FLEXIBLE PLAN INVESTMENTS LTD
Adviser information for FLEXIBLE PLAN INVESTMENTS LTD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 84 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 600 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13,703 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 13,703 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10,389 | $230.2M |
| HNW Individuals | 1,283 | $81.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 13 | $1.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 36 | $11.0M |
| Charitable organizations | 21 | $15.0M |
| State or municipal gov entities | 1 | $1.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 30 | $10.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-21073 |
|---|---|
| SEC ERA File Number | 801-21073 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110762 |
| Legal Entity Identifier | None |
Principal Office
3883 TELEGRAPH RDSTE 100
BLOOMFIELD HILLS
MI
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 800-347-3539, Fax: 248-642-6741
Chief Compliance Officer
GREGORY M. SMITH
CHIEF COMPLIANCE OFFICER
3883 TELEGRAPH ROAD SUITE 100
BLOOMFIELD HILLS
MI
United States
Tel:
800-347-3539
Fax:
248-642-6741
G*****@***************M
(Full email address available in API data)
Regulatory Contact
SEAN BURKE
CORPORATE COUNSEL
3883 TELEGRAPH ROAD SUITE 100
BLOOMFIELD HILLS
MI
United States
Tel:
800-347-3539
Fax:
248-642-6741
S*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAGNER, JERRY, CHARLES | Individual | – | CEO / PRESIDENT | 02/1981 | > 75% |
| TOTH, RENEE | Individual | – | EXECUTIVE VICE-PRESIDENT | 08/2006 | 10-25% |
| SMITH, GREGORY, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2014 | < 5% |
| Ingalsbe, Jeffrey, Allan | Individual | – | SENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER | 10/2016 | < 5% |
| Burke, Sean, Michael | Individual | – | CORPORATE COUNSEL | 05/2022 | < 5% |
| HIGGINS, MICHELLE, MARIE | Individual | – | CHIEF OPERATING OFFICER | 05/2022 | < 5% |
| Fernando, Rukshan, Sanjeewa | Individual | – | CHIEF FINANCIAL OFFICER | 06/2022 | < 5% |
| HANNA, TIMOTHY | Individual | – | DIRECTOR OF RESEARCH | 03/2024 | < 5% |