| STATE STR CORP | COM | 401K | 5K | – |
| STRATASYS LTD | SHS | 9M | 1M | – |
| STRYKER CORPORATION | COM | 4M | 11K | – |
| SUN LIFE FINANCIAL INC. | COM | 301K | 6K | – |
| SUNCOR ENERGY INC NEW | COM | 2M | 44K | – |
| SUPER MICRO COMPUTER INC | COM | 508K | 620 | – |
| SYMBOTIC INC | CLASS A COM | 567K | 16K | – |
| SYNCHRONY FINANCIAL | COM | 221K | 5K | – |
| SYNOPSYS INC | COM | 318K | 535 | – |
| SYSCO CORP | COM | 2M | 25K | – |
| TACTILE SYS TECHNOLOGY INC | COM | 4M | 317K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 13K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 3M | 17K | – |
| TARGET CORP | COM | 6M | 40K | – |
| TC ENERGY CORP | COM | 777K | 21K | – |
| TE CONNECTIVITY LTD | SHS | 380K | 3K | – |
| TEGNA INC | COM | 8M | 575K | – |
| TELEPHONE & DATA SYS INC | COM NEW | 9M | 413K | – |
| TELOS CORP MD | COM | 11M | 3M | – |
| TELUS CORPORATION | COM | 1M | 70K | – |
| TENABLE HLDGS INC | COM | 13M | 291K | – |
| TEREX CORP NEW | COM | 270K | 5K | – |
| TESLA INC | COM | 12M | 62K | – |
| TEXAS INSTRS INC | COM | 6M | 30K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 670K | 912 | – |
| TEXTRON INC | COM | 3M | 30K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THE TRADE DESK INC | COM CL A | 256K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 19M | 34K | – |
| THRYV HLDGS INC | COM NEW | 876K | 49K | – |
| TIDEWATER INC NEW | COM | 6M | 65K | – |
| TIMKEN CO | COM | 2M | 26K | – |
| TJX COS INC NEW | COM | 5M | 42K | – |
| T-MOBILE US INC | COM | 4M | 24K | – |
| TOAST INC | CL A | 295K | 11K | – |
| TORONTO DOMINION BK ONT | COM NEW | 1M | 24K | – |
| TOTALENERGIES SE | SPONSORED ADS | 2M | 30K | – |
| TOYOTA MOTOR CORP | ADS | 284K | 1K | – |
| TRANE TECHNOLOGIES PLC | SHS | 4M | 12K | – |
| TRANSDIGM GROUP INC | COM | 490K | 384 | – |
| TRAVELERS COMPANIES INC | COM | 4M | 21K | – |
| TREX CO INC | COM | 3M | 40K | – |
| TRIMBLE INC | COM | 27M | 483K | – |
| TRUIST FINL CORP | COM | 8M | 217K | – |
| TUTOR PERINI CORP | COM | 6M | 286K | – |
| TYSON FOODS INC | CL A | 543K | 9K | – |
| UBER TECHNOLOGIES INC | COM | 7M | 91K | – |
| UBS GROUP AG | SHS | 287K | 10K | – |
| ULTA BEAUTY INC | COM | 1M | 3K | – |
| ULTRA CLEAN HLDGS INC | COM | 20M | 412K | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 7M | 161K | – |
| UNIFI INC | COM NEW | 5M | 900K | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 39K | – |
| UNION PAC CORP | COM | 12M | 52K | – |
| UNITED AIRLS HLDGS INC | COM | 270K | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 12M | 91K | – |
| UNITED PARKS & RESORTS INC | COM | 41M | 760K | – |
| UNITED RENTALS INC | COM | 2M | 4K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 290K | 910 | – |
| UNITEDHEALTH GROUP INC | COM | 19M | 37K | – |
| URANIUM ENERGY CORP | COM | 5M | 774K | – |
| US BANCORP DEL | COM NEW | 2M | 52K | – |
| VALE S A | SPONSORED ADS | 306K | 27K | – |
| VALERO ENERGY CORP | COM | 11M | 72K | – |
| VALLEY NATL BANCORP | COM | 284K | 41K | – |
| VANECK ETF TRUST | PREFERRED SECURT | 321K | 19K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 3M | 10K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 884K | 3K | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 311K | 3K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 470K | 6K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 18M | 249K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 1M | 8K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 5K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 18M | 74K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 10M | 43K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 3M | 39K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 8M | 16K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 362K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 92M | 421K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 57M | 215K | – |
| VANGUARD INDEX FDS | VALUE ETF | 8M | 49K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 51M | 868K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 7M | 163K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 2M | 27K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 2M | 14K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 2M | 18K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 3M | 63K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 3M | 43K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 979K | 12K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1M | 14K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 391K | 4K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 396K | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 6M | 35K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 5M | 76K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 21M | 430K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 59M | 501K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 944K | 14K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 3M | 24K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 510K | 2K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 226K | 1K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 322K | 6K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 483K | 5K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 996K | 4K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 774K | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 37M | 63K | – |
| VERALTO CORP | COM SHS | 618K | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 15M | 374K | – |
| VERTEX PHARMACEUTICALS INC | COM | 5M | 11K | – |
| VIAVI SOLUTIONS INC | COM | 74K | 11K | – |
| VICOR CORP | COM | 5M | 149K | – |
| VIMEO INC | COMMON STOCK | 3M | 710K | – |
| VISA INC | COM CL A | 54M | 207K | – |
| VISHAY INTERTECHNOLOGY INC | COM | 20M | 909K | – |
| WABTEC | COM | 254K | 2K | – |
| WALMART INC | COM | 25M | 371K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 9M | 1M | – |
| WASTE CONNECTIONS INC | COM | 705K | 4K | – |
| WASTE MGMT INC DEL | COM | 15M | 70K | – |
| WATERS CORP | COM | 3M | 9K | – |
| WELLS FARGO CO NEW | COM | 12M | 195K | – |
| WELLTOWER INC | COM | 6M | 60K | – |
| WENDYS CO | COM | 170K | 10K | – |
| WERNER ENTERPRISES INC | COM | 16M | 451K | – |
| WESCO INTL INC | COM | 497K | 3K | – |
| WESTROCK CO | COM | 2M | 42K | – |
| WESTWATER RES INC | COM NEW | 6K | 13K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 530K | 19K | – |
| WHEATON PRECIOUS METALS CORP | COM | 204K | 4K | – |
| WHITE MTNS INS GROUP LTD | COM | 322K | 177 | – |
| WILLIAMS COS INC | COM | 334K | 8K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 2M | 49K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 1M | 25K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 1M | 25K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 585K | 7K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 479K | 15K | – |
| XPO INC | COM | 641K | 6K | – |
| XYLEM INC | COM | 66M | 489K | – |
| YUM BRANDS INC | COM | 335K | 3K | – |
| ZILLOW GROUP INC | CL A | 386K | 9K | – |
| ZILLOW GROUP INC | CL C CAP STK | 812K | 17K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 222K | 2K | – |
| ZOETIS INC | CL A | 3M | 18K | – |
| ZSCALER INC | COM | 6M | 33K | – |