Hedge Fund Database

ECLECTIC ASSOCIATES, INC.

Adviser information for ECLECTIC ASSOCIATES, INC. last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,115 $921.4M
Non-Discretionary 226 $132.8M
Total 3,341 $1.1B

Clients

Type Number RAUM
Individuals 629 $277.7M
HNW Individuals 277 $751.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.1M
Charitable organizations 13 $19.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $3.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-21175
SEC ERA File Number 801-21175
SEC CIK Numbers 743482
SEC CRD Numbers 111041
Legal Entity Identifier None

Principal Office

1440 NORTH HARBOR BLVD.
SUITE 220
FULLERTON
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 714-738-0220, Fax: 714-738-0483

Websites

twitter.com/eclecticinvest www.youtube.com/channel/uczjuiej31cuptxjemjzykeg www.linkedin.com/company/eclectic-associates-inc-/ www.facebook.com/eclecticassociates/ www.eclecticassociates.com

Chief Compliance Officer

PATRICIA BUCHHOLTZ
PARAPLANNER
1440 NORTH HARBOR BLVD.
SUITE 220
FULLERTON
CA
United States
Tel: 714-738-0220
Fax: 714-738-0483
(Full email address available in API data)

Regulatory Contact

DAVID LITTLE
PRESIDENT
1440 NORTH HARBOR BLVD.
SUITE 220
FULLERTON
CA
United States
Tel: 714-738-0220
Fax: 714-738-0483
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CAMP, CARL, JACKSON Individual – DIRECTOR 06/1984 < 5%
LITTLE, DAVID, KIMBER Individual – PRESIDENT (SINCE 06/2016), TRUSTEE OF THE DAVID K. LITTLE AND JULIE A. LITTLE LIVING TRUST UAD 09/16/2008, CHAIRMAN, DIRECTOR 01/2024 25-50%
DAVID K. LITTLE AND JULIE A. LITTLE LIVING TRUST UAD 09/16/2008 Domestic Entity – SHAREHOLDER 11/2008 25-50%
LACHMAN, CARL, WESLEY ROGER Individual – VICE PRESIDENT (SINCE 06/2016), TRUSTEE OF THE LACHMAN FAMILY TRUST DATED 2/26/2004 01/2016 10-25%
LITTLE, JULIE, ANN Individual – TRUSTEE OF THE DAVID K. LITTLE AND JULIE A. LITTLE LIVING TRUST UAD 09/16/2008, DIRECTOR 11/2008 25-50%
BUCHHOLTZ, PATRICIA, BURNETTE Individual – CHIEF COMPLIANCE OFFICER 01/2016 < 5%
LACHMAN FAMILY TRUST DATED 2/26/2004 Domestic Entity – SHAREHOLDER 01/2016 10-25%
LACHMAN, MARCIA, NASH Individual – TRUSTEE OF THE LACHMAN FAMILY TRUST DATED 2/26/2004 01/2016 10-25%
ROJAS, SCOTT, ANDREW Individual – VICE PRESIDENT 06/2016 10-25%
HALL LIVING TRUST 2015 DTD 09/08/2015 Domestic Entity – SHAREHOLDER 01/2017 5-10%
HALL, RUSSELL, WILLIAM Individual – TRUSTEE OF THE HALL LIVING TRUST 2015 DTD 09/08/2015 01/2017 5-10%
Hall, Connie, Shek Individual – TRUSTEE OF THE HALL LIVING TRUST 2015 DTD 09/08/2015 01/2017 5-10%
MACLEOD, DAVID, KENNETH Individual – CHIEF INVESTMENT OFFICER, SHAREHOLDER 07/2019 5-10%
MCSHANE LIVING TRUST, DATED 07/15/2019 Domestic Entity – SHAREHOLDER 01/2020 5-10%
MCSHANE, TRAVIS, JOHN Individual – TRUSTEE OF THE MCSHANE LIVING TRUST DATED 07/15/2019 01/2020 5-10%
MCSHANE, REBEKAH Individual – TRUSTEE OF THE MCSHANE LIVING TRUST DATED 07/15/2019 01/2020 5-10%
CALDERON FAMILY JOINT LIVING TRUST DTD 10/30/2006 Domestic Entity – SHAREHOLDER 01/2021 < 5%
CALDERON, AIMEE, E. Individual – TRUSTEE OF THE CALDERON FAMILY JOINT LIVING TRUST DTD 10/30/2006 01/2021 < 5%
CALDERON, ANDREW Individual – TRUSTEE OF THE CALDERON FAMILY JOINT LIVING TRUST DTD 10/30/2006 01/2021 < 5%

No. Employees, Historic

2010020202021202220232024202513 on 2/6/202013 on 6/26/202013 on 6/29/202013 on 7/10/202013 on 7/21/202013 on 10/30/202013 on 2/23/202113 on 8/19/202113 on 10/22/202114 on 2/16/202214 on 3/9/202214 on 8/1/202214 on 10/12/202215 on 2/16/202315 on 2/16/2024

RAUM, Historic

2B1B0202020212022202320242025821991074 on 2/6/2020821991074 on 6/26/2020821991074 on 6/29/2020821991074 on 7/10/2020821991074 on 7/21/2020821991074 on 10/30/2020920994345 on 2/23/2021920994345 on 8/19/2021920994345 on 10/22/20211070987844 on 2/16/20221070987844 on 3/9/20221070987844 on 8/1/20221070987844 on 10/12/2022923395271 on 2/16/20231054179643 on 2/16/2024

No. Clients, Historic

1,0005000202020212022202320242025772 on 2/6/2020772 on 6/26/2020772 on 6/29/2020772 on 7/10/2020772 on 7/21/2020772 on 10/30/2020794 on 2/23/2021794 on 8/19/2021794 on 10/22/2021860 on 2/16/2022860 on 3/9/2022860 on 8/1/2022860 on 10/12/2022886 on 2/16/2023919 on 2/16/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 241K 1K –
ALPHABET INC CAP STK CL C 635K 3K –
AMAZON COM INC COM 1M 6K –
APPLE INC COM 6M 30K –
BAXTER INTL INC COM 389K 12K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 965K 2K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 784K 15K –
BOEING CO COM 963K 5K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 6M 188K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 32M 1M –
CATERPILLAR INC COM 293K 880 –
CHEVRON CORP NEW COM 539K 3K –
COCA COLA CO COM 2M 27K –
COSTCO WHSL CORP NEW COM 1M 1K –
DANAHER CORPORATION COM 256K 1K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 369K 10K –
DIMENSIONAL ETF TRUST SHORT DURATION F 696K 15K –
DISNEY WALT CO COM 738K 7K –
EXXON MOBIL CORP COM 2M 13K –
HOME DEPOT INC COM 4M 12K –
INTEL CORP COM 939K 30K –
INVESCO EXCH TRADED FD TR II PFD ETF 194K 17K –
INVESCO QQQ TR UNIT SER 1 413K 862 –
ISHARES TR CALIF MUN BD ETF 987K 17K –
ISHARES TR CORE INTL AGGR 637K 13K –
ISHARES TR CORE S&P SCP ETF 213K 2K –
ISHARES TR PFD AND INCM SEC 417K 13K –
ISHARES TR RUS 2000 VAL ETF 291K 2K –
ISHARES TR RUS MID CAP ETF 243K 3K –
ISHARES TR S&P MC 400GR ETF 262K 3K –
ISHARES TR S&P MC 400VL ETF 232K 2K –
JOHNSON & JOHNSON COM 1M 8K –
JPMORGAN CHASE & CO. COM 3M 16K –
LIBERTY ALL STAR EQUITY FD SH BEN INT 109K 16K –
LINDE PLC SHS 208K 475 –
MCDONALDS CORP COM 255K 1K –
MERCK & CO INC COM 359K 3K –
META PLATFORMS INC CL A 702K 1K –
MICROSOFT CORP COM 2M 4K –
MONSTER BEVERAGE CORP NEW COM 429K 9K –
NVIDIA CORPORATION COM 3M 23K –
ORACLE CORP COM 553K 4K –
PALANTIR TECHNOLOGIES INC CL A 2M 90K –
PFIZER INC COM 416K 15K –
PIMCO ETF TR MULTISECTOR BD 1M 42K –
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 201K 11K –
PROCTER AND GAMBLE CO COM 439K 3K –
RTX CORPORATION COM 572K 6K –
S&P GLOBAL INC COM 313K 702 –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 4M 106K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 297K 8K –
SPDR INDEX SHS FDS S&P INTL SMLCP 368K 12K –
SPDR S&P 500 ETF TR TR UNIT 690K 1K –
SPDR SER TR BLOOMBERG INTL T 509K 24K –
SPDR SER TR ICE PFD SEC ETF 380K 11K –
SPDR SER TR PORTFOLIO INTRMD 340K 10K –
SPDR SER TR PORTFOLIO S&P400 287K 6K –
SPDR SER TR PRTFLO S&P500 GW 310K 4K –
SPDR SER TR PRTFLO S&P500 VL 2M 36K –
SPDR SER TR S&P 400 MDCP VAL 735K 10K –
SPDR SER TR S&P 600 SMCP VAL 1M 17K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 823K 30K –
T ROWE PRICE ETF INC CAP APPRECIATION 271K 9K –
TESLA INC COM 497K 3K –
UNION PAC CORP COM 372K 2K –
UNITEDHEALTH GROUP INC COM 5M 10K –
VANGUARD BD INDEX FDS INTERMED TERM 3M 39K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 31K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 358K 5K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 7M 132K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 37M 766K –
VANGUARD INDEX FDS GROWTH ETF 3M 8K –
VANGUARD INDEX FDS MCAP GR IDXVIP 5M 20K –
VANGUARD INDEX FDS MCAP VL IDXVIP 4M 25K –
VANGUARD INDEX FDS MID CAP ETF 2M 9K –
VANGUARD INDEX FDS REAL ESTATE ETF 966K 12K –
VANGUARD INDEX FDS S&P 500 ETF SHS 843K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 3M 14K –
VANGUARD INDEX FDS SMALL CP ETF 2M 8K –
VANGUARD INDEX FDS SML CP GRW ETF 3M 14K –
VANGUARD INDEX FDS VALUE ETF 7M 45K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 910K 16K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 39K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 3M 22K –
VANGUARD MUN BD FDS TAX EXEMPT BD 888K 18K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 32M 176K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 5M 107K –
VISA INC COM CL A 253K 963 –
WALMART INC COM 333K 5K –
WELLS FARGO CO NEW COM 907K 15K –