MIDDLETON & COMPANY INC.
Adviser information for MIDDLETON & COMPANY INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 571 | $1.0B |
| Non-Discretionary | 1 | $8,186 |
| Total | 572 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 116 | $44.1M |
| HNW Individuals | 214 | $817.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $67.2M |
| Charitable organizations | 18 | $111.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
600 ATLANTIC AVENUE; 18TH FLOORBOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (617)357-5101, Fax: (617)357-7199
Websites
Chief Compliance Officer
MCCORMACK, MARIA
MANAGING DIRECTOR
600 ATLANTIC AVENUE; 18TH FLOOR
BOSTON
MA
United States
Tel:
617 357-5101
Fax:
617 357-7199
M**************@**************M
(Full email address available in API data)
Industry Affiliates
| MIDDLETON FIDUCIARY SERVICES, LLC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALSH, ALICE, KENNEY | Individual | – | BOARD CHAIRMAN; MANAGING DIRECTOR | 07/2016 | 5-10% |
| SARGENT, JOHN, K. | Individual | – | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR | 07/2016 | 5-10% |
| MIDDLETON & COMPANY EMPLOYEE STOCK OWNERSHIP TRUST | Domestic Entity | – | TRUST | 03/2004 | > 75% |
| WALSH, ALICE, KENNEY | Individual | MIDDLETON & COMPANY EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 03/2004 | |
| SARGENT, JR., JOHN, K. | Individual | MIDDLETON & COMPANY EMPLOYEE STOCK OWNERSIP TRUST | TRUSTEE | 03/2004 | |
| MCCORMACK, MARIA | Individual | – | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR | 06/2006 | < 5% |
| MCCORMACK, MARIA | Individual | MIDDLETON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN | TRUSTEE | 04/2016 | |
| BRUCH, ROBERT, GUY | Individual | – | CHIEF INVESTMENT OFFICER | 07/2019 | < 5% |
| BRUCH, ROBERT, GUY | Individual | – | MANAGING DIRECTOR | 07/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC | COM | 56M | 265K | – |
| AMAZON COM INC | COM | 52M | 269K | – |
| ALPHABET INC | CAP STK CL A | 44M | 240K | – |
| ISHARES TR | CORE S&P500 ETF | 28M | 52K | – |
| MICROSOFT CORP | COM | 27M | 60K | – |
| COSTCO WHSL CORP NEW | COM | 25M | 29K | – |
| BROADCOM INC | COM | 23M | 14K | – |
| VISA INC | COM CL A | 22M | 82K | – |
| DANAHER CORPORATION | COM | 21M | 85K | – |
| OREILLY AUTOMOTIVE INC | COM | 18M | 17K | – |
| JPMORGAN CHASE & CO. | COM | 18M | 87K | – |
| PALO ALTO NETWORKS INC | COM | 17M | 51K | – |
| QUALCOMM INC | COM | 17M | 86K | – |
| MERCK & CO INC | COM | 17M | 136K | – |
| SERVICENOW INC | COM | 17M | 21K | – |
| INTUIT | COM | 16M | 25K | – |
| SALESFORCE INC | COM | 15M | 60K | – |
| ABBVIE INC | COM | 15M | 88K | – |
| EXXON MOBIL CORP | COM | 15M | 127K | – |
| UNITEDHEALTH GROUP INC | COM | 15M | 29K | – |
| NEXTERA ENERGY INC | COM | 15M | 205K | – |
| ISHARES TR | 7-10 YR TRSY BD | 14M | 148K | – |
| VERISK ANALYTICS INC | COM | 13M | 50K | – |
| AMERICAN TOWER CORP NEW | COM | 12M | 61K | – |
| ADOBE INC | COM | 11M | 21K | – |
| STERIS PLC | SHS USD | 11M | 51K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 11M | 27K | – |
| S&P GLOBAL INC | COM | 10M | 23K | – |
| XYLEM INC | COM | 10M | 75K | – |
| IQVIA HLDGS INC | COM | 10M | 48K | – |
| SYNOPSYS INC | COM | 10M | 17K | – |
| FORTIVE CORP | COM | 10M | 130K | – |
| EQUINIX INC | COM | 9M | 12K | – |
| ECOLAB INC | COM | 8M | 36K | – |
| STRYKER CORPORATION | COM | 8M | 25K | – |
| MONDELEZ INTL INC | CL A | 8M | 126K | – |
| FISERV INC | COM | 8M | 55K | – |
| META PLATFORMS INC | CL A | 8M | 16K | – |
| ALPHABET INC | CAP STK CL C | 8M | 43K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 7M | 128K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 7M | 88K | – |
| MSCI INC | COM | 6M | 13K | – |
| ISHARES TR | CORE S&P SCP ETF | 6M | 52K | – |
| ROPER TECHNOLOGIES INC | COM | 5M | 10K | – |
| LAUDER ESTEE COS INC | CL A | 5M | 50K | – |
| ISHARES TR | CORE S&P MCP ETF | 5M | 88K | – |
| CHUBB LIMITED | COM | 5M | 20K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 5M | 27K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 5M | 92K | – |
| STARBUCKS CORP | COM | 5M | 59K | – |
| CONSTELLATION ENERGY CORP | COM | 4M | 21K | – |
| WATSCO INC | COM | 4M | 9K | – |
| PEPSICO INC | COM | 4M | 25K | – |
| HOME DEPOT INC | COM | 4M | 12K | – |
| PAYPAL HLDGS INC | COM | 4M | 71K | – |
| DISNEY WALT CO | COM | 4M | 39K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 4M | 19K | – |
| ABBOTT LABS | COM | 4M | 36K | – |
| RENAISSANCERE HLDGS LTD | COM | 4M | 16K | – |
| CHEVRON CORP NEW | COM | 3M | 21K | – |
| EXELON CORP | COM | 3M | 90K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 5K | – |
| ISHARES TR | RUS MID CAP ETF | 3M | 35K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 8K | – |
| PROCTER AND GAMBLE CO | COM | 3M | 16K | – |
| LOWES COS INC | COM | 3M | 12K | – |
| APTIV PLC | SHS | 2M | 34K | – |
| WASTE CONNECTIONS INC | COM | 2M | 13K | – |
| ROLLINS INC | COM | 2M | 46K | – |
| ZOETIS INC | CL A | 2M | 12K | – |
| EOG RES INC | COM | 2M | 16K | – |
| JOHNSON & JOHNSON | COM | 2M | 13K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| NVIDIA CORPORATION | COM | 2M | 15K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 2M | 3 | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 36K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 2M | 30K | – |
| PUBLIC STORAGE OPER CO | COM | 2M | 6K | – |
| UNION PAC CORP | COM | 2M | 7K | – |
| MONSTER BEVERAGE CORP NEW | COM | 2M | 31K | – |
| PNC FINL SVCS GROUP INC | COM | 1M | 9K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| AVERY DENNISON CORP | COM | 1M | 7K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 7K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 1M | 2K | – |
| LAMB WESTON HLDGS INC | COM | 1M | 16K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | – |
| NIKE INC | CL B | 1M | 16K | – |
| RTX CORPORATION | COM | 1M | 12K | – |
| ISHARES TR | RUS 1000 VAL ETF | 1M | 6K | – |
| XPO INC | COM | 905K | 9K | – |
| VERALTO CORP | COM SHS | 880K | 9K | – |
| PAYCHEX INC | COM | 879K | 7K | – |
| ELEVANCE HEALTH INC | COM | 826K | 2K | – |
| BLACKROCK INC | COM | 811K | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 772K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 762K | 3K | – |
| WALMART INC | COM | 682K | 10K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 681K | 7K | – |
| ISHARES TR | S&P 500 GRWT ETF | 672K | 7K | – |
| ELI LILLY & CO | COM | 666K | 736 | – |
| COCA COLA CO | COM | 594K | 9K | – |
| ARRAY TECHNOLOGIES INC | COM SHS | 591K | 58K | – |
| SIMPLIFY EXCHANGE TRADED FUN | HEDGED EQUITY | 556K | 20K | – |
| ORACLE CORP | COM | 523K | 4K | – |
| THE CIGNA GROUP | COM | 504K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 495K | 10K | – |
| ISHARES TR | ISHARES BIOTECH | 494K | 4K | – |
| BANK AMERICA CORP | COM | 492K | 12K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 482K | 345 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 475K | 2K | – |
| UNITED RENTALS INC | COM | 470K | 726 | – |
| ISHARES TR | TIPS BD ETF | 469K | 4K | – |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 464K | 8K | – |
| IDEXX LABS INC | COM | 451K | 925 | – |
| WORLD GOLD TR | SPDR GLD MINIS | 422K | 9K | – |
| ISHARES TR | RUS MD CP GR ETF | 413K | 4K | – |
| ROCKWELL AUTOMATION INC | COM | 406K | 1K | – |
| AMGEN INC | COM | 399K | 1K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 391K | 8K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 388K | 2K | – |
| PARKER-HANNIFIN CORP | COM | 384K | 760 | – |
| INTUITIVE SURGICAL INC | COM NEW | 348K | 783 | – |
| EDWARDS LIFESCIENCES CORP | COM | 331K | 4K | – |
| INTEL CORP | COM | 322K | 10K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 322K | 6K | – |
| ISHARES TR | S&P 500 VAL ETF | 319K | 2K | – |
| ISHARES TR | CORE US AGGBD ET | 315K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 312K | 3K | – |
| BECTON DICKINSON & CO | COM | 312K | 1K | – |
| FIDELITY NATL INFORMATION SV | COM | 312K | 4K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 301K | 2K | – |
| PFIZER INC | COM | 293K | 10K | – |
| EPAM SYS INC | COM | 293K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 291K | 2K | – |
| AMERICAN EXPRESS CO | COM | 282K | 1K | – |
| PROLOGIS INC. | COM | 281K | 3K | – |
| CATERPILLAR INC | COM | 280K | 840 | – |
| CVS HEALTH CORP | COM | 278K | 5K | – |
| KKR & CO INC | COM | 276K | 3K | – |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 266K | 5K | – |
| SPDR GOLD TR | GOLD SHS | 266K | 1K | – |
| ISHARES TR | FLTG RATE NT ETF | 255K | 5K | – |
| EATON CORP PLC | SHS | 255K | 814 | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 248K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | SHORT DURA CORE | 246K | 5K | – |
| ISHARES TR | ISHS 1-5YR INVS | 244K | 5K | – |
| CISCO SYS INC | COM | 233K | 5K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 231K | 862 | – |
| MARSH & MCLENNAN COS INC | COM | 223K | 1K | – |
| CSX CORP | COM | 223K | 7K | – |
| INVESCO QQQ TR | UNIT SER 1 | 218K | 456 | – |
| HONEYWELL INTL INC | COM | 217K | 1K | – |
| ISHARES TR | EXPANDED TECH | 217K | 3K | – |
| NXP SEMICONDUCTORS N V | COM | 215K | 800 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 214K | 2K | – |
| MCDONALDS CORP | COM | 213K | 836 | – |
| KLA CORP | COM NEW | 206K | 250 | – |
| BOOKING HOLDINGS INC | COM | 206K | 52 | – |
| FACTSET RESH SYS INC | COM | 204K | 500 | – |
| ISHARES TR | NEW YORK MUN ETF | 203K | 4K | – |
| ISHARES TR | SELECT DIVID ETF | 203K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 202K | 834 | – |