BARRY M. CORKERN & CO., INC.
CORKERN BARRY M ADVISORY SERVICES INC Legal Name
Adviser information for BARRY M. CORKERN & CO., INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 76 | $138.0M |
| Total | 76 | $138.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 72 | $119.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $16.5M |
| Charitable organizations | <5 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 76 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-21669 |
|---|---|
| SEC ERA File Number | 801-21669 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104730 |
| Legal Entity Identifier | None |
Principal Office
2300 ANDOVERSUITE 100
LITTLE ROCK
AR
United States
Monday - Friday, 8:00 A.M. TO 4:30 P.M.
Tel: [501] 664-7866, Fax: [501] 663-3566
Websites
Chief Compliance Officer
BARRY M. CORKERN
PRESIDENT
2300 ANDOVER COURT, SUITE 100
LITTLE ROCK
AR
United States
Tel:
501-664-7866
B*****@***********M
(Full email address available in API data)
Regulatory Contact
JANICE M. CORKERN
VICE PRESIDENT/CONTROLLER
2300 ANDOVER
SUITE 100
LITTLE ROCK
AR
United States
Tel:
501-664-7866
J*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORKERN, BARRY, MICHAEL | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 04/1994 | > 75% |
| CORKERN, JANICE, MARIE | Individual | – | VICE PRESIDENT/CONTROLLER | 12/2023 | < 5% |
| NEAL, LAQUITA, SHONTE | Individual | – | VICE PRESIDENT - OPERATIONS | 11/2020 | < 5% |