RMC INVESTMENT ADVISORS
RESOURCES MANAGEMENT CORP Legal Name
Adviser information for RMC INVESTMENT ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 757 | $863.3M |
| Non-Discretionary | 71 | $87.5M |
| Total | 828 | $950.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $71.2M |
| HNW Individuals | 169 | $651.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.4M |
| Charitable organizations | 9 | $31.1M |
| State or municipal gov entities | <5 | $7.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 27 | $182.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
643 PROSPECT AVENUEWEST HARTFORD
CT
United States
Monday - Friday, 8:15 A.M TO 4:30 P.M.
Tel: 860-561-1245, Fax: 860-561-1310
Chief Compliance Officer
WILLIAM T. HERLIHY
DIRECTOR OF RESEARCH
643 PROSPECT AVENUE
WEST HARTFORD
CT
United States
Tel:
860-561-1245
Fax:
860-561-1310
W*******@************M
(Full email address available in API data)
Regulatory Contact
MICHAEL HERLIHY
PRESIDENT & CEO
643 PROSPECT AVENUE
WEST HARTFORD
CT
United States
Tel:
8605611245
Fax:
860-561-1310
M*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HERLIHY, MICHAEL, WILLIAM | Individual | – | PRESIDENT/ CEO | 01/2005 | > 75% |
| HERLIHY, WILLIAM, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER/ DIRECTOR | 03/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | Ordinary Share | 106 | 1K | – |
| A.O. SMITH CORP | Ordinary Share | 29 | 350 | – |
| ABBOTT LABORATORIES | Ordinary Share | 6K | 61K | – |
| ABBVIE INC | Ordinary Share | 14K | 81K | – |
| ACCENTURE PLC CLASS A | Ordinary Share | 15K | 50K | – |
| ADAPTHEALTH CORP ORDINARY SHARES | Ordinary Share | 3 | 250 | – |
| ADOBE SYSTEMS IIN | Ordinary Share | 33 | 60 | – |
| ADVANCED MICRO DEVICES INC | Ordinary Share | 22 | 136 | – |
| AFLAC INC | Ordinary Share | 587 | 7K | – |
| AIR PRODUCTS & CHEMICALS INC | Ordinary Share | 4K | 14K | – |
| ALEXANDRIA REAL ESTATE EQUITIES INC | Ordinary Share | 253 | 2K | – |
| ALLEGION PLC | Ordinary Share | 153 | 1K | – |
| ALLIANCEBERNSTEIN HOLDING L.P. | Unit | 541 | 16K | – |
| ALLSTATE CORP | Ordinary Share | 241 | 2K | – |
| ALPHABET INC C | Ordinary Share | 814 | 4K | – |
| ALPHABET INC CLASS A | Ordinary Share | 14K | 76K | – |
| ALTO INGREDIENTS ORD | Ordinary Share | 7 | 5K | – |
| ALTRIA GROUP INC | Ordinary Share | 151 | 3K | – |
| AMARIN CORP PLC ADR | American Depository Receipt | 1 | 1K | – |
| AMAZON.COM INC | Ordinary Share | 3K | 17K | – |
| AMC ENTERTAINMENT HOLDINGS INC | Ordinary Share | 1 | 118 | – |
| AMEREN CORP | Ordinary Share | 2 | 30 | – |
| AMERICAN AIRLINES GROUP INC | Ordinary Share | 1 | 96 | – |
| AMERICAN ELECTRIC POWER CO INC | Ordinary Share | 86 | 978 | – |
| AMERICAN EXPRESS CO | Ordinary Share | 1K | 4K | – |
| AMERICAN WATER WORKS CO INC | Ordinary Share | 118 | 915 | – |
| AMERIPRISE FINANCIAL INC | Ordinary Share | 71 | 165 | – |
| AMERISOURCEBERGEN CORP | Ordinary Share | 33 | 145 | – |
| AMETEK INC | Ordinary Share | 2K | 10K | – |
| AMGEN INC | Ordinary Share | 1K | 5K | – |
| AMPHENOL CORP CLASS A | Ordinary Share | 25K | 367K | – |
| ANALOG DEVICES INC | Ordinary Share | 3K | 14K | – |
| ANNALY CAPITAL MANAGEMENT INC | Ordinary Share | 6 | 337 | – |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | Ordinary Share | 105 | 11K | – |
| APPLE INC | Ordinary Share | 43K | 204K | – |
| ARISTA NETWORKS INC | Ordinary Share | 133 | 380 | – |
| ARK INNOVATION ETF | Equity ETF | 13 | 300 | – |
| ARTHUR J. GALLAGHER & CO | Ordinary Share | 163 | 628 | – |
| ASML HOLDING NV | Ordinary Share | 26 | 25 | – |
| ASTRAZENECA PLC EACH ADS REPRESENTING 1/2 OF AN OR | American Depository Receipt | 27 | 350 | – |
| AT&T INC | Ordinary Share | 71 | 4K | – |
| ATLANTIC UN BANKSHARES CORP | Ordinary Share | 499 | 15K | – |
| AUTOMATIC DATA PROCESSING INC | Ordinary Share | 5K | 23K | – |
| AVERY DENNISON CORP | Ordinary Share | 2K | 7K | – |
| BAIN CAPITAL SPECIALTY FINANCE INC | Ordinary Share | 15 | 900 | – |
| BANK OF AMERICA CORPORATION | Ordinary Share | 7K | 165K | – |
| BANK OF MONTREAL | Ordinary Share | 2K | 20K | – |
| BANK OF NEW YORK MELLON CORP | Ordinary Share | 128 | 2K | – |
| BANK OF NOVA SCOTIA | Ordinary Share | 753 | 16K | – |
| BANKUNITED INC | Ordinary Share | 540 | 18K | – |
| BARNES GROUP INC | Ordinary Share | 76 | 2K | – |
| BCE INC | Ordinary Share | 5 | 150 | – |
| BECTON DICKINSON & CO | Ordinary Share | 353 | 2K | – |
| BERKSHIRE HAT A 100TH | Ordinary Share | 612 | 100 | – |
| BERKSHIRE HATHAWAY INC B | Ordinary Share | 2K | 4K | – |
| BLACK HILLS CORP | Ordinary Share | 11 | 194 | – |
| BLACKROCK INC | Ordinary Share | 11K | 14K | – |
| BLACKSTONE INC | Ordinary Share | 4K | 36K | – |
| Blackstone Real Estate Income Trust Inc Cl I | Ordinary Share | 225 | 16K | – |
| BOEING CO | Ordinary Share | 53 | 290 | – |
| BOK FINANCIAL CORP | Ordinary Share | 509 | 6K | – |
| BOSTON SCIENTIFIC CORP | Ordinary Share | 936 | 12K | – |
| BP PLC ADR | American Depository Receipt | 149 | 4K | – |
| BRISTOL-MYERS SQUIBB COMPANY | Ordinary Share | 2K | 57K | – |
| BROADCOM LTD | Ordinary Share | 12K | 7K | – |
| BROADRIDGE FINANCIAL SOLUTIONS INC | Ordinary Share | 389 | 2K | – |
| CANADIAN NATIONAL RAILWAY CO | Ordinary Share | 47 | 400 | – |
| CANADIAN PACIFIC RAILWAY LTD | Ordinary Share | 18 | 225 | – |
| CAPITAL GROWTH SYSTEMS INC | Ordinary Share | 0 | 20K | – |
| CARRIER GLOBAL CORP-WI | Ordinary Share | 513 | 8K | – |
| CATERPILLAR INC | Ordinary Share | 2K | 7K | – |
| CHEVRON CORP | Ordinary Share | 9K | 55K | – |
| CHIPOTLE MEXICAN GRILL INC CLASS A | Ordinary Share | 2K | 26K | – |
| CHUBB LTD | Ordinary Share | 2K | 6K | – |
| CHURCH & DWIGHT COMPANY INC. | Ordinary Share | 442 | 4K | – |
| CIGNA CORP | Ordinary Share | 64 | 193 | – |
| CISCO SYSTEMS INC | Ordinary Share | 3K | 68K | – |
| CITIGROUP INC | Ordinary Share | 1K | 18K | – |
| CITY HOLDING CO | Ordinary Share | 531 | 5K | – |
| COCA-COLA CO | Ordinary Share | 523 | 8K | – |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP A | Ordinary Share | 273 | 4K | – |
| COLGATE-PALMOLIVE CO | Ordinary Share | 1K | 11K | – |
| COLUMBIA BANKING SYSTEM INC | Ordinary Share | 383 | 19K | – |
| COLUMBIA SELIGMAN SEMICONDUCTOR &TECH ETF | Equity ETF | 33 | 1K | – |
| COMCAST CORP CLASS A | Ordinary Share | 636 | 16K | – |
| COMERICA INC | Ordinary Share | 378 | 7K | – |
| COMMUNICATION SERVICES SEL SECT SPDRETF | Equity ETF | 1 | 10 | – |
| COMMUNITY BANK SYSTEM INC | Ordinary Share | 437 | 9K | – |
| CONOCOPHILLIPS | Ordinary Share | 797 | 7K | – |
| CONSOLIDATED EDISON INC | Ordinary Share | 10 | 117 | – |
| CONSTELLATION BRANDS INC CLASS A | Ordinary Share | 5K | 19K | – |
| CONSTELLATION ENERGY ORD WI | Ordinary Share | 500 | 2K | – |
| CONSUMER STAPLES SELECT SECTOR SPDR ETF | Equity ETF | 39 | 510 | – |
| CONSUMERS ENERGY CO | Preferred Share | 12 | 150 | – |
| COSTCO WHOLESALE CORP | Ordinary Share | 10K | 12K | – |
| CROWDSTRIKE HOLDINGS INC | Ordinary Share | 5K | 13K | – |
| CSX CORP | Ordinary Share | 730 | 22K | – |
| CUMMINS INC | Ordinary Share | 911 | 3K | – |
| CVS HEALTH CORP | Ordinary Share | 7K | 118K | – |
| DANAHER CORP | Ordinary Share | 11K | 46K | – |
| DAVITA INC | Ordinary Share | 42 | 300 | – |
| DEERE & CO | Ordinary Share | 75 | 200 | – |
| DEVON ENERGY CORP | Ordinary Share | 694 | 15K | – |
| DIAGEO PLC | American Depository Receipt | 49 | 385 | – |
| DIGITAL REALTY TRUST INC | Ordinary Share | 889 | 6K | – |
| DIME COMMUNITY BANCSHARES INC | Ordinary Share | 326 | 16K | – |
| DOLLAR GENERAL CORP | Ordinary Share | 251 | 2K | – |
| DOMINION ENERGY INC | Ordinary Share | 223 | 5K | – |
| DOW CHEMICAL CO | Ordinary Share | 1K | 24K | – |
| DRAFTKINGS INC | Ordinary Share | 1 | 20 | – |
| DRIVE SHACK INC | Ordinary Share | 0 | 300 | – |
| DTE ENERGY CO | Ordinary Share | 8 | 70 | – |
| DUKE ENERGY CORP PFD A | Preferred Share | 10 | 400 | – |
| DUKE ENERGY CORPORATION | Ordinary Share | 2K | 23K | – |
| DUOLINGO CL A ORD | Ordinary Share | 1 | 4 | – |
| DUPONT DE NEMOURS INC | Ordinary Share | 8 | 100 | – |
| E.L.F. BEAUTY INC | Ordinary Share | 41 | 195 | – |
| EATON CORP PLC | Ordinary Share | 180 | 575 | – |
| EDISON INTERNATIONAL | Ordinary Share | 36 | 500 | – |
| ELI LILLY AND CO | Ordinary Share | 1K | 1K | – |
| EMERSON ELECTRIC CO | Ordinary Share | 3K | 26K | – |
| ENERGY TRANSFER EQUITY LP | Unit | 9 | 544 | – |
| ENPHASE ENERGY INC | Ordinary Share | 424 | 4K | – |
| ENTERGY CORP | Ordinary Share | 64 | 600 | – |
| ENTERPRISE PRODUCTS PARTNERS L.P. | Unit | 9 | 300 | – |
| EOG RESOURCES INC | Ordinary Share | 2K | 18K | – |
| ETFMG PRIME CYBER SECURITY ETF | Equity ETF | 36 | 550 | – |
| EVERSOURCE ENERGY | Ordinary Share | 2K | 38K | – |
| EVOLV TECHNOLOGIES HOLDINGS CL A ORD | Ordinary Share | 1 | 280 | – |
| EXELON CORP | Ordinary Share | 8 | 240 | – |
| EXXON MOBIL CORPORATION | Ordinary Share | 7K | 57K | – |
| FASTENAL CO | Ordinary Share | 113 | 2K | – |
| FEDEX CORP | Ordinary Share | 537 | 2K | – |
| FIDELITY NATIONAL INFORMATION SERVICES INC | Ordinary Share | 17 | 232 | – |
| FIFTH THIRD BANCORP | Ordinary Share | 1K | 29K | – |
| FINANCIAL SELECT SECTOR SPDR ETF | Equity ETF | 193 | 5K | – |
| FIRST BANCORP | Ordinary Share | 246 | 8K | – |
| FIRST FINANCIAL BANCORP | Ordinary Share | 483 | 22K | – |
| FIRST HORIZON CORP | Ordinary Share | 381 | 24K | – |
| FIRST INTERSTATE BANCSYSTEM INC | Ordinary Share | 405 | 15K | – |
| FIRST TRUST GLOBAL TACT CMDTY STRAT ETF | Commodity ETF | 1 | 33 | – |
| FISERV INC | Ordinary Share | 6K | 43K | – |
| FORD MOTOR CO | Ordinary Share | 41 | 3K | – |
| FORTINET INC | Ordinary Share | 15 | 250 | – |
| FORTIVE CORP | Ordinary Share | 421 | 6K | – |
| FORTREA HODLINGS INC | Ordinary Share | 5 | 200 | – |
| GABELLI UTILITY TRUST | Closed-End Fund | 20 | 3K | – |
| GE HEALTHCARE TECHNOLOGIES ORD WI | Ordinary Share | 22 | 277 | – |
| GE VERNOVA LLC COM | Ordinary Share | 105 | 611 | – |
| GENERAC HOLDINGS INC | Ordinary Share | 9 | 65 | – |
| GENERAL DYNAMICS CORP | Ordinary Share | 2K | 5K | – |
| GENERAL ELECTRIC CO | Ordinary Share | 449 | 3K | – |
| GENERAL MILLS INC | Ordinary Share | 266 | 4K | – |
| GENERAL MOTORS CO | Ordinary Share | 2 | 49 | – |
| GENUINE PARTS CO | Ordinary Share | 211 | 2K | – |
| GILEAD SCIENCES INC | Ordinary Share | 2K | 24K | – |
| GLACIER BANCORP INC | Ordinary Share | 578 | 16K | – |
| GLOBAL PARTNERS LP | Unit | 11 | 250 | – |
| GOLDMAN SACHS GROUP INC | Ordinary Share | 269 | 595 | – |
| GRAIL INC | Ordinary Share | 1 | 92 | – |
| GXO LOGISTICS INC | Ordinary Share | 1K | 23K | – |
| HALLIBURTON CO | Ordinary Share | 132 | 4K | – |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL | Ordinary Share | 292 | 10K | – |
| HEALTHPEAK PROPERTIES ORD | Ordinary Share | 124 | 6K | – |
| HELLENIC TELECOMMUNICATION ORGANIZATION SA | American Depository Receipt | 7 | 1K | – |
| HITACHI LTD | American Depository Receipt | 9 | 40 | – |
| HOME DEPOT INC | Ordinary Share | 16K | 46K | – |
| HONEYWELL INTERNATIONAL INC | Ordinary Share | 6K | 28K | – |
| HOULIHAN LOKEY INC | Ordinary Share | 571 | 4K | – |
| HUNTINGTON INGALLS INDUSTRIES INC | Ordinary Share | 16 | 63 | – |
| HUNTINTON BANCSHARES INC | Ordinary Share | 7 | 500 | – |
| ILLINOIS TOOL WORKS INC | Ordinary Share | 10K | 42K | – |
| ILLUMINA INC | Ordinary Share | 73 | 700 | – |
| INDEPENDENT BANK CORP | Ordinary Share | 342 | 7K | – |
| INDUSTRIAL SELECT SECTOR SPDR ETF | Equity ETF | 109 | 892 | – |
| INGERSOLL-RAND PLC | Ordinary Share | 530 | 6K | – |
| INGREDION INC | Ordinary Share | 128 | 1K | – |
| INTEL CORP | Ordinary Share | 725 | 23K | – |
| INTERCONTINENTAL EXCHANGE INC | Ordinary Share | 527 | 4K | – |
| INTERNATIONAL BUSINESS MACHINES CORP | Ordinary Share | 5K | 27K | – |
| INTUIT INC | Ordinary Share | 397 | 604 | – |
| INTUITIVE SURGICAL INC | Ordinary Share | 601 | 1K | – |
| INVESCO OPTM YD DVRS CDTY STRA NO K1 ETF | Commodity ETF | 3 | 224 | – |
| INVESCO S&P 500 EQUAL WEIGHT ETF | Equity ETF | 1 | 5 | – |
| INVESCO S&P GLOBAL WATER ETF | Equity ETF | 55 | 1K | – |
| ISHARES CORE HIGH DIVIDEND ETF | Equity ETF | 8 | 70 | – |
| iSHARES CORE MSCI EAFE | Equity ETF | 2 | 23 | – |
| ISHARES CORE MSCI EMERGING MARKETS ETF | Equity ETF | 2 | 37 | – |
| ISHARES CORE S&P 500 ETF | Equity ETF | 2K | 4K | – |
| ISHARES CORE S&P MID-CAP | Equity ETF | 120 | 2K | – |
| ISHARES CORE S&P SMALL-CAP | Equity ETF | 9 | 81 | – |
| ISHARES CORE S&P TOTAL US STOCK MKT ETF | Equity ETF | 12 | 99 | – |
| ISHARES EXPANDED TECH-SOFTWARE SECT ETF | Equity ETF | 30 | 345 | – |
| ISHARES GLOBAL ENERGY ETF | Equity ETF | 0 | 4 | – |
| ISHARES GOLD TRUST | Commodity ETF | 58 | 1K | – |
| ISHARES MSCI EAFE ETF | Equity ETF | 285 | 4K | – |
| ISHARES MSCI EAFE GROWTH ETF | Equity ETF | 1 | 7 | – |
| ISHARES MSCI EAFE VALUE ETF | Equity ETF | 1 | 20 | – |
| ISHARES MSCI EMERGING MARKETS | Equity ETF | 231 | 5K | – |
| ISHARES MSCI EMERGING MKTS EX CHINA ETF | Equity ETF | 0 | 3 | – |
| ISHARES MSCI GLOBAL MTLS&MNG PRDCRS ETF | Equity ETF | 1 | 20 | – |
| ISHARES MSCI USA QUALITY FACTOR ETF | Equity ETF | 2 | 9 | – |
| ISHARES NASDAQ BIOTECHNOLOGY | Equity ETF | 37 | 272 | – |
| ISHARES RUSSELL 1000 GROWTH | Equity ETF | 13 | 37 | – |
| ISHARES RUSSELL 1000 VALUE | Equity ETF | 12 | 68 | – |
| ISHARES RUSSELL 2000 ETF | Equity ETF | 127 | 626 | – |
| ISHARES RUSSELL 2000 VALUE | Equity ETF | 15 | 100 | – |
| ISHARES RUSSELL MID-CAP GROWTH ETF | Equity ETF | 22 | 200 | – |
| ISHARES S&P 100 ETF | Equity ETF | 1 | 2 | – |
| ISHARES S&P 500 GROWTH | Equity ETF | 223 | 2K | – |
| iSHARES S&P 500 VALUE | Equity ETF | 4 | 24 | – |
| ISHARES S&P MID-CAP 400 VALUE ETF | Equity ETF | 6 | 50 | – |
| ISHARES U S TECHNOLOGY ETF | Equity ETF | 241 | 2K | – |
| ISHARES U.S. PREFERRED STOCK ETF | Bond ETF | 148 | 5K | – |
| ISHARES US HOME CONSTRUCTION ETF | Equity ETF | 1 | 8 | – |
| ISHARES US INFRASTRUCTURE ETF | Equity ETF | 0 | 4 | – |
| ITRON INC | Ordinary Share | 216 | 2K | – |
| JETBLUE AIRWAYS CORP | Ordinary Share | 1 | 95 | – |
| JOHNSON & JOHNSON | Ordinary Share | 12K | 81K | – |
| JP MORGAN | Preferred Share | 19 | 20K | – |
| JPMORGAN CHASE & CO | Ordinary Share | 26K | 127K | – |
| JPMORGAN DIVERSIFIED RETURN INTL EQ ETF | Equity ETF | 97 | 2K | – |
| JPMORGAN EQUITY PREMIUM INCOME ETF | Equity ETF | 20 | 350 | – |
| KIMBERLY-CLARK CORP | Ordinary Share | 683 | 5K | – |
| KINDER MORGAN INC | Ordinary Share | 8 | 400 | – |
| KKR & CO INC | Ordinary Share | 26 | 250 | – |
| KONTOOR BRANDS INC | Ordinary Share | 0 | 3 | – |
| KYNDRYL HOLDINGS ORD WI | Ordinary Share | 0 | 3 | – |
| LABCORP HOLDINGS INC | Ordinary Share | 208 | 1K | – |
| LAM RESEARCH CORP | Ordinary Share | 3K | 3K | – |
| LEGGETT & PLATT INC | Ordinary Share | 4 | 325 | – |
| LINDE PLC | Ordinary Share | 597 | 1K | – |
| LIVE NATION ENTERTAINMENT INC | Ordinary Share | 295 | 3K | – |
| LOCKHEED MARTIN CORP | Ordinary Share | 3K | 6K | – |
| LOWE'S COMPANIES INC | Ordinary Share | 2K | 11K | – |
| LUCID GROUP ORD | Ordinary Share | 0 | 50 | – |
| LULULEMON ATHLETICA INC | Ordinary Share | 2K | 7K | – |
| LYONDELLBASELL INDUSTRIES NV | Ordinary Share | 24 | 250 | – |
| M&T BANK CORP | Ordinary Share | 933 | 6K | – |
| MAGNA INTERNATIONAL INC | Ordinary Share | 1 | 35 | – |
| MANULIFE FINANCIAL CORP | Ordinary Share | 547 | 21K | – |
| MARATHON PETROLEUM CORP | Ordinary Share | 196 | 1K | – |
| MARSH & MCLENNAN COMPANIES INC | Ordinary Share | 279 | 1K | – |
| MARVELL TECHNOLOGY INC | Ordinary Share | 948 | 14K | – |
| MASTERCARD INC A | Ordinary Share | 2K | 3K | – |
| MATERIALS SELECT SECTOR SPDR ETF | Equity ETF | 26 | 295 | – |
| MCDONALD'S CORP | Ordinary Share | 17K | 68K | – |
| MCKESSON CORP | Ordinary Share | 337 | 577 | – |
| MEDTRONIC PLC | Ordinary Share | 36 | 461 | – |
| MERCADO LIBRE INC | Ordinary Share | 3 | 2 | – |
| MERCK & CO INC | Ordinary Share | 3K | 27K | – |
| META PLATFORMS INC CLASS A | Ordinary Share | 370 | 733 | – |
| METLIFE INC | Ordinary Share | 4 | 61 | – |
| MGM RESORTS INTERNATIONAL | Ordinary Share | 18 | 400 | – |
| MICROSOFT CORP | Ordinary Share | 42K | 95K | – |
| MODERNA INC | Ordinary Share | 174 | 1K | – |
| MONDELEZ INTERNATIONAL INC CLASS A | Ordinary Share | 208 | 3K | – |
| MOODY'S CORPORATION | Ordinary Share | 112 | 266 | – |
| MORGAN STANLEY | Ordinary Share | 118 | 1K | – |
| MOTOROLA SOLUTIONS INC | Ordinary Share | 58 | 150 | – |
| NBT BANCORP INC | Ordinary Share | 637 | 17K | – |
| NESTLE SA ADR | American Depository Receipt | 261 | 3K | – |
| NETFLIX INC | Ordinary Share | 559 | 828 | – |
| NEWMARKET CORP | Ordinary Share | 10 | 20 | – |
| NEWMONT MINING CORP | Ordinary Share | 8 | 200 | – |
| NEXTERA ENERGY INC | Ordinary Share | 16K | 231K | – |
| NIKE INC B | Ordinary Share | 999 | 13K | – |
| NORFOLK SOUTHERN CORP | Ordinary Share | 1K | 5K | – |
| NORTHROP GRUMMAN CORP | Ordinary Share | 262 | 600 | – |
| NOVARTIS AG ADR | American Depository Receipt | 27 | 250 | – |
| NOVO NORDISK A/S | American Depository Receipt | 2K | 15K | – |
| NUVEEN ESG MID-CAP GROWTH ETF | Equity ETF | 25 | 600 | – |
| NVIDIA CORP | Ordinary Share | 10K | 79K | – |
| NXP SEMICONDUCTORS NV | Ordinary Share | 542 | 2K | – |
| OLD DOMINION FREIGHT LINES INC | Ordinary Share | 111 | 630 | – |
| OMEGA HEALTHCARE INVESTORS INC | Ordinary Share | 21 | 600 | – |
| OMNICOM GROUP INC | Ordinary Share | 5K | 55K | – |
| ONEOK INC | Ordinary Share | 233 | 3K | – |
| ORACLE CORPORATION | Ordinary Share | 7K | 47K | – |
| O'REILLY AUTOMOTIVE INC | Ordinary Share | 7K | 6K | – |
| OSI SYSTEMS INC | Ordinary Share | 102 | 740 | – |
| OTIS WORLDWIDE CORP-WI | Ordinary Share | 31 | 326 | – |
| OXFORD LANE CAP COR PFD SER 2027 PRF | Preferred Share | 357 | 15K | – |
| PACKAGING CORP OF AMERICA | Ordinary Share | 2K | 14K | – |
| PALO ALTO NETWORKS INC. | Ordinary Share | 2K | 7K | – |
| PARAGON OFFSHORE PLC | Ordinary Share | 0 | 30 | – |
| PARAMOUNT GLOBAL CLASS B COMMON STOCK | Ordinary Share | 224 | 22K | – |
| PARKER HANNIFIN CORP | Ordinary Share | 455 | 900 | – |
| PAYPAL HOLDINGS INC | Ordinary Share | 134 | 2K | – |
| PEPSICO INC | Ordinary Share | 12K | 74K | – |
| PFIZER INC | Ordinary Share | 3K | 118K | – |
| PHILIP MORRIS INTERNATIONAL INC | Ordinary Share | 431 | 4K | – |
| PHILLIPS 66 | Ordinary Share | 1K | 11K | – |
| PINNACLE WEST CAPITAL CORP | Ordinary Share | 15 | 200 | – |
| PNC FINANCIAL SERVICES GROUP INC | Ordinary Share | 5K | 32K | – |
| POWERSHARES QQQ ETF | Equity ETF | 170 | 355 | – |
| PPG INDUSTRIES INC | Ordinary Share | 310 | 2K | – |
| PPL CORP | Ordinary Share | 182 | 7K | – |
| PROCTER & GAMBLE CO | Ordinary Share | 14K | 82K | – |
| PROLOGIS INC | Ordinary Share | 3K | 29K | – |
| PTC INC | Ordinary Share | 130 | 713 | – |
| QORVO INC | Ordinary Share | 57 | 488 | – |
| QUALCOMM INC | Ordinary Share | 7K | 35K | – |
| RAPID MICRO BIOSYSTEMS CL A ORD | Ordinary Share | 0 | 500 | – |
| RAYMOND JAMES FINANCIAL INC | Ordinary Share | 58 | 472 | – |
| REAL ESTATE SELECT SECTOR SPDR | Equity ETF | 5 | 136 | – |
| REALTY INCOME CORP | Ordinary Share | 2K | 40K | – |
| RESMED INC | Ordinary Share | 766 | 4K | – |
| Revvity Inc | Ordinary Share | 70 | 664 | – |
| RIVIAN AUTOMOTIVE INC CLASS A | Ordinary Share | 6 | 411 | – |
| ROBLOX CORP | Ordinary Share | 4 | 105 | – |
| ROCKWELL AUTOMATION INC | Ordinary Share | 69 | 250 | – |
| ROGERS CORP | Ordinary Share | 241 | 2K | – |
| RPM INTERNATIONAL INC | Ordinary Share | 133 | 1K | – |
| RTX CORPORATION | Ordinary Share | 6K | 57K | – |
| S&P GLOBAL INC | Ordinary Share | 31 | 70 | – |
| S&T BANCORP INC | Ordinary Share | 548 | 16K | – |
| SALESFORCE.COM INC | Ordinary Share | 2K | 6K | – |
| SAMSARA CL A ORD | Ordinary Share | 32 | 961 | – |
| SCHLUMBERGER LTD | Ordinary Share | 5 | 100 | – |
| SELECT SECTOR SPDR FUND SHS BEN CONSUMER DISCRETIO | Equity ETF | 97 | 534 | – |
| SELECT SECTOR SPDR TRUST SHS BEN INT ENERGY | Equity ETF | 754 | 8K | – |
| SELECT SECTOR SPDR TRUST THE HEALTH CARE SELECT SE | Equity ETF | 103 | 708 | – |
| SELECT SECTOR SPDR TRUST THE UTILITIES SELECT SECT | Equity ETF | 11 | 160 | – |
| SERVICE CORP INTERNATIONAL | Ordinary Share | 2K | 24K | – |
| SERVICENOW INC | Ordinary Share | 996 | 1K | – |
| SHELL ADR EACH REP 2 ORD WI | American Depository Receipt | 48 | 671 | – |
| SHERWIN-WILLIAMS CO | Ordinary Share | 1K | 4K | – |
| SHOPIFY INC | Ordinary Share | 3 | 50 | – |
| SKYWORKS SOLUTIONS INC | Ordinary Share | 446 | 4K | – |
| SNAP-ON INC | Ordinary Share | 2K | 6K | – |
| SNOWFLAKE CL A ORD | Ordinary Share | 1K | 8K | – |
| SOLVENTUM CORP COM SHS | Ordinary Share | 9 | 165 | – |
| SOUTHERN CO | Ordinary Share | 911 | 12K | – |
| SPDR GOLD SHARES TRUST | Commodity ETF | 109 | 505 | – |
| SPDR S&P 500 ETF | Equity ETF | 1K | 3K | – |
| SPDR S&P MIDCAP 400 ETF | Equity ETF | 292 | 546 | – |
| SPDR EURO STOXX 50 ETF | Equity ETF | 7 | 133 | – |
| SPDR S&P BANK ETF | Equity ETF | 5 | 100 | – |
| SPDR S&P Biotech ETF | Equity ETF | 55 | 593 | – |
| SPDR S&P DIVIDEND ETF | Equity ETF | 76 | 600 | – |
| SPDR S&P EMERGING ASIA PACIFIC ETF | Equity ETF | 70 | 625 | – |
| SPDR S&P EMERGING MARKETS SMALL CAP ETF | Equity ETF | 51 | 875 | – |
| STAG INDUSTRIAL INC | Ordinary Share | 1K | 29K | – |
| STANLEY BLACK & DECKER INC | Ordinary Share | 4 | 50 | – |
| STARBUCKS CORP | Ordinary Share | 3K | 41K | – |
| STATE STREET CORP | Ordinary Share | 850 | 11K | – |
| STONECO LTD | Ordinary Share | 2 | 160 | – |
| STRYKER CORPORATION | Ordinary Share | 5K | 16K | – |
| SUBURBAN PROPANE PARTNERS LP | Unit | 18 | 930 | – |
| SUNOCO LP COM UNIT REPSTG LTD PARTNERSHIP INT | Unit | 127 | 2K | – |
| SUNRUN INC | Ordinary Share | 23 | 2K | – |
| SUPER MICRO COMPUTER INC | Ordinary Share | 49 | 60 | – |
| SYNOPSYS INC | Ordinary Share | 203 | 341 | – |
| SYNOVUS FINANCIAL CORP | Ordinary Share | 1K | 25K | – |
| SYSCO CORP | Ordinary Share | 18 | 250 | – |
| TAKE-TWO INTERACTIVE SOFTWARE INC | Ordinary Share | 23 | 150 | – |
| TALEN ENERGY CORP NEW COM | Ordinary Share | 123 | 1K | – |
| TARGET CORP | Ordinary Share | 2K | 11K | – |
| TECHNOLOGY SELECT SECTOR SPDR ETF | Equity ETF | 222 | 983 | – |
| TESLA MOTORS INC | Ordinary Share | 228 | 1K | – |
| THE CONNECTICUT LIGHT & POWER CO | Preferred Share | 15 | 362 | – |
| THE COOPER COMPANIES INC | Ordinary Share | 42 | 480 | – |
| THE SCOTTS MIRACLE GRO CO | Ordinary Share | 2 | 35 | – |
| THE TRADE DESK INC COM CL A | Ordinary Share | 163 | 2K | – |
| THERMO FISHER SCIENTIFIC INC | Ordinary Share | 2K | 3K | – |
| TJX COMPANIES INC | Ordinary Share | 14K | 128K | – |
| T-MOBILE US INC | Ordinary Share | 5K | 27K | – |
| TORO CO | Ordinary Share | 31 | 330 | – |
| TORONTO-DOMINION BANK | Ordinary Share | 5K | 97K | – |
| TRACTOR SUPPLY CO | Ordinary Share | 4K | 15K | – |
| TRANE TECHNOLOGIES PLC | Ordinary Share | 3K | 10K | – |
| TRANSDIGM GROUP INC | Ordinary Share | 141 | 110 | – |
| TRAVELERS COMPANIES INC | Ordinary Share | 1K | 7K | – |
| TRUIST FINL CORP COM | Ordinary Share | 645 | 17K | – |
| TRUMP MEDIA & TECHNOLOGY | Ordinary Share | 9 | 275 | – |
| TRUSTMARK CORP | Ordinary Share | 586 | 20K | – |
| U.S. BANCORP | Ordinary Share | 924 | 23K | – |
| UBER TECHNOLOGIES INC | Ordinary Share | 50 | 682 | – |
| UNDER ARMOUR INC CLASS A | Ordinary Share | 2 | 350 | – |
| UNION PACIFIC CORP | Ordinary Share | 1K | 6K | – |
| UNITED BANKSHARES INC | Ordinary Share | 665 | 21K | – |
| UNITED PARCEL SERVICE INC (UPS) CLASS B | Ordinary Share | 7K | 50K | – |
| UNITED RENTALS INC | Ordinary Share | 32 | 50 | – |
| UNITEDHEALTH GROUP INC | Ordinary Share | 7K | 14K | – |
| VALERO ENERGY CORP | Ordinary Share | 4K | 26K | – |
| VANGUARD 500 ETF | Equity ETF | 539 | 1K | – |
| VANGUARD CONSUMER DISCRETIONARY ETF | Equity ETF | 1 | 4 | – |
| VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF SHAR | Equity ETF | 235 | 1K | – |
| Vanguard Financials ETF | Equity ETF | 3 | 35 | – |
| VANGUARD FTSE DEVELOPED MARKETS ETF | Equity ETF | 868 | 18K | – |
| VANGUARD FTSE EMERGING MARKETS ETF | Equity ETF | 296 | 7K | – |
| VANGUARD GROWTH ETF | Equity ETF | 37 | 100 | – |
| VANGUARD HEALTH CARE ETF | Equity ETF | 89 | 334 | – |
| VANGUARD HIGH DIVIDEND YIELD ETF | Equity ETF | 39 | 326 | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | Equity ETF | 255 | 442 | – |
| VANGUARD LARGE-CAP ETF | Equity ETF | 52 | 210 | – |
| VANGUARD MATERIALS ETF | Equity ETF | 5K | 27K | – |
| VANGUARD MID-CAP ETF | Equity ETF | 28 | 116 | – |
| VANGUARD REIT ETF | Equity ETF | 126 | 2K | – |
| VANGUARD SMALL CAP ETF | Equity ETF | 287 | 1K | – |
| VANGUARD TELECOMMUNICATION SERVICES ETF | Equity ETF | 5 | 33 | – |
| VANGUARD TOTAL STOCK MARKET ETF | Equity ETF | 80 | 300 | – |
| VANGUARD VALUE ETF | Equity ETF | 91 | 566 | – |
| VERALTO ORD WI | Ordinary Share | 559 | 6K | – |
| VERIZON COMMUNICATIONS INC | Ordinary Share | 3K | 80K | – |
| VESTAS WIND SYSTEMS A/S | American Depository Receipt | 10 | 1K | – |
| VF CORP | Ordinary Share | 3 | 200 | – |
| VIATRIS INC COM | Ordinary Share | 0 | 6 | – |
| VISA INC CLASS A | Ordinary Share | 2K | 8K | – |
| WAL-MART STORES INC | Ordinary Share | 4K | 55K | – |
| WALT DISNEY CO | Ordinary Share | 3K | 32K | – |
| WASHINGTON TRUST BANCORP INC | Ordinary Share | 481 | 18K | – |
| WASTE MANAGEMENT INC | Ordinary Share | 3K | 13K | – |
| WATSCO INC | Ordinary Share | 65 | 140 | – |
| WEBSTER FIN CRP SR G PFD (NV) | Preferred Share | 5 | 200 | – |
| WEBSTER FINANCIAL CORP | Ordinary Share | 748 | 17K | – |
| WEC ENERGY GROUP INC | Ordinary Share | 472 | 6K | – |
| WELLS FARGO & CO | Ordinary Share | 2K | 27K | – |
| WESBANCO INC | Ordinary Share | 497 | 18K | – |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | Ordinary Share | 174 | 1K | – |
| WINDSWEPT ENVIRONMENTAL GROUP INC. | Ordinary Share | 0 | 10K | – |
| WOODWARD INC | Ordinary Share | 323 | 2K | – |
| WR BERKLEY CORP | Ordinary Share | 1K | 15K | – |
| XPO LOGISTICS INC | Ordinary Share | 805 | 8K | – |
| XYLEM INC | Ordinary Share | 2K | 12K | – |
| ZEBRA TECHNOLOGIES CORP | Ordinary Share | 100 | 325 | – |
| ZOETIS INC | Ordinary Share | 2K | 14K | – |
| ZSCALER INC | Ordinary Share | 58 | 300 | – |