INNIS INVESTMENTS
INNIS INVESTMENTS LLC Legal Name
Adviser information for INNIS INVESTMENTS last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 258 | $149.2M |
| Non-Discretionary | 0 | $0 |
| Total | 258 | $149.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 258 | $149.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-21037 |
|---|---|
| SEC ERA File Number | 801-21037 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105275 |
| Legal Entity Identifier | None |
Principal Office
331 SUNNY ACRES DRIVECINCINNATI
OH
United States
Monday - Friday, 8:00AM TO 4:00PM
Tel: 513-232-2913, Fax: 513-232-2911
Chief Compliance Officer
C. THOMAS INNIS
PRESIDENT
331 SUNNY ACRES DRIVE
CINCINNATI
OH
United States
Tel:
513-232-2913
Fax:
513-232-2911
C******@***********M
(Full email address available in API data)
Regulatory Contact
JOHN WILLIAMS
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel:
404-402-3193
J***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INNIS, CHARLES, THOMAS | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/1984 | > 75% |