Hedge Fund Database

ROSENBLUM SILVERMAN SUTTON SF INC

Adviser information for ROSENBLUM SILVERMAN SUTTON SF INC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 155 $382.0M
Non-Discretionary 0 $0
Total 155 $382.0M

Clients

Type Number RAUM
Individuals 53 $25.2M
HNW Individuals 98 $347.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $8.5M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $52
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $704,938
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-21730
SEC ERA File Number 801-21730
SEC CIK Numbers 918893
SEC CRD Numbers 105774
Legal Entity Identifier None

Principal Office

1388 SUTTER ST STE 725
SAN FRANCISCO
CA
United States
Monday - Friday, 6:30AM - 4:00PM
Tel: 415-771-4500, Fax: 415-771-0542

Websites

www.rssic.com/

Chief Compliance Officer

JOEL DANIEL STILWELL
CHIEF COMPLIANCE OFFICER
1388 SUTTER STREET SUITE 725
SAN FRANCISCO
CA
United States
Tel: 4157714500
Fax: 415 771 0542
(Full email address available in API data)

Regulatory Contact

PHILIP HUFF
CHIEF FINANCIAL OFFICER
1388 SUTTER STREET SUITE 725
SAN FRANCISCO
CA
United States
Tel: 415-771-4500
Fax: 415-771-0542
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SUTTON, PHYLLIS, ROSENBLUM Individual – OWNER AND CHIEF EXECUTIVE OFFICER 09/1989 50-75%
HUFF, PHILIP, ANTHONY Individual – OWNER AND CHIEF FINANCIAL OFFICER 08/2023 10-25%
BERNDT, HOLGER, NMN Individual – OWNER AND DIRECTOR OF RESEARCH 08/2023 5-10%
STILWELL, JOEL, DANIEL Individual – OWNER AND CHIEF COMPLIANCE OFFICER 08/2023 5-10%

No. Employees, Historic

105020192020202120222023202420257 on 11/26/20197 on 3/27/20207 on 4/13/20207 on 6/5/20207 on 6/9/20207 on 6/24/20206 on 3/29/20216 on 5/3/20216 on 3/31/20226 on 6/29/20226 on 3/31/20236 on 3/31/20236 on 8/31/20236 on 9/6/20236 on 2/29/20246 on 3/14/2024

RAUM, Historic

600M300M02019202020212022202320242025301033355 on 11/26/2019361227427 on 3/27/2020361227427 on 4/13/2020361227427 on 6/5/2020361227427 on 6/9/2020361227427 on 6/24/2020482925503 on 3/29/2021482925503 on 5/3/2021521056271 on 3/31/2022521056271 on 6/29/2022341567643 on 3/31/2023341567643 on 3/31/2023341567643 on 8/31/2023341567643 on 9/6/2023381995331 on 2/29/2024381995331 on 3/14/2024

No. Clients, Historic

20010002019202020212022202320242025164 on 11/26/2019173 on 3/27/2020173 on 4/13/2020173 on 6/5/2020173 on 6/9/2020173 on 6/24/2020175 on 3/29/2021175 on 5/3/2021171 on 3/31/2022171 on 6/29/2022160 on 3/31/2023160 on 3/31/2023160 on 8/31/2023160 on 9/6/2023155 on 2/29/2024155 on 3/14/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Adobe Systems COM 14M 25K –
Airbnb Inc. COM 778K 5K –
Alnylam Pharmaceuticals Inc COM 9M 35K –
Alphabet Inc. Cl-A COM 11M 63K –
Alphabet Inc. Cl-C COM 9M 47K –
Amazon.com, Inc COM 19M 100K –
American Tower Corp Cl A COM 3M 14K –
Apple Computer COM 2M 9K –
Arista Networks, Inc. COM 319K 910 –
Bankamerica Corp. New COM 3M 67K –
BellRing Brands COM 6M 109K –
Berkshire Hathaway Inc-Cl B COM 384K 945 –
Blackstone Group COM 5M 38K –
Chevron Corp COM 482K 3K –
Cintas Corp. COM 14M 20K –
Citigroup COM 243K 4K –
Constellation Brands A COM 4M 16K –
Costco Wholesale Corporation COM 17M 20K –
Deckers Outdoors COM 13M 13K –
Dynatrace COM 3M 71K –
Fidelity National Information Services I COM 1M 17K –
Home Depot COM 5M 16K –
Illumina Inc. COM 2M 16K –
Insulet Corp. COM 7M 35K –
Intuitive Surgical Inc. COM 309K 695 –
Iqvia Hldgs. COM 4M 18K –
JP Morgan Chase & Co. COM 5M 25K –
Meta Platforms Cl A COM 16M 32K –
Microsoft COM 22M 49K –
Morgan Stanley COM 590K 6K –
Natera COM 217K 2K –
Netflix Inc. COM 14M 21K –
Nike Inc. Class B COM 3M 35K –
Nvidia Corp. COM 42M 342K –
Okta Inc. COM 3M 32K –
PayPal Holdings COM 952K 16K –
S&P Global COM 457K 1K –
Saia Inc. COM 6M 12K –
Salesforce.com COM 11M 44K –
ServiceNow Inc. COM 4M 6K –
SharkNinja, Inc. COM 10M 130K –
Synopsys Inc. COM 8M 13K –
Tempur Sealy International Inc COM 680K 14K –
Tesla Motors Inc COM 3M 17K –
The TJX Companies COM 1M 11K –
Thermo Fisher Scientific COM 11M 20K –
Union Pacific COM 255K 1K –
Visa Inc. COM 16M 62K –
Workiva COM 2M 28K –
Zoetis, Inc. COM 7M 41K –
Invesco Financial Preferred ETF ETF 443K 30K –
Invesco Ultra Short Duration ETF ETF 267K 5K –
iShares California Muni Bond ETF 262K 5K –
iShares Core Dividend Growth ETF 3M 50K –
iShares Core S&P Midcap ETF 775K 13K –
iShares Floating Rate Bond ETF 8M 151K –
iShares Russell 1000 Growth Index ETF 687K 2K –
iShares Russell 1000 Index ETF 2M 7K –
iShares Russell 2000 Growth ETF 228K 870 –
iShares S&P Smallcap 600 Growth ETF 1M 8K –
iShares TIPS Bond ETF ETF 588K 6K –
iShares Trust SP 500 Index ETF 327K 598 –
Janus Henderson Mortgage-Backed Sec ETF 3M 58K –
KraneShares Global Carbon ETF 2M 56K –
SPDR Bloomberg Convertible Securities ET ETF 2M 21K –
SPDR Dow Jones Indus Avg ETF 385K 984 –
SPDR S&P 500 Growth ETF 456K 6K –
SPDR S&P 500 Trust ETF 1M 2K –
SPDR S&P Midcap 400 ETF 2M 4K –
Ultra QQQ Proshares Tr ETF 368K 4K –
Vanguard Intermediate-Term Corp Bond ETF ETF 3M 43K –
Vanguard Mid-Cap Growth ETF 385K 2K –
Vanguard S&P 500 ETF ETF 480K 959 –
Vanguard Short Term Corporate B ETF 609K 8K –
Vanguard Small Cap ETF ETF 755K 3K –