MONETTA FINANCIAL SERVICES INC
Adviser information for MONETTA FINANCIAL SERVICES INC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $110.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $110.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $110.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
1776-A SOUTH NAPERVILLE ROADSUITE 100
WHEATON
IL
United States
Monday - Friday, 8:30AM TO 5:00PM CENTRAL TIME
Tel: 630-462-9800, Fax: 630-462-9332
Chief Compliance Officer
DOUGLAS TYRE
140 E. 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
484-588-2113
D********@************M
(Full email address available in API data)
Regulatory Contact
BACARELLA, ROBERT J.
VICE PRESIDENT, CFO & TREASURER
1776-A SOUTH NAPERVILLE ROAD
SUITE 100
WHEATON
IL
United States
Tel:
630-462-9800
Fax:
630-462-9332
R**********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BACARELLA, ROBERT, SAMUEL | Individual | – | CHAIRMAN/PRESIDENT & DIRECTOR | 11/1975 | > 75% |
| PONTARELLI, ANTHONY | Individual | – | PASSIVE INVESTOR | 12/1987 | 5-10% |
| PONTARELLI, VIRGIL | Individual | – | PASSIVE INVESTOR | 12/1987 | 5-10% |
| BACARELLA, ROBERT, JAMES | Individual | – | V. P., CFO, TREASURER & DIRECTOR | 02/2010 | < 5% |
| TYRE, DOUGLAS, NELSON | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ASML HOLDING N V | COM | 1M | 1K | – |
| ADOBE INC | COM | 889K | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 12K | – |
| ALPHABET INC | COM | 11M | 58K | – |
| AMAZON COM INC | COM | 10M | 52K | – |
| AMERICAN INTL GROUP INC | COM | 965K | 13K | – |
| APPLE INC | COM | 7M | 33K | – |
| CATERPILLAR INC | COM | 833K | 3K | – |
| SCHWAB CHARLES CORP | COM | 2M | 21K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 940K | 15K | – |
| COINBASE GLOBAL INC | COM | 889K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| CROWDSTRIKE HLDGS INC | COM | 2M | 6K | – |
| DELTA AIR LINES INC DEL | COM | 1M | 25K | – |
| DRAFTKINGS INC NEW | COM | 992K | 26K | – |
| ELI LILLY & CO | COM | 1M | 2K | – |
| ENPHASE ENERGY INC | COM | 598K | 6K | – |
| EXXON MOBIL CORP | COM | 979K | 9K | – |
| FIRST SOLAR INC | COM | 1M | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| INGERSOLL RAND INC | COM | 1M | 12K | – |
| JPMORGAN CHASE & CO | COM | 5M | 25K | – |
| MASTERCARD INCORPORATED | COM | 3M | 6K | – |
| META PLATFORMS INC | COM | 3M | 5K | – |
| MICROSOFT CORP | COM | 8M | 17K | – |
| NVIDIA CORPORATION | COM | 7M | 55K | – |
| NETFLIX INC | COM | 3M | 4K | – |
| OCCIDENTAL PETE CORP | COM | 945K | 15K | – |
| ORACLE CORP | COM | 1M | 8K | – |
| PALANTIR TECHNOLOGIES INC | COM | 1M | 52K | – |
| PAYPAL HLDGS INC | COM | 754K | 13K | – |
| QORVO INC | COM | 754K | 7K | – |
| QUANTA SVCS INC | COM | 762K | 3K | – |
| RTX CORPORATION | COM | 904K | 9K | – |
| ROYAL CARIBBEAN GROUP | COM | 957K | 6K | – |
| SERVICENOW INC | COM | 1M | 2K | – |
| SOUTHWEST AIRLS CO | COM | 858K | 30K | – |
| TJX COS INC NEW | COM | 881K | 8K | – |
| TESLA INC | COM | 890K | 5K | – |
| DISNEY WALT CO | COM | 1M | 14K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 825K | 20K | – |
| VERTEX PHARMACEUTICALS INC | COM | 937K | 2K | – |
| WALMART INC | COM | 1M | 15K | – |
| SELECT SECTOR SPDR TR | ETF | 1M | 13K | – |
| SPDR S&P 500 ETF TR | ETF | 13M | 23K | – |
| VANGUARD INDEX FDS | ETF | 7M | 14K | – |