WEALTHSPIRE ADVISORS
PRIVATE OCEAN, LLC Legal Name
Adviser information for WEALTHSPIRE ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 858 | $2.8B |
| Non-Discretionary | 86 | $13.4M |
| Total | 944 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 275 | $137.4M |
| HNW Individuals | 662 | $2.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.3M |
| Charitable organizations | <5 | $6.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
100 SMITH RANCH RD.SUITE 300
SAN RAFAEL
CA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 415-526-2900, Fax: 888-246-8327
Chief Compliance Officer
MICHAEL DEL PRIORE
CHIEF COMPLIANCE OFFICER
100 SMITH RANCH RD.
SUITE 300
SAN RAFAEL
CA
United States
Tel:
415-526-2900
Fax:
415-459-3956
M****************@**************M
(Full email address available in API data)
Regulatory Contact
DEBORAH GIBBS
SENIOR ASSOCIATE, COMPLIANCE
1700 WESTLAKE AVE N
SUITE 325
SEATTLE
WA
United States
Tel:
415-526-2900
Fax:
415-459-3956
C*********@**************M
(Full email address available in API data)
Industry Affiliates
| GM ADVISORY GROUP, LLC | Other investment adviser, including financial planners |
| NEWPORT PRIVATE WEALTH INC. | Other investment adviser, including financial planners |
| NFP RETIREMENT INC. | Other investment adviser, including financial planners |
| WEALTHSPIRE ADVISORS | Other investment adviser, including financial planners |
| WEALTHSPIRE ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHNEIDER, BRETT, RONALD | Individual | – | DIRECTOR | 01/2022 | < 5% |
| LIESER, LORI, MICHELL | Individual | – | VICE PRESIDENT | 01/2022 | < 5% |
| SONTAG, ERIC, MATTHEW | Individual | – | PRESIDENT & CHIEF OPERATIONS OFFICER | 01/2022 | < 5% |
| O'MALLEY, EDWARD, GEORGE | Individual | – | DIRECTOR | 01/2022 | < 5% |
| MOO, VERONICA, EI CHUN | Individual | – | DIRECTOR | 01/2022 | < 5% |
| STASTNEY, HOYT, RONALD | Individual | – | CHIEF LEGAL OFFICER | 01/2022 | < 5% |
| LAMENA, MICHAEL, ANTHONY | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2022 | < 5% |
| DEL PRIORE, MICHAEL, J | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| POWERS, BRIAN, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| MORIARTY, MICHAEL, JOSEPH | Individual | – | CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |
| WEALTHSPIRE ADVISORS | Domestic Entity | – | OWNER | 01/2022 | > 75% |
| WEALTHSPIRE HOLDINGS, LLC | Domestic Entity | WEALTHSPIRE ADVISORS | MEMBER | 11/2017 | > 75% |
| NFP CORP. | Domestic Entity | WEALTHSPIRE HOLDINGS, LLC | OWNER | 11/2017 | > 75% |
| NFP INTERMEDIATE HOLDINGS B. CORP. | Domestic Entity | NFP CORP. | OWNER | 07/2013 | > 75% |
| NFP INTERMEDIATE HOLDINGS A. CORP. | Domestic Entity | NFP INTERMEDIATE HOLDINGS B. CORP. | OWNER | 07/2013 | > 75% |
| NFP PARENT CO, LLC | Domestic Entity | NFP INTERMEDIATE HOLDINGS A. CORP. | OWNER | 10/2014 | > 75% |
| NFP HOLDINGS, LLC | Domestic Entity | NFP PARENT CO, LLC | OWNER | 07/2013 | > 75% |
| NFP ULTIMATE HOLDINGS, LLC | Domestic Entity | NFP HOLDINGS, LLC | OWNER | 02/2017 | > 75% |
| PATRIOT SPV, L.P. | Domestic Entity | NFP ULTIMATE HOLDINGS, LLC | OWNER | 03/2021 | > 75% |
| PATRIOT SPV GP, L.P. | Domestic Entity | PATRIOT SPV, L.P. | GENERAL PARTNER | 03/2021 | |
| MADISON DEARBORN PARTNERS | Domestic Entity | PATRIOT SPV GP, L.P. | GENERAL PARTNER | 04/2021 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COM | 144K | 1K | – |
| Abbott Laboratories | COM | 155K | 1K | – |
| AbbVie Inc | COM | 472K | 3K | – |
| Accenture PLC Class A | COM | 311K | 1K | – |
| Adobe Systems Inc | COM | 81K | 145 | – |
| Advanced Battery Technologies Inc | COM | 884 | 707 | – |
| Advanced Micro Devices | COM | 72K | 445 | – |
| Advantest | COM | 4K | 96 | – |
| AdvisorShares Focused Equity ETF | ETF | 1K | 21 | – |
| Aegon NV | COM | 533 | 87 | – |
| Affirm Holdings Inc Ordinary Shares - Class A | COM | 29K | 961 | – |
| AFLAC Inc | COM | 3K | 33 | – |
| Agere Systems Inc | COM | 391 | 11 | – |
| Agilent Technologies Inc | COM | 12K | 96 | – |
| Agnico-Eagle Mines Ltd | COM | 3K | 42 | – |
| Agree Realty | COM | 146K | 2K | – |
| Air Products & Chemicals Inc | COM | 90K | 350 | – |
| Allegheny Technologies Inc | COM | 17K | 300 | – |
| Allstate Corp | COM | 94K | 586 | – |
| Alphabet Inc Class A | COM | 1M | 8K | – |
| Alphabet Inc Class C | COM | 767K | 4K | – |
| ALPS International Sector Div Dogs ETF | ETF | 13K | 425 | – |
| Altria Group Inc | COM | 14K | 305 | – |
| Amazon.com Inc | COM | 4M | 21K | – |
| American Eagle Outfitters | COM | 249K | 12K | – |
| American Electric Power Company Inc | COM | 9K | 100 | – |
| American Express Co | COM | 908K | 4K | – |
| American International Group Inc | COM | 6K | 76 | – |
| American Tower Corp A | COM | 14K | 72 | – |
| American Water Works Co. | COM | 10K | 80 | – |
| Ameriprise Financial Inc | COM | 56K | 132 | – |
| Amgen Inc | COM | 452K | 1K | – |
| Angel Oak High Yield Opportunities ETF | ETF | 176K | 16K | – |
| Annaly Capital Management | COM | 400 | 21 | – |
| AON Corp | COM | 15M | 50K | – |
| Apollo Global Mgmt | COM | 5K | 44 | – |
| Apple Inc | COM | 34M | 160K | – |
| Applied Materials Inc | COM | 4K | 17 | – |
| Arch Capital Group Ltd | COM | 5K | 50 | – |
| Archer Daniels Midland Co | COM | 5K | 81 | – |
| Arista Networks Inc | COM | 14K | 40 | – |
| Arthur J Gallagher & Co | COM | 801K | 3K | – |
| Asana Inc Ordinary Shares - Class A | COM | 6K | 400 | – |
| ASML Holding NV | COM | 39K | 38 | – |
| Assurant Inc | COM | 998 | 6 | – |
| AT&T Corp | COM | 42K | 2K | – |
| ATP Oil & Gas Corp | COM | 0 | 200 | – |
| Autodesk Inc | COM | 101K | 410 | – |
| Automatic Data Processing | COM | 107K | 450 | – |
| Autozone Inc | COM | 3K | 1 | – |
| Avantis Emerging Markets Equity ETF | ETF | 18K | 293 | – |
| Avantis US Equity ETF | ETF | 69K | 764 | – |
| Avista Corp | COM | 9K | 263 | – |
| Axa Equitable Holdings I | COM | 4K | 94 | – |
| Banco Bilbao Vizcaya | COM | 4K | 435 | – |
| BANDAI NAMCO Holdings Inc. | COM | 3K | 269 | – |
| Bank Marin Corte Madera Ca | COM | 58K | 4K | – |
| Bank of America Corp | COM | 44K | 1K | – |
| Bank of New York Mellon | COM | 2K | 40 | – |
| Baxter International Inc | COM | 8K | 231 | – |
| Bayerische Motr | COM | 5K | 151 | – |
| Becton Dickinson & Co | COM | 42K | 178 | – |
| Berkshire Hathaway Cl B | COM | 2M | 4K | – |
| Best Buy Inc | COM | 421 | 5 | – |
| Biomarin Pharmaceutical | COM | 119K | 1K | – |
| Biozoom Inc | COM | 0 | 100 | – |
| Bitcoin Investment Ord | COM | 1K | 24 | – |
| Bitcoin Services Inc | COM | 0 | 2K | – |
| Blackrock Inc | COM | 20K | 26 | – |
| Blackstone Group Lp | COM | 150K | 1K | – |
| BNP Paribas | COM | 5K | 159 | – |
| Boeing Co | COM | 225K | 1K | – |
| Booz Allen Hamilton Inc | COM | 3K | 17 | – |
| Bristol-Myers Squibb Co | COM | 148K | 4K | – |
| Broadcom Inc | COM | 185K | 115 | – |
| Brookfield Infrastructure Partners | COM | 6K | 201 | – |
| Burberry Group Plc | COM | 489 | 43 | – |
| C3.ai, Inc. | COM | 5K | 165 | – |
| Canadian Natural Resources Ltd | COM | 5K | 154 | – |
| Cannabics Pharmaceuticals Inc | COM | 0 | 9 | – |
| Cannabis Science Inc | COM | 0 | 10K | – |
| Canoo Inc. | COM | 183 | 86 | – |
| Capital One Financial Corp | COM | 5K | 34 | – |
| Cardinal Health Inc | COM | 8K | 77 | – |
| Cardiol Therapeutics Inc Class A | COM | 31K | 15K | – |
| CarMax Inc | COM | 220 | 3 | – |
| Carnival Corp | COM | 3K | 177 | – |
| Caterpillar Inc | COM | 49K | 148 | – |
| Cdw Corp | COM | 50K | 225 | – |
| Cenovus Energy Inc | COM | 5K | 263 | – |
| Centene Corp | COM | 2K | 31 | – |
| Center Point Energy | COM | 372 | 12 | – |
| Cgi Inc | COM | 4K | 36 | – |
| Charles Schwab Corp | COM | 644K | 9K | – |
| Chevron Texaco Corp | COM | 413K | 3K | – |
| Chubb Corp | COM | 3K | 13 | – |
| Cigna Corp | COM | 66K | 200 | – |
| Cintas Corp | COM | 2K | 3 | – |
| Cisco Systems Inc | COM | 286K | 6K | – |
| Citigroup Inc | COM | 3K | 50 | – |
| Citizens Finl Group Inc Com | COM | 36K | 1K | – |
| Clorox Co | COM | 41K | 300 | – |
| Coca Cola Co | COM | 52K | 822 | – |
| Colgate-Palmolive Co | COM | 149K | 2K | – |
| Comcast Corp A | COM | 153K | 4K | – |
| Communication Services Sel Sect SPDR ETF | ETF | 39K | 453 | – |
| Community Invt Group Ltd | COM | 0 | 945 | – |
| Compagnie Financiere R | COM | 15K | 937 | – |
| ConocoPhillips | COM | 78K | 686 | – |
| Consol Energy Inc Ordinary Shares | COM | 8K | 75 | – |
| Consolidated Edison Inc | COM | 176K | 2K | – |
| Constellation Brands A | COM | 32K | 125 | – |
| Constellation Energy Group | COM | 9K | 43 | – |
| Consumer Discret Sel Sect SPDR ETF | ETF | 40K | 222 | – |
| Consumer Staples Select Sector SPDR ETF | ETF | 58K | 758 | – |
| Copart Inc | COM | 650 | 12 | – |
| Core Laboratories | COM | 9K | 420 | – |
| Coresite Rlty Corp Com | COM | 84K | 375 | – |
| Corteva Inc | COM | 50K | 934 | – |
| Costco Wholesale Corp | COM | 2M | 2K | – |
| Coty Inc | COM | 461 | 46 | – |
| Cricut Inc | COM | 2K | 341 | – |
| Crowdstrike Hldgs Inc | COM | 13K | 35 | – |
| CSX Corp | COM | 27K | 812 | – |
| Cummins Inc | COM | 2K | 6 | – |
| CVS Caremark Corp | COM | 12K | 196 | – |
| D R Horton Co | COM | 8K | 57 | – |
| Danaher Corp | COM | 111K | 445 | – |
| Defiance Quantum ETF | ETF | 126 | 2 | – |
| Delivery Hero SE | COM | 361 | 157 | – |
| Dell Inc | COM | 100K | 728 | – |
| Deutsche Bank New | COM | 3K | 209 | – |
| Devon Energy Corp | COM | 51 | 1 | – |
| DexCom Inc | COM | 4K | 32 | – |
| DFA Dimensional US Marketwide Value ETF | ETF | 8M | 214K | – |
| DFA TA World ex US Core Equity I | ETF | 94K | 4K | – |
| DFA Tax-Managed International Value | ETF | 3M | 78K | – |
| Diadexus Inc New Com New | COM | 0 | 6 | – |
| Diamonds TRUST Series I | ETF | 130K | 332 | – |
| Digital Realty Trust Inc | COM | 27K | 175 | – |
| Dimensional Emerging Core Equity Mkt ETF | ETF | 56M | 2M | – |
| Dimensional Global Real Estate ETF | ETF | 54M | 2M | – |
| Dimensional Inflation-Protected Sec ETF | ETF | 35K | 851 | – |
| Dimensional International Equity Mkt ETF | ETF | 48M | 2M | – |
| Dimensional International High Pbly ETF | ETF | 133K | 5K | – |
| Dimensional International Sstby Cr 1 ETF | ETF | 1M | 41K | – |
| Dimensional Intl Small Cap Value ETF | ETF | 24K | 874 | – |
| Dimensional U.S. Core Equity 2 ETF | ETF | 243M | 8M | – |
| Dimensional U.S. Core Equity Market ETF | ETF | 19M | 505K | – |
| Dimensional U.S. Small Cap ETF | ETF | 2M | 29K | – |
| Dimensional U.S. Targeted Value ETF | ETF | 113K | 2K | – |
| Direxion Daily S&P500 Bull 3X ETF | ETF | 313K | 2K | – |
| Disco Corp | COM | 6K | 161 | – |
| Discover Financial Services LLC | COM | 24K | 180 | – |
| Dow Chemical Co | COM | 3K | 50 | – |
| Duke Energy Corp | COM | 12K | 123 | – |
| Dupont De Nemours Inc | COM | 8K | 94 | – |
| Eaton Corp | COM | 6K | 20 | – |
| Ecolab Inc | COM | 20K | 83 | – |
| Edgewell Pers Care Co Com | COM | 18K | 441 | – |
| Edison International | COM | 14K | 200 | – |
| Edwards Lifesciences Cp | COM | 132K | 1K | – |
| Elevance Health, Inc. | COM | 189K | 348 | – |
| Eli Lilly & Co | COM | 1M | 1K | – |
| Emerson Electric Co | COM | 40K | 359 | – |
| Energizer Holding Inc | COM | 13K | 441 | – |
| Ensign Group Inc | COM | 7K | 53 | – |
| Enterprise Products Partners | COM | 448K | 15K | – |
| Epam Systems Inc | COM | 188 | 1 | – |
| Epiroc Aktiebolag | COM | 3K | 174 | – |
| Equity Residential | COM | 17K | 250 | – |
| Essex Properties Trust Inc | COM | 56K | 207 | – |
| ETFs Gold Trust ETF | ETF | 667 | 30 | – |
| Everest Re Group Ltd | COM | 2K | 6 | – |
| EVgo, Inc. | COM | 149 | 61 | – |
| Evolution Gaming Group | COM | 3K | 30 | – |
| Expedia Inc | COM | 48K | 382 | – |
| Exxon Mobil Corp | COM | 460K | 4K | – |
| Fair Isaac Inc | COM | 4K | 3 | – |
| Fastenal Co | COM | 4K | 70 | – |
| Fedex Corp | COM | 53K | 178 | – |
| Ferguson PLC | COM | 4K | 23 | – |
| Ferrari N V Shs Isin nl0011585146 | COM | 2K | 4 | – |
| Fidelity Enhanced Large Cap Core ETF | ETF | 7K | 233 | – |
| Fidelity MSCI Energy ETF | ETF | 28K | 1K | – |
| Fidelity Msci Health Care Index Etf | ETF | 28K | 408 | – |
| Fidelity MSCI Information Tech ETF | ETF | 258K | 2K | – |
| Fidelity MSCI Materials Index ETF | ETF | 85K | 2K | – |
| Fidelity National Financial Inc | COM | 8K | 153 | – |
| Fidelity Total Bond Etf | ETF | 94K | 2K | – |
| Fidelity Wise Origin Bitcoin ETF | ETF | 5K | 93 | – |
| Fifth Third Bancorp | COM | 5K | 137 | – |
| Financial Select Sector SPDR ETF | ETF | 45K | 1K | – |
| First Republic Bank | COM | 12 | 614 | – |
| First Solar Inc | COM | 7K | 30 | – |
| First Tr Exchange Traded Fd Ny Arca Biot | ETF | 57K | 369 | – |
| First Trust Energy Income Ptnrs Enh Inc ETF | ETF | 153K | 8K | – |
| First Trust North American Energy Infrastructure ETF | ETF | 2M | 64K | – |
| FlexShares Morningstar U.S. Market Factors Tilt ETF | ETF | 1M | 7K | – |
| Ford Motor Co | COM | 18K | 1K | – |
| Fortescue Metls | COM | 4K | 136 | – |
| Fortinet Inc | COM | 2K | 35 | – |
| Fortive Corporation | COM | 7K | 100 | – |
| Fortrea Holdings Inc | COM | 3K | 125 | – |
| Franklin Resources Inc | COM | 32K | 1K | – |
| Franks International | COM | 81K | 543 | – |
| Freeport McMoran Copper & Gold Inc | COM | 6K | 131 | – |
| Fresenius Medical Care | COM | 458 | 24 | – |
| FS KKR Capital Corp | COM | 4K | 188 | – |
| Funko Inc Com Cl A | COM | 98 | 10 | – |
| Gap Inc | COM | 15K | 646 | – |
| GE HealthCare Technologies Inc. | COM | 4K | 46 | – |
| Ge Vernova Llc Com | COM | 11K | 63 | – |
| General Electric Co | COM | 51K | 319 | – |
| General Mills Inc | COM | 13K | 207 | – |
| General Moly | COM | 0 | 2K | – |
| General Motors Corp | COM | 511 | 11 | – |
| GenTech Holdings Inc | COM | 0 | 1M | – |
| Global X Fds Rbtcs Artfl Inte | ETF | 37K | 1K | – |
| Goldman Sachs Group Inc | COM | 5K | 12 | – |
| GraniteShares 2x Long NVDA Daily ETF | ETF | 35K | 500 | – |
| Groupe Bruxelles Lambert SA | COM | 259 | 31 | – |
| Guggenheim S&P 500 Equal Weight | ETF | 8K | 49 | – |
| Hang Lung Properties Ltd | COM | 691 | 165 | – |
| Hartford Financial Services Group Inc | COM | 402 | 4 | – |
| Health Care Select Sector SPDR ETF | ETF | 51K | 352 | – |
| Heidelbergcement Ag | COM | 1K | 62 | – |
| Hercules Technology Growth Capital | COM | 153K | 8K | – |
| Hereuare Inc Xxx | COM | 0 | 35 | – |
| Hermes Interntnl Sca | COM | 11K | 46 | – |
| Hershey Foods Corp | COM | 140K | 762 | – |
| Hewlett Packard Ente | COM | 7K | 308 | – |
| Hewlett-Packard Co | COM | 36K | 1K | – |
| HF Sinclair Corporation | COM | 2K | 37 | – |
| Home Depot Inc | COM | 387K | 1K | – |
| Honda Motor Co Ltd | COM | 2K | 71 | – |
| Honeywell International | COM | 37K | 175 | – |
| Hoya Corporation | COM | 5K | 39 | – |
| Humana Inc | COM | 747 | 2 | – |
| Iac/Interactive Corp | COM | 18K | 382 | – |
| Illinois Tool Works Inc | COM | 38K | 162 | – |
| Imperial Oil Ltd | COM | 3K | 46 | – |
| Industria De Diseno Te | COM | 5K | 207 | – |
| Industrial Select Sector SPDR ETF | ETF | 35K | 289 | – |
| Inpex Corp | COM | 2K | 150 | – |
| Intel Corp | COM | 53K | 2K | – |
| IntercontinentalExchange | COM | 10K | 70 | – |
| International Business Machines | COM | 220K | 1K | – |
| Intuit Inc | COM | 13K | 20 | – |
| Inventrust Pptys Corp | COM | 0 | 0 | – |
| Invesco Dow Jones | ETF | 10K | 221 | – |
| Invesco Exchng Traded Fd Tr II Ftse Rafi | ETF | 146K | 5K | – |
| Invesco NASDAQ Next Gen 100 ETF | ETF | 474 | 17 | – |
| Invesco QQQ Trust | ETF | 2M | 4K | – |
| Invesco S&P 500 Equal Weight Tech ETF | ETF | 208K | 6K | – |
| Invesco Taxable Municipal Bond ETF | ETF | 440K | 17K | – |
| Invesco Water Resources ETF | ETF | 50K | 765 | – |
| Invesco Zacks Multi-Asset Income ETF | ETF | 251 | 10 | – |
| Iron Mountain Inc | COM | 81K | 900 | – |
| iShares 0-5 Year Tips | ETF | 9K | 87 | – |
| iShares 1-3 Year Treasury Bond ETF | ETF | 270K | 3K | – |
| iShares 1-5 yr Inv Grd Corp ETF | ETF | 121K | 2K | – |
| iShares 3-7 Year Trery | ETF | 44K | 379 | – |
| iShares Barclays 20 Year Treasury Bond | ETF | 367 | 4 | – |
| iShares Barclays Aggregate Bond | ETF | 1M | 13K | – |
| iShares Barclays MBS Bond Fund | ETF | 8K | 92 | – |
| iShares Broad Usd Hg Yld | ETF | 127K | 4K | – |
| iShares Calif Amt Free | ETF | 1M | 20K | – |
| iShares Core High Dividend ETF | ETF | 116K | 1K | – |
| iShares Core MSCI EAFE ETF | ETF | 218K | 3K | – |
| iShares Core MSCI Emerging Markets ETF | ETF | 2M | 43K | – |
| iShares Core MSCI Total Int'l Stock Index | ETF | 363K | 5K | – |
| iShares Core S&P 500 ETF | ETF | 27M | 49K | – |
| iShares Core S&P Small-Cap ETF | ETF | 3M | 31K | – |
| iShares Core S&P Total US Stock Market E | ETF | 163K | 1K | – |
| iShares Core US REIT ETF | ETF | 206K | 4K | – |
| iShares Dow Jones | ETF | 366K | 2K | – |
| iShares Dow Jones Select Dividend | ETF | 674K | 6K | – |
| iShares Dow Jones US Real Estate | ETF | 115K | 1K | – |
| iShares ESG 1-5 Year USD Corp Bd ETF | ETF | 11M | 461K | – |
| iShares ESG Aware MSCI USA ETF | ETF | 7M | 61K | – |
| iShares ESG MSCI USA Leaders ETF | ETF | 1M | 12K | – |
| iShares ESG U.S. Aggregate Bond ETF | ETF | 26M | 561K | – |
| Ishares Global Reit Etf | ETF | 228K | 10K | – |
| iShares Gold Trust | ETF | 31K | 700 | – |
| iShares High Yield Systematic Bond ETF | ETF | 381K | 8K | – |
| iShares iBoxx $ High Yield Corporate Bond | ETF | 259K | 3K | – |
| IShares Intermediate-Term Corp Bd ETF | ETF | 3K | 49 | – |
| iShares International Dev Prpty ETF | ETF | 4K | 136 | – |
| iShares JP Morgan EM Bond | ETF | 44K | 501 | – |
| iShares Lehman 7-10 Year Treasury | ETF | 1K | 15 | – |
| iShares Lehman Tips | ETF | 31K | 290 | – |
| Ishares Msci Acwi Etf | ETF | 10K | 85 | – |
| iShares MSCI Canada Index | ETF | 101K | 3K | – |
| iShares MSCI EAFE ESG ETF | ETF | 9M | 113K | – |
| iShares MSCI EAFE ETF | ETF | 2M | 25K | – |
| iShares MSCI EAFE Small-Cap ETF | ETF | 48K | 785 | – |
| iShares MSCI EAFE Value ETF | ETF | 201K | 4K | – |
| iShares MSCI Emerging Markets | ETF | 335K | 8K | – |
| iShares MSCI Emerging Markets ESG ETF | ETF | 16M | 476K | – |
| iShares MSCI Intl Quality Factor | ETF | 14K | 357 | – |
| Ishares Msci Intl Value | ETF | 15K | 540 | – |
| iShares MSCI Japan Index | COM | 128K | 2K | – |
| iShares MSCI Pacific ex Japan | ETF | 24K | 569 | – |
| iShares MSCI UK Index | COM | 52K | 1K | – |
| Ishares Msci Usa | ETF | 7K | 119 | – |
| iShares MSCI USA Quality Factor ETF | ETF | 30M | 174K | – |
| iShares MSCI USA Value Factor ETF | ETF | 28K | 270 | – |
| iShares NASDAQ Biotech | ETF | 12K | 90 | – |
| iShares Russell 1000 Growth | ETF | 982K | 3K | – |
| iShares Russell 1000 Index | ETF | 18M | 61K | – |
| iShares Russell 1000 Value Index | ETF | 3M | 17K | – |
| iShares Russell 2000 Index | ETF | 1M | 6K | – |
| iShares Russell 2000 Value Index | ETF | 45K | 295 | – |
| iShares Russell 3000 Index | ETF | 189K | 614 | – |
| iShares Russell Microcap Index | ETF | 283K | 2K | – |
| iShares Russell Midcap Blend | ETF | 525K | 6K | – |
| Ishares Russell Top 200 ETF | ETF | 23K | 170 | – |
| Ishares Russell Top 200 Growth ETF | ETF | 29K | 135 | – |
| iShares S&P 100 Index | ETF | 960K | 4K | – |
| iShares S&P 400 Growth | ETF | 87K | 990 | – |
| iShares S&P 500/BARRA Value Index | ETF | 138K | 757 | – |
| iShares S&P 600 Growth | ETF | 80K | 620 | – |
| iShares S&P GSCI Commodity-Indexed Trust | ETF | 5K | 240 | – |
| iShares S&P Midcap 400 Index | ETF | 4M | 73K | – |
| iShares S&P Midcap 400/BARRA Value | ETF | 955K | 8K | – |
| iShares S&P National AMT-Free Muni | ETF | 8M | 74K | – |
| iShares S&P Smallcap 600/BARRA Value Index | ETF | 61K | 627 | – |
| iShares Short-Term National Muni Bd ETF | ETF | 4M | 37K | – |
| iShares SP 500 Growth Index | ETF | 589K | 6K | – |
| iShares Total US Bond ETF | ETF | 133M | 3M | – |
| Ishares Tr Cohen & Steer | ETF | 396K | 7K | – |
| Ishares Tr Msci Kld400 Soc | ETF | 328K | 3K | – |
| iShares Treasury Floating Rate Bond ETF | ETF | 746K | 15K | – |
| iShares Trust - iShares Core U.S. Value ETF | ETF | 542K | 6K | – |
| Japan Airls Ltd | COM | 1K | 134 | – |
| JM Smuckers Co | COM | 2K | 20 | – |
| Johnson & Johnson | COM | 1M | 7K | – |
| Johnson Controls International plc | COM | 11K | 164 | – |
| Jones Lang Lasalle Inc | COM | 1K | 5 | – |
| JP Morgan Chase & Co | COM | 8K | 307 | – |
| JP Morgan Chase & Co | COM | 488K | 2K | – |
| JPMorgan BetaBuilders Europe ETF | COM | 824 | 14 | – |
| JPMorgan US Quality Factor ETF | ETF | 903K | 17K | – |
| Kenvue | COM | 6K | 321 | – |
| Keysight Technologies Inc Com | COM | 3K | 19 | – |
| Kimberly-Clark Corp | COM | 24K | 175 | – |
| Kinder Morgan Inc | COM | 1K | 54 | – |
| KLA Tencor Corp | COM | 6K | 7 | – |
| Koninklijke Ahold Nv | COM | 4K | 134 | – |
| Kose Corp | COM | 1K | 101 | – |
| Kraft Heinz Co Com Stk | COM | 322 | 10 | – |
| Kroger Co | COM | 20K | 403 | – |
| Kuehne & Nagel Internt | COM | 3K | 54 | – |
| L3Harris Technologies Inc | COM | 67K | 300 | – |
| Laboratory Corp Of America Holdings | COM | 25K | 125 | – |
| Lam Research Corp | COM | 17K | 16 | – |
| Lehman Bros Holding Ixxx (NV) | COM | 0 | 4K | – |
| Lennar Corp | COM | 2K | 16 | – |
| Let Lease Office Properties | COM | 148 | 6 | – |
| Liberty Media Corporation | COM | 12K | 173 | – |
| Linde plc | COM | 15K | 35 | – |
| Lockheed Martin Corp | COM | 200K | 429 | – |
| Loews Corp | COM | 374 | 5 | – |
| Lowes Companies Inc | COM | 119K | 541 | – |
| Lululemon Athletica | COM | 90K | 300 | – |
| LyondellBasell Industries | COM | 6K | 64 | – |
| M & T Bank Corp | COM | 454 | 3 | – |
| Maplebear Inc | COM | 6K | 172 | – |
| Marathon Oil | COM | 11K | 394 | – |
| Marathon Petroleum Corp | COM | 694 | 4 | – |
| Market Vectors High Yield Muni ETF | ETF | 27M | 523K | – |
| Market Vectors Intermediate Muni ETF | ETF | 532K | 12K | – |
| Mastercard Inc | COM | 109K | 246 | – |
| Materials Select Sector SPDR ETF | ETF | 20K | 223 | – |
| Mazda Motors Corp | COM | 2K | 483 | – |
| McDonalds Corp | COM | 688K | 3K | – |
| McKesson Corp | COM | 1K | 2 | – |
| Merck Inc | COM | 653K | 5K | – |
| Meta Platforms Inc | COM | 602K | 1K | – |
| Metlife Inc | COM | 2K | 24 | – |
| Microchip Technology Inc | COM | 83K | 912 | – |
| Micron Technology Inc | COM | 8K | 63 | – |
| Microsoft Corp | COM | 11M | 25K | – |
| Mid Cap SPDR Trust | ETF | 599K | 1K | – |
| Mitsubishi Electric | COM | 3K | 95 | – |
| Molina Healthcare | COM | 4K | 12 | – |
| Molson Coors Brewing Co | COM | 254 | 5 | – |
| MoneyLion Inc | COM | 238K | 3K | – |
| NetApp, Inc | COM | 123K | 954 | – |
| Netflix Inc | COM | 76K | 113 | – |
| News Corp | COM | 2K | 66 | – |
| News Corp | COM | 2K | 69 | – |
| NextEra Energy Inc | COM | 107K | 2K | – |
| Nike Inc | COM | 307K | 4K | – |
| Nippon Steel Corporation | COM | 3K | 489 | – |
| Nippon Telegraph & Telephone Corp | COM | 4K | 156 | – |
| Noble International | COM | 60K | 625 | – |
| Norfolk Southern Corp | COM | 184K | 857 | – |
| Northern Trust Corp | COM | 13K | 150 | – |
| Northrop Grumman Corp | COM | 18K | 42 | – |
| Nucor Corp | COM | 135K | 856 | – |
| Nvidia Corp | COM | 3M | 21K | – |
| NXP Semiconductors NV | COM | 9K | 33 | – |
| Omeros Corp | COM | 5K | 1K | – |
| Oneok Inc | COM | 578K | 7K | – |
| Oracle Corp | COM | 871K | 6K | – |
| Organon & Co. | COM | 927 | 45 | – |
| Orion Office REIT Inc. | COM | 101 | 28 | – |
| Owens Corning | COM | 6K | 37 | – |
| Paccar Inc | COM | 185K | 2K | – |
| Pacer US Cash Cows 100 ETF | ETF | 5K | 98 | – |
| Pacer US Small Cap Cash Cows 100 ETF | ETF | 4K | 91 | – |
| Palantir Technologies Inc Ordinary Shares - Class A | COM | 40K | 2K | – |
| Pan American Silv 29 Rtf (NV) | COM | 324 | 700 | – |
| Panamsat Corp New Xxx | COM | 2K | 5 | – |
| Paragon Offshore Plc | COM | 0 | 97 | – |
| Paramount Global | COM | 291 | 28 | – |
| Paypal Hldgs Inc Com | COM | 3K | 50 | – |
| Pbf Energy Inc Cl A | COM | 2K | 38 | – |
| Peloton Interactive Inc | COM | 338 | 100 | – |
| Pennant Group Inc | COM | 603 | 26 | – |
| PepsiCo Inc | COM | 336K | 2K | – |
| Pfizer Inc | COM | 149K | 5K | – |
| PG&E Corp | COM | 2K | 115 | – |
| Philip Morris International | COM | 30K | 300 | – |
| Phillips Inc | COM | 44K | 315 | – |
| Planet 13 Holdings Inc | COM | 235 | 500 | – |
| PNC Financial Services Group Inc | COM | 31K | 197 | – |
| Powershares DB Commodity Index | ETF | 39K | 2K | – |
| Powershares Emerging Markets Debt ETF | ETF | 2M | 116K | – |
| Powershares FTSE RAFI 1500 Small-Mid ETF | ETF | 3M | 82K | – |
| Powershares FTSE RAFI Dev Markets ex-US | ETF | 2M | 41K | – |
| Powershares FTSE RAFI US 1000 ETF | ETF | 8M | 222K | – |
| Powershares Info Tech ETF | ETF | 21K | 450 | – |
| Powershares Nasdaq Internet | ETF | 315K | 8K | – |
| PowerShares S&P Low Volatility | ETF | 65K | 1K | – |
| PPL Corp | COM | 359 | 13 | – |
| Principal Financial Group | COM | 37K | 477 | – |
| Procter & Gamble Co | COM | 767K | 5K | – |
| Progressive Corp | COM | 9K | 42 | – |
| Proshares Bitcoin ETF | ETF | 9K | 385 | – |
| ProShares UltraPro QQQ | ETF | 148 | 2 | – |
| Prudential Financial Inc | COM | 1K | 11 | – |
| Public Service Enterprise Group | COM | 72K | 976 | – |
| PulteGroup Inc | COM | 2K | 22 | – |
| Qsound Labs Inc Com Npv | COM | 0 | 50 | – |
| Qualcomm Inc | COM | 112K | 561 | – |
| Quanta Services Inc | COM | 25K | 100 | – |
| Quest Diagnostic Inc | COM | 27K | 195 | – |
| Raytheon Technologies Co | COM | 13K | 125 | – |
| Realty Income Corp | COM | 790K | 15K | – |
| Regal Rexnord Corp Com Stk Usd0.01 | COM | 300K | 2K | – |
| Regeneron Pharmaceuticals Inc | COM | 2K | 2 | – |
| Regions Financial Corp | COM | 741 | 37 | – |
| Reinsurance Group Of America | COM | 3K | 16 | – |
| Reliance Steel & Aluminum Co | COM | 4K | 13 | – |
| Renesas Electrs Co | COM | 2K | 166 | – |
| Rivian Automotive Inc | COM | 21K | 2K | – |
| Robert Half International Inc | COM | 3K | 46 | – |
| Roblox Corp Ordinary Shares - Class A | COM | 223 | 6 | – |
| Rockwell Automation Inc | COM | 115K | 419 | – |
| Royal Carribean Cruises | COM | 638 | 4 | – |
| S & P Global Inc | COM | 3K | 6 | – |
| Sage Group PLC | COM | 3K | 56 | – |
| Salesforce.com | COM | 21K | 80 | – |
| Schlumberger NV | COM | 4K | 84 | – |
| Schw Intl Scap Etf | ETF | 1K | 32 | – |
| Schwab 1000 ETF | ETF | 42K | 799 | – |
| Schwab Emerging Market Equities ETF | ETF | 118K | 4K | – |
| Schwab Fundamental Int'l Lg Co ETF | ETF | 267K | 8K | – |
| Schwab International Equity ETF | ETF | 451K | 12K | – |
| Schwab Short-Term US Treasury ETF | ETF | 12K | 244 | – |
| Schwab U.S. TIPS | ETF | 82K | 2K | – |
| Schwab US Broad Market ETF | ETF | 356K | 6K | – |
| Schwab US Dividend Equity | ETF | 5M | 65K | – |
| Schwab US Large Cap | ETF | 279K | 3K | – |
| Schwab US Large-Cap ETF | ETF | 677K | 11K | – |
| Schwab US Mid Cap Etf | ETF | 108K | 1K | – |
| Schwab US REIT ETF | ETF | 13K | 665 | – |
| Schwab US Small Cap ETF | ETF | 37K | 780 | – |
| SEI Investments Co | COM | 78K | 1K | – |
| Sempra Energy | COM | 13K | 170 | – |
| Servicenow Inc Com | COM | 63K | 80 | – |
| Siemens AG | COM | 9K | 100 | – |
| Simon Property Group Inc | COM | 17K | 109 | – |
| Skyworks Solutions Inc | COM | 31K | 288 | – |
| Solventum Corp | COM | 19K | 353 | – |
| Sony Group Corp | COM | 680 | 8 | – |
| Southwest Airlines Co. | COM | 4K | 150 | – |
| SPDR Blmbg Barclays 1-3 Mth T-Bill | ETF | 585K | 6K | – |
| SPDR Blmbg Barclays High Yield Bd ETF | ETF | 48M | 510K | – |
| SPDR Bloomberg 3-12 Mth TBill ETF | ETF | 493K | 5K | – |
| SPDR Dow Jones Global RE | ETF | 112K | 3K | – |
| SPDR Dow Jones REIT | ETF | 269K | 3K | – |
| SPDR Gold Shares | ETF | 27K | 125 | – |
| SPDR Index Shares Fund MSCI ACWI (Ex-Us) ETF | ETF | 4K | 132 | – |
| SPDR Nuveen Barclays ST Muni Bond ETF | ETF | 97K | 2K | – |
| SPDR Nuveen Blmbg Barclays Muni Bd ETF | ETF | 93K | 2K | – |
| SPDR Nuveen S&P High Yield Municipal Bond | ETF | 15M | 583K | – |
| SPDR Portfolio Developed Wld ex-US ETF | ETF | 8K | 242 | – |
| SPDR Portfolio Intermediate Term Corporate Bond ETF | ETF | 26K | 800 | – |
| SPDR Portfolio S&P 500 Value ETF | ETF | 83K | 2K | – |
| SPDR Portfolio Short Term Corporate Bond ETF | ETF | 146K | 5K | – |
| SPDR S&P 500 ETF Trust | ETF | 6M | 12K | – |
| SPDR S&P 500 Growth ETF | ETF | 452K | 6K | – |
| SPDR S&P 600 Small Cap | ETF | 101K | 1K | – |
| SPDR S&P 600 Small Cap | ETF | 147K | 2K | – |
| SPDR S&P Dividend | ETF | 453K | 4K | – |
| SPDR S&P Intl Small Cap ETF | ETF | 683K | 22K | – |
| SPDR Ser Tr S&P Biotech Etf | ETF | 75K | 814 | – |
| SPDR Small Cap ETF | ETF | 63K | 2K | – |
| SPDR SSGA Gender Diversity ETF | ETF | 1K | 10 | – |
| Square Inc | COM | 13K | 200 | – |
| Standard Chartered Plc | COM | 4K | 209 | – |
| Starbucks | COM | 618K | 8K | – |
| State Street Corp | COM | 50K | 670 | – |
| Stellantis NV | COM | 3K | 140 | – |
| Stryker Corp | COM | 98K | 287 | – |
| Suncor Energy Inc | COM | 4K | 113 | – |
| Swatch Group Ag | COM | 653 | 64 | – |
| Swire Pacific Ltd | COM | 2K | 169 | – |
| Synchrony Financial | COM | 519 | 11 | – |
| Synopsys Inc | COM | 6K | 10 | – |
| T Rowe Price Group Inc | COM | 27K | 233 | – |
| Take Two Interactive Software | COM | 7K | 45 | – |
| Targa Resources Corp | COM | 12K | 95 | – |
| Target Corp | COM | 444 | 3 | – |
| Techne Corp | COM | 38K | 536 | – |
| Technology Select Sector SPDR Fund | ETF | 378K | 2K | – |
| Teck Resources Ltd | COM | 5K | 105 | – |
| Tencent Holdings | COM | 237 | 5 | – |
| Teradyne Inc | COM | 3K | 22 | – |
| Tesla Motors Inc | COM | 134K | 678 | – |
| Texas Instruments Inc | COM | 389 | 2 | – |
| The Trade Desk Inc | COM | 5K | 50 | – |
| Thermo Electron Corp | COM | 65K | 117 | – |
| Tilray Inc | COM | 50 | 30 | – |
| TJX Companies Inc | COM | 22K | 198 | – |
| T-Mobile US Inc | COM | 172K | 974 | – |
| Toast, Inc. | COM | 9K | 350 | – |
| Tokyo Electron Ltd | COM | 19K | 172 | – |
| Toyota Industries Corporation | COM | 3K | 40 | – |
| Travelers Companies Inc | COM | 407 | 2 | – |
| Two Harbors Investment Corp | COM | 15K | 1K | – |
| Tyson Foods Inc A | COM | 400 | 7 | – |
| Ubs Ag | COM | 11K | 367 | – |
| Unicredit Spa | COM | 13K | 698 | – |
| Union Pacific Corp | COM | 299K | 1K | – |
| United Parcel Service B | COM | 42K | 310 | – |
| United Rentals Inc | COM | 3K | 5 | – |
| UnitedHealth Group Inc | COM | 497K | 975 | – |
| UnumProvident Corp | COM | 4K | 78 | – |
| US Bancorp | COM | 198K | 5K | – |
| US Foods Holding Corp | COM | 4K | 74 | – |
| Utilities Select Sector SPDR ETF | ETF | 10K | 142 | – |
| Vail Resorts Inc | COM | 32K | 180 | – |
| Valero Energy Corp | COM | 5K | 35 | – |
| Vanguard Bond Index ETF | ETF | 26M | 361K | – |
| Vanguard Dividend Appreciation ETF | ETF | 149K | 818 | – |
| Vanguard Extended Market | ETF | 2M | 11K | – |
| Vanguard FTSE All-Wld ex-US ETF | ETF | 1M | 22K | – |
| Vanguard FTSE All-World ex US Small ETF | ETF | 88K | 751 | – |
| Vanguard FTSE Emerging Markets ETF | ETF | 4M | 100K | – |
| Vanguard FTSE Europe ETF | ETF | 316K | 5K | – |
| Vanguard Global ex-US Real Est ETF | ETF | 22K | 541 | – |
| Vanguard High Dividend | ETF | 180K | 2K | – |
| Vanguard Industrials | ETF | 2K | 7 | – |
| Vanguard Info Technology ETF | ETF | 399K | 692 | – |
| Vanguard Interm-Term Corp Bd ETF | ETF | 11K | 144 | – |
| Vanguard Large Cap ETF | ETF | 1M | 5K | – |
| Vanguard Large Growth ETF | ETF | 598K | 2K | – |
| Vanguard Mid Cap Growth | ETF | 18K | 77 | – |
| Vanguard Midcap ETF | ETF | 1M | 6K | – |
| Vanguard Mid-Cap Value ETF | ETF | 622K | 4K | – |
| Vanguard MSCI EAFE ETF | ETF | 12M | 238K | – |
| Vanguard REIT Index ETF | ETF | 6M | 73K | – |
| Vanguard S&P 500 Etf | ETF | 204K | 612 | – |
| Vanguard S&P 500 ETF | ETF | 2M | 3K | – |
| Vanguard S&P 500 Value ETF | ETF | 186K | 1K | – |
| Vanguard S&P Mid Cap | ETF | 61K | 620 | – |
| Vanguard S&P Small Cap | ETF | 12K | 144 | – |
| Vanguard S&P Small Cap | ETF | 44K | 445 | – |
| Vanguard Scottsdale Fds Vanguard Russell | ETF | 189K | 2K | – |
| Vanguard Short Term Bond Index | ETF | 5K | 64 | – |
| Vanguard Short-Term Corporate Bond ETF | ETF | 57M | 736K | – |
| Vanguard Short-Term Infl-Prot Secs ETF | ETF | 1M | 21K | – |
| Vanguard Small Cap ETF | ETF | 1M | 6K | – |
| Vanguard Small Cap Growth | ETF | 443K | 2K | – |
| Vanguard Small Cap Value ETF | ETF | 259K | 1K | – |
| Vanguard Tax Exempt Bond ETF | ETF | 7M | 145K | – |
| Vanguard Total Internatl | ETF | 2K | 47 | – |
| Vanguard Total Intl Stock Idx ETF | ETF | 5M | 84K | – |
| Vanguard Total Stock Market ETF | ETF | 11M | 40K | – |
| Vanguard Total World Stock ETF | ETF | 2M | 18K | – |
| Vanguard Value ETF | ETF | 2M | 11K | – |
| Veeva Systems Inc | COM | 1K | 8 | – |
| Veralto Corp | COM | 15K | 152 | – |
| Verizon Communications | COM | 58K | 1K | – |
| Vert Global Sustainable Real Estate ETF | ETF | 6K | 589 | – |
| Vertex Pharmaceuticals | COM | 3K | 7 | – |
| Viavi Solutions Inc Com | COM | 7 | 1 | – |
| Viracta Therapeutics Inc | COM | 2 | 3 | – |
| Visa Inc | COM | 12K | 45 | – |
| Voya Finl, In | COM | 7K | 307 | – |
| W P Carey Inc | COM | 5K | 92 | – |
| Walgreen Boots Alliance Inc Com | COM | 181 | 15 | – |
| Walker & Dunlop Inc | COM | 821 | 45 | – |
| Wal-Mart Stores Inc | COM | 142K | 2K | – |
| Walt Disney | COM | 294K | 3K | – |
| Waste Management Inc | COM | 21K | 100 | – |
| Weirton Steel Corp | COM | 6K | 189 | – |
| Wells Fargo & Co | COM | 44K | 735 | – |
| Welltower Inc | COM | 95K | 910 | – |
| WestAmerica Corp | COM | 0 | 180 | – |
| Westrock Company | COM | 503 | 10 | – |
| Wharf Holdings Ltd | COM | 2K | 332 | – |
| Wheaton Precious Metal | COM | 4K | 73 | – |
| WisdomTree Artfcl Intllgnc & Innvtn ETF | ETF | 96K | 5K | – |
| Wisdomtree Emrg Mrkt Hg Div ETF | ETF | 35K | 800 | – |
| WisdomTree Floating Rate Treasury ETF | ETF | 503K | 10K | – |
| WisdomTree International Small Cap | ETF | 253K | 4K | – |
| Wisdomtree Large Cap Div | ETF | 249K | 3K | – |
| Wisdomtree Tr US Smallcap Divd | ETF | 51K | 2K | – |
| Worthington Industries Inc | COM | 2K | 32 | – |
| WW Grainger Inc | COM | 5K | 5 | – |
| Yum Brands | COM | 59K | 445 | – |
| Zebra Technologies Cl A | COM | 309 | 1 | – |
| Zim Integrated Shippin Ltd Ordinary Shares | COM | 5K | 214 | – |
| Zimmer Holdings Inc | COM | 36K | 330 | – |
| ZimVie Inc. | COM | 55 | 3 | – |
| Zoetis Inc | COM | 2K | 10 | – |
| Zozo Inc | COM | 2K | 408 | – |