MUTUAL OF AMERICA LIFE INSURANCE COMPANY
Adviser information for MUTUAL OF AMERICA LIFE INSURANCE COMPANY last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 900 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 487 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 265 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $818.7M |
| Non-Discretionary | 0 | $0 |
| Total | 29 | $818.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 29 | $818.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | REFER TO SCHEDULE D, MISCELLANEOUS |
Principal Office
320 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: (212) 224-1600, Fax: None
Chief Compliance Officer
KYLE MEDLIN
SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
320 PARK AVENUE
NEW YORK
NY
United States
Tel:
(212) 224-1769
K**********@******************M
(Full email address available in API data)
Regulatory Contact
JAIME FIGUEROA
COMPLIANCE ANALYST
320 PARK AVENUE
NEW YORK
NY
United States
Tel:
(212) 224-1115
J*************@******************M
(Full email address available in API data)
Industry Affiliates
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUTUAL OF AMERICA SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARBISON, EARLE HARRISON JR | Individual | – | DIRECTOR | 11/1993 | < 5% |
| REIMER, DENNIS J | Individual | – | DIRECTOR | 06/2000 | < 5% |
| PORTER, ROGER BLAINE | Individual | – | DIRECTOR | 05/2004 | < 5% |
| HAVER, MAURINE ANNETTE | Individual | – | DIRECTOR | 06/2004 | < 5% |
| CASIANO, KIMBERLY ANN | Individual | – | DIRECTOR | 05/2006 | < 5% |
| MCGUIRE, ROBERT JOSEPH | Individual | – | DIRECTOR | 05/2008 | < 5% |
| GREED, JOHN RICHARD | Individual | – | CHAIRMAN/PRESIDENT/CEO | 03/2018 | < 5% |
| FESTOG, CHRIS WARREN | Individual | – | SENIOR EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 03/2017 | < 5% |
| FREDERICK, WAYNE ALEX IAN | Individual | – | DIRECTOR | 09/2015 | < 5% |
| OCHOA, ELLEN | Individual | – | DIRECTOR | 05/2017 | < 5% |
| BERKERY, ROSEMARY THERESA | Individual | – | DIRECTOR | 03/2018 | < 5% |
| Rozich, Michelle, Anne | Individual | – | EXECUTIVE VICE PRESIDENT, ENTERPRISE RISK MANAGEMENT & INTERNAL AUDITOR | 03/2018 | < 5% |
| MISEO, CHRISTOPHER, MATTHEW | Individual | – | SR. VP & DIR OF ACC & FIN REPORTING | 10/2018 | < 5% |
| PRICE, PAULA, ANN | Individual | – | DIRECTOR | 09/2021 | < 5% |
| HATTEN BUTLER, GWENDOLYN, LAVERNE | Individual | – | DIRECTOR | 09/2021 | < 5% |
| D'ANGELO, JASON, ANTHONY | Individual | – | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 06/2022 | < 5% |
| Medlin, Kyle, Lawrence | Individual | – | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |