FIL INVESTMENT ADVISORS
Adviser information for FIL INVESTMENT ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bermuda |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $9.0B |
| Non-Discretionary | 0 | $0 |
| Total | 35 | $9.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 10 | $3.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 24 | $5.7B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $10.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMA % OF FEE RECEIVED BY THE ADVISOR |
Identifiers
| SEC RIA File Number | 801-21347 |
|---|---|
| SEC ERA File Number | 801-21347 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111103 |
| Legal Entity Identifier | None |
Principal Office
PEMBROKE HALL42 CROW LANE
PEMBROKE
Bermuda
Monday - Friday, 08:30-5:00
Tel: 441-295-0665, Fax: 441-292-5282
Chief Compliance Officer
ROHIT MANGLA
CHIEF COMPLIANCE OFFICER
LEVEL 21, TWO PACIFIC PLACE
88 QUEENSWAY
ADMIRALTY
Hong Kong
Tel:
852 2629 2921
R***********@******M
(Full email address available in API data)
Regulatory Contact
KEIRA PETTY
HEAD OF BERMUDA COMPLIANCE
PEMBROKE HALL
42 CROW LANE
PEMBROKE
Bermuda
Tel:
441-297-7215
Fax:
441-295-9373
K**********@******M
(Full email address available in API data)
Industry Affiliates
| FIDELITY GESTION | Other investment adviser, including financial planners |
| FIDELITY INVESTMENTS CANADA ULC | Other investment adviser, including financial planners |
| FIL (LUXEMBOURG) S.A | Other investment adviser, including financial planners |
| FIL ASSET MANAGEMENT (KOREA) LIMITED | Other investment adviser, including financial planners |
| FIL FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT ADVISORS (UK) LTD. | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT SERVICES (UK) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENTS (JAPAN) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENTS INTERNATIONAL | Other investment adviser, including financial planners |
| FIL LIMITED | Other investment adviser, including financial planners |
| FIL PENSIONS MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PANDANUS ASSOCIATES, INC. | Domestic Entity | PANDANUS PARTNERS, L.P. | GENERAL PARTNER | 09/1990 | |
| FIL LIMITED | Foreign Entity | – | INDIRECT SHAREHOLDER | 04/1984 | > 75% |
| PANDANUS PARTNERS, L.P. | Domestic Entity | FIL LIMITED | SHAREHOLDER (CLASS B COMMON STOCK) | 09/1990 | 25-50% |
| MANGLA, ROHIT | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
| DROPKIN, MARTIN, BARON | Individual | – | DIRECTOR | 11/2021 | < 5% |
| NUSUM, KATRINA | Individual | – | DIRECTOR | 11/2021 | < 5% |
| QUAIFE, MATTHEW | Individual | – | DIRECTOR | 11/2021 | < 5% |
| OUTERBRIDGE, ADAM, DUVAL | Individual | – | DIRECTOR | 07/2022 | < 5% |
| MCBREATY, RICHARD | Individual | – | DIRECTOR | 07/2022 | < 5% |
| SPEIGHT, DEBORAH, ELIZABETH | Individual | – | DIRECTOR | 07/2022 | < 5% |
| RAMSAY, STACEY | Individual | – | DIRECTOR | 07/2022 | < 5% |
| FIL FINANCIAL SERVICES HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2022 | > 75% |
| FIL LIMITED | Foreign Entity | FIL FINANCIAL SERVICES HOLDINGS LIMITED | SHAREHOLDER | 12/2022 | > 75% |