BAILLIE GIFFORD OVERSEAS LTD
Adviser information for BAILLIE GIFFORD OVERSEAS LTD last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 1757 |
|---|---|
| Investment Advisory/Research | 142 |
| Registered Broker-Dealer Representatives | 33 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 380 | $179.0B |
| Non-Discretionary | 13 | $6.9B |
| Total | 393 | $185.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 39 | $66.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 106 | $27.5B |
| Pension and profit sharing plans | 90 | $23.3B |
| Charitable organizations | 27 | $2.2B |
| State or municipal gov entities | 82 | $47.5B |
| Other investment advisers | 8 | $6.5B |
| Insurance companies | 6 | $1.1B |
| Sovereign wealth funds and foreign official institutions | 15 | $8.9B |
| Corporations or other businesses | 8 | $1.2B |
| Other | 12 | $1.5B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 38 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-21051 |
|---|---|
| SEC ERA File Number | 801-21051 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110296 |
| Legal Entity Identifier | 549300OJXEENXLO4FW52 |
Principal Office
CALTON SQUARE1 GREENSIDE ROW
EDINBURGH
United Kingdom
Monday - Friday, 09:00 - 17:00
Tel: +44 131 275 2000, Fax: +44 131 275 3999
Chief Compliance Officer
ALASTAIR MACLEAN
CHIEF COMPLIANCE OFFICER
CALTON SQUARE
1 GREENSIDE ROW
EDINBURGH
United Kingdom
Tel:
00 44 131 275 2389
Fax:
+44 131 275 3999
A***************@*****************M
(Full email address available in API data)
Regulatory Contact
SUZANNE QUINN
HEAD OF NORTH AMERICA AND OVERSEAS COMPLIANCE
CALTON SQUARE
1 GREENSIDE ROW
EDINBURGH
United Kingdom
Tel:
0044 131 275 3162
S************@*****************M
(Full email address available in API data)
Industry Affiliates
| BAILLIE GIFFORD & CO | Other investment adviser, including financial planners |
| BAILLIE GIFFORD & CO LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BAILLIE GIFFORD ASIA (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BAILLIE GIFFORD FUNDS SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BAILLIE GIFFORD INTERNATIONAL LLC | Other investment adviser, including financial planners |
| BAILLIE GIFFORD INVESTMENT MANAGEMENT (EUROPE) LIMITED | Other investment adviser, including financial planners |
| BAILLIE GIFFORD INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
| BAILLIE GIFFORD OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
| MITSUBISHI UFJ BAILLIE GIFFORD ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO | Foreign Entity | – | PARENT OWNER | 09/1983 | > 75% |
| TELFER, ANDREW, JAMES | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2002 | |
| TAIT, ANTHONY, ROBERT | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2003 | |
| URQUHART, MARK, ANDREW | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2004 | |
| MCCOMBIE, IAIN, ARTHUR DONALD | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2005 | |
| NISBET, THOMAS, SCOTT | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2007 | |
| THOMAS, NICHOLAS | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2010 | |
| SUTCLIFFE, WILLIAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2010 | |
| MCGRAIL, RICHARD, STEPHEN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2010 | |
| TAIT, ANTHONY, ROBERT | Individual | – | DIRECTOR | 05/2011 | < 5% |
| MACCOLL, MALCOLM, GRAHAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2011 | |
| SALTER, DAVID, WILLIAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2011 | |
| BAILLIE GIFFORD INTERNATIONAL PARTNERSHIP | Foreign Entity | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2011 | |
| BEMKO, LARYSA, MARIA | Individual | BAILLIE GIFFORD INTERNATIONAL PARTNERSHIP | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| CAMPBELL, TIMOTHY, EDWARD HUGH | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| SLATER, THOMAS, KEITH | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| SIGAROUDINIA, KAVE, TRISTAN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2012 | |
| HAMILTON, KATHRIN | Individual | – | CHAIR | 02/2016 | < 5% |
| HENDERSON, DAVID, SHIELDS | Individual | – | DIRECTOR | 06/2012 | < 5% |
| HAMILTON, KATHRIN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2013 | |
| ADAIR, SPENCER, FRANKLIN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2013 | |
| COGHILL, BARRY, SINCLAIR | Individual | – | DIRECTOR | 12/2013 | < 5% |
| MITCHELL, ANN-MARIE | Individual | – | FINANCE OFFICER | 07/2013 | < 5% |
| HENDERSON, DAVID, SHIELDS | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2014 | |
| COUTTS, THOMAS, BENEDICT CARGILL | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2014 | |
| DUNBAR, STUART | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2014 | |
| BRODIE, DOUGLAS, WILLIAM | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2015 | |
| MACDOUGALL, JOHN, LACHLAN GRAY | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2019 | |
| GARRATT, TIMOTHY, JAMES | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2016 | |
| MACLEAN, ALASTAIR, DAVID | Individual | – | LEGAL OFFICER | 06/2016 | < 5% |
| CARNEGIE, JOHN, FORREST | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2017 | |
| MCKEE, ELEANOR, CLARE | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER -PARTNER | 05/2017 | |
| FARQUHARSON, DONALD, HUGH MILLER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER -PARTNER | 05/2017 | |
| COGHILL, BARRY, SINCLAIR | Individual | – | DIRECTOR | 06/2023 | < 5% |
| SQUIRES, JAMES, ALEXANDER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| BRETT, MATTHEW, COLIN JOHN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| DELANEY, EVAN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| ATACK, AMY, SYBILLA ELIZABETH | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2018 | |
| WOOD, NICHOLAS | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER -PARTNER | 05/2018 | |
| OLIVER, JANET, HUNTER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2019 | |
| ROBINSON, GARY, THOMAS | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2019 | |
| SCOTT, GAVIN, RICHARD GORDON | Individual | – | DIRECTOR | 07/2018 | < 5% |
| TAIT, ANTHONY, ROBERT | Individual | – | CHIEF EXECUTIVE | 07/2018 | < 5% |
| CONN, ADAM, HOWARD JOSEPH | Individual | – | DIRECTOR | 10/2019 | < 5% |
| Burns, Lawrence, Philip | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| Fox, Kate, Louise | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| Gush, Michael, Colin | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| XIONG, JING YI, "HELEN" | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| WYLIE, MICHAEL, JAMES CRAWFORD | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| SCOTT, GAVIN, RICHARD GORDON | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| CAMPBELL, IAIN, GORDON | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2020 | |
| THOMAS, NICHOLAS | Individual | – | DIRECTOR | 10/2020 | < 5% |
| BUJNOWSKI, DAVID, JOHN | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2021 | |
| Lennox, Colin, Robert | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2021 | |
| Flockhart, Catherine, L | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2021 | |
| LIN, NA, "LINDA" | Individual | BAILLIE GIFFORD CHINA PARTNERSHIP | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| STIRLING-AIRD, MICHAEL, PETER | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| Davis, Jenny, Marina | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| Singlehurst, Peter, Lyle | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| Kennedy, Elizabeth, Margaret | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| ANGELES SOLIZ, JULIA | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| Walsh, Thomas, Patrick | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| Mileva, Milena, Branimirova | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2022 | |
| BAILLIE GIFFORD CHINA PARTNERSHIP | Foreign Entity | BAILLIE GIFFORD & CO | BENEFICIAL OWNER- PARTNER | 05/2022 | |
| Ross, John, Toby Leahy | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Pashley, Stephen, Roger | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Snell, Roderick, Brodie Creagh | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Dunn, Lesley, Margaret | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Dow, James, Andrew George | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Murphy, Christopher, Mark | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| Keiller, Andrew, John | Individual | BAILLIE GIFFORD & CO | BENEFICIAL OWNER - PARTNER | 05/2023 | |
| MACLEAN, ALASTAIR, DAVID | Individual | – | DIRECTOR/CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| Pashley, Stephen, Roger | Individual | – | CHIEF FINANCE OFFICER | 06/2023 | < 5% |