Hedge Fund Database

EAGLE ASSET MANAGEMENT INC

Adviser information for EAGLE ASSET MANAGEMENT INC last updated from Form ADV on December 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 66
Investment Advisory/Research 54
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19,001 $25.3B
Non-Discretionary 27,259 $8.2B
Total 46,260 $33.5B

Clients

Type Number RAUM
Individuals 27,259 $8.2B
HNW Individuals 18,876 $12.7B
Banking or thrift institutions 0 $0
Investment companies 5 $8.1B
Business development companies 0 $0
Pooled investment vehicles 5 $1.4B
Pension and profit sharing plans 18 $528.2M
Charitable organizations 0 $0
State or municipal gov entities 27 $1.0B
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 70 $1.5B
Other 0 $0
Type Number
No. of Non-RAUM Clients 19001
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 12.7B
Both for Same 0
Portfolio Manager to Program Sponsor
SMA PLATFORM D.A. DAVIDSON
WEALTH MANAGEMENT PLATFORM ENVESTNET WEALTH MANAGEMENT
MAC LOCKWOOD ADVISORS, INC.
MANAGER SELECT LPL FINANCIAL
INVESTMENT MANAGEMENT SERVICES MORGAN STANLEY WEALTH MANAGEMENT
OPPORTUNITY STIFEL NICOLAUS
ACCESS UBS
DMA - PUMA UMA WELLS FARGO ADVISORS
MASTERS PUMA WELLS FARGO ADVISORS
SELECT UMA MORGAN STANLEY
PREFFERED PORTFOLIO SOLUTIONS COMMONWEALTH ENVESTNET
MANAGED ACCOUNT SOLUTIONS FIDELITY INVESTMENTS - ENVESTNET
CLIENT SELECTED MANAGER PROGRAM RW BAIRD
SIGNATURE MANAGED ACCOUNT NORTHWESTERN
SAWTOOTH SAWTOOTH SOLUTIONS, LLC.
MANAGED ACCOUNTS PARTNERS PROGRAM RAYMOND JAMES LIMITED
UNIFIED PORTFOLIO RBC WEALTH MANAGEMENT
ADVISORY SERVICES PROGRAM FDX ADVISORS - FOLIO DYNAMIX
STRATEGIC PORTFOLIO ADVISORS MERRILL LYNCH
SMARTLEAF CONSULTING SMARTLEAF
UMA STIFEL
ADVISOR ALLOCATION PROGRAM UBS
MANAGED ACCOUNT ACCESS CHARLES SCHWAB
VMM VESTMARK
COMMUNITIES ORION
MANAGED ACCOUNT ADVISOR PERSHING
SELECT AMERIPRISE FINANCIAL
CONSULTS PROGRAM - MERRILL ONE MERRILL LYNCH
FIRST CLEARING RW BAIRD - ENVESTNET
SEPARATE ACCOUNT EXCHANGE TD AMERITRADE
RAYMOND JAMES CONSULTING SERVICES RAYMOND JAMES & ASSOCIATES
PREMIER DIRECTIONS PNC BANK
TOTAL PORTFOLIO RBC WEALTH MANAGEMENT
UMAP SCOTT & STRINGFELLOW
AMC PREMIER - AMC PINNACLE UMA SUNTRUST
CSG SELECTS BANK OF AMERICA
MANAGED ACCOUNT SELECT CHARLES SCHWAB

Identifiers

SEC RIA File Number 801-21343
SEC ERA File Number 801-21343
SEC CIK Numbers 1062993
SEC CRD Numbers 110653
Legal Entity Identifier 254900014X4G6Q0SPF80

Principal Office

780 CARILLON PKWY
ST. PETERSBURG
FL
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 727-573-2453, Fax: 727-573-8655

Websites

www.linkedin.com/company/carillontower twitter.com/carillontower.com www.carillontower.com www.eagleasset.com

Chief Compliance Officer

JAVIER ALVAREZ
CHIEF COMPLIANCE OFFICER
880 CARILLON PARKWAY
ST. PETERSBURG
FL
United States
Tel: 7275675383
Fax: 727-567-8285
(Full email address available in API data)

Regulatory Contact

DAMIAN SOUSA
DIRECTOR
CARILLON PARKWAY ST PETERSBURG FLORIDA
880
CLEARWATER
FL
United States
Tel: 7275674656
Fax: 727-567-8285
(Full email address available in API data)

Industry Affiliates

CARILLON FUND DISTRIBUTORS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CHARTWELL INVESTMENT PARTNERS Other investment adviser, including financial planners
CLARIVEST ASSET MANAGEMENT LLC Other investment adviser, including financial planners
COUGAR GLOBAL INVESTMENTS Other investment adviser, including financial planners
MK INVESTMENT MANAGEMENT INC. Sponsor, GP, manager of pooled investment vehicles
RAYMOND JAMES (USA) LTD Other investment adviser, including financial planners
RAYMOND JAMES & ASSOCIATES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
RAYMOND JAMES BANK Banking or thrift institution
RAYMOND JAMES EURO EQUITIES SAS Broker-dealer, municipal securities dealer, or gov securities broker or dealer
RAYMOND JAMES FINANCIAL PLANNING LTD Insurance company or agency
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC Other investment adviser, including financial planners
RAYMOND JAMES FINANCIAL SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisorPension consultant
RAYMOND JAMES GLOBAL SECURITIES, LTD Broker-dealer, municipal securities dealer, or gov securities broker or dealer
RAYMOND JAMES INSURANCE GROUP, INC. Insurance company or agency
RAYMOND JAMES INVESTMENT COUNSEL LTD. Other investment adviser, including financial planners
RAYMOND JAMES INVESTMENT MANAGEMENT Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
RAYMOND JAMES INVESTMENT SERVICES LIMITED - UK Broker-dealer, municipal securities dealer, or gov securities broker or dealer
RAYMOND JAMES LIMITED - CANADA Broker-dealer, municipal securities dealer, or gov securities broker or dealer
RAYMOND JAMES TAX CREDIT FUNDS, INC. Sponsor, GP, manager of pooled investment vehicles
RAYMOND JAMES TRUST (CANADA) Trust company
RAYMOND JAMES TRUST N.A. Trust company
SCOUT INVESTMENTS, INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JAMES, THOMAS, ALAN Individual RAYMOND JAMES FINANCIAL, INC. CHAIRMAN CEO 01/1971 25-50%
SOUSA, DAMIAN, DANIEL Individual – DIRECTOR 02/2012 < 5%
WILWANT, ERIC, CHRISTIAN Individual – DIRECTOR CHIEF ADMIN OFFICER 10/2008 < 5%
CARILLON TOWER ADVISERS, INC. Domestic Entity – OWNER 11/2017 > 75%
RAYMOND JAMES FINANCIAL, INC. Domestic Entity CARILLON TOWER ADVISERS, INC. OWNER 01/2015 > 75%
RICK IV, EDWARD Individual – DIRECTOR 07/2019 < 5%
RICK IV, EDWARD Individual – PRESIDENT 08/2021 < 5%
ALVAREZ, JAVIER, A Individual – CHIEF COMPLIANCE OFFICER 11/2022 < 5%

No. Employees, Historic

2001000201920202021202220232024120 on 4/10/2019120 on 12/4/2019120 on 6/10/2020115 on 12/7/2020115 on 5/9/2021115 on 9/9/2021115 on 12/6/202162 on 12/8/202262 on 12/8/202262 on 10/24/202366 on 12/8/2023

RAUM, Historic

40B20B020192020202120222023202429755787525 on 4/10/201933165051581 on 12/4/201933165051581 on 6/10/202033913095192 on 12/7/202033913095192 on 5/9/202133913095192 on 9/9/202139096626113 on 12/6/202132059792104 on 12/8/202232059792104 on 12/8/202232059792104 on 10/24/202333547900606 on 12/8/2023

No. Clients, Historic

50,00025,000020192020202120222023202427733 on 4/10/201935005 on 12/4/201935005 on 6/10/202036207 on 12/7/202036207 on 5/9/202136207 on 9/9/202138526 on 12/6/202141546 on 12/8/202241546 on 12/8/202241546 on 10/24/202346260 on 12/8/2023