LAKESIDE ADVISORS INC
Adviser information for LAKESIDE ADVISORS INC last updated from Form ADV on April 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | JANUARY |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 619 | $337.3M |
Non-Discretionary | 1 | $9.6M |
Total | 620 | $346.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 127 | $54.4M |
HNW Individuals | 111 | $279.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 2 | $10.3M |
Charitable organizations | 3 | $2.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $520,311 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1115 EAST DENNY WAYSEATTLE
WA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 206-285-1730, Fax: 206-267-2316
Websites
Chief Compliance Officer
ROBERT E. FREY JR.
PRESIDENT
1115 EAST DENNY WAY
SEATTLE
WA
United States
Tel:
206-285-1730
Fax:
206-267-2316
B**@*******************M
(Full email address available in API data)
Regulatory Contact
MIKI OKAMOTO-SWANSON
VP
1115 EAST DENNY WAY
SEATTLE
WA
United States
Tel:
206-285-1730
Fax:
206-267-2316
M***@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FREY, ROBERT, EVERETT | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER / TREASURER | 01/1984 | > 75% |
MANDT, KRISTI, ANN | Individual | – | VICE PRESIDENT / SECRETARY | 02/2005 | < 5% |
OKAMOTO-SWANSON, MIKI | Individual | – | VICE PRESIDENT | 11/2010 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 3M | 31K | – |
ABBVIE INC | COM | 3M | 18K | – |
ABRDN ASIA PACIFIC INCOME FU | COM | 65K | 24K | – |
ALPHABET INC | CAP STK CL C | 336K | 2K | – |
AMAZON COM INC | COM | 398K | 2K | – |
AMGEN INC | COM | 341K | 1K | – |
APPLE INC | COM | 2M | 11K | – |
AT&T INC | COM | 2M | 102K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 13M | 31K | – |
BOEING CO | COM | 661K | 4K | – |
CATERPILLAR INC | COM | 594K | 2K | – |
CHEVRON CORP NEW | COM | 343K | 2K | – |
CHUBB LIMITED | COM | 1M | 4K | – |
CISCO SYS INC | COM | 493K | 10K | – |
COLUMBIA ETF TR I | MULTI SEC MUNI | 753K | 37K | – |
CONSTELLATION ENERGY CORP | COM | 901K | 5K | – |
COSTCO WHSL CORP NEW | COM | 13M | 15K | – |
CSX CORP | COM | 723K | 22K | – |
DAVIS FUNDAMENTAL ETF TR | SELCT INTL ETF | 1M | 66K | – |
ELI LILLY & CO | COM | 613K | 677 | – |
EXELON CORP | COM | 566K | 16K | – |
EXPEDITORS INTL WASH INC | COM | 4M | 34K | – |
EXXON MOBIL CORP | COM | 2M | 15K | – |
FEDEX CORP | COM | 1M | 3K | – |
GE AEROSPACE | COM NEW | 2M | 11K | – |
GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 355K | 5K | – |
GE VERNOVA INC | COM | 490K | 3K | – |
GILEAD SCIENCES INC | COM | 751K | 11K | – |
GUINNESS ATKINSON FDS | SMARTETFS DIVID | 429K | 15K | – |
GUINNESS ATKINSON FDS | SMARTETFS ASIA | 203K | 14K | – |
GUINNESS ATKINSON FDS | SUSTNBL ENRGY II | 287K | 11K | – |
HOME DEPOT INC | COM | 2M | 5K | – |
INTEL CORP | COM | 839K | 27K | – |
INTERNATIONAL BUSINESS MACHS | COM | 463K | 3K | – |
INVESTMENT MANAGERS SER TR | KNWLDL LD ETF | 221K | 5K | – |
INVESTMENT MANAGERS SER TR I | FPA GBL EQTY ETF | 284K | 10K | – |
JOHNSON & JOHNSON | COM | 4M | 24K | – |
JPMORGAN CHASE & CO. | COM | 354K | 2K | – |
KROGER CO | COM | 2M | 32K | – |
LOWES COS INC | COM | 708K | 3K | – |
MARRIOTT INTL INC NEW | CL A | 218K | 900 | – |
MASTERCARD INCORPORATED | CL A | 342K | 775 | – |
MCDONALDS CORP | COM | 1M | 4K | – |
MEDTRONIC PLC | SHS | 1M | 15K | – |
MICROSOFT CORP | COM | 46M | 102K | – |
MICROVISION INC DEL | COM NEW | 55K | 52K | – |
MONDELEZ INTL INC | CL A | 403K | 6K | – |
NIKE INC | CL B | 290K | 4K | – |
NOVO-NORDISK A S | ADR | 3M | 19K | – |
NUCOR CORP | COM | 6M | 40K | – |
NVIDIA CORPORATION | COM | 3M | 21K | – |
PACCAR INC | COM | 2M | 23K | – |
PFIZER INC | COM | 247K | 9K | – |
PROCTER AND GAMBLE CO | COM | 7M | 39K | – |
QUALCOMM INC | COM | 676K | 3K | – |
SOLVENTUM CORP | COM SHS | 413K | 8K | – |
STARBUCKS CORP | COM | 2M | 29K | – |
US BANCORP DEL | COM NEW | 4M | 105K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 17K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 700K | 1K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 305K | 2K | – |
WAFD INC | COM | 250K | 9K | – |
WASTE MGMT INC DEL | COM | 4M | 20K | – |
WELLS FARGO CO NEW | COM | 476K | 8K | – |