F L PUTNAM INVESTMENT MANAGEMENT CO.
Adviser information for F L PUTNAM INVESTMENT MANAGEMENT CO. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maine, United States |
Employees
| Total Number of Employees | 105 |
|---|---|
| Investment Advisory/Research | 60 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 44 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,125 | $6.1B |
| Non-Discretionary | 78 | $50.2M |
| Total | 5,203 | $6.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 818 | $348.0M |
| HNW Individuals | 1,056 | $4.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.5M |
| Charitable organizations | 171 | $1.4B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $67.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 30 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsPORTFOLIO MONITORING AND CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesASSETS UNDER ADVISEMENT |
Principal Office
6 KIMBALL LANELYNNFIELD
MA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 800-344-3435, Fax: 781-235-6037
Chief Compliance Officer
MICHAEL SCOTT TIMMERMANS
CHIEF LEGAL OFFICER
6 KIMBALL LANE
LYNNFIELD
MA
United States
Tel:
781-755-6160
M**********@***********M
(Full email address available in API data)
Regulatory Contact
ALLAN NESKIE
COMPLIANCE OFFICER
5 WIDGERY WHARF
4TH FLOOR
PORTLAND
ME
United States
Tel:
207-518-5286
A******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STAUFFER, SUSANNE | Individual | – | DIRECTOR | 10/2014 | < 5% |
| FLAHERTY, ELLEN | Individual | – | DIRECTOR, CLERK, SR. VP, COO | 12/2001 | < 5% |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | Domestic Entity | – | STOCKHOLDER | 06/1984 | > 75% |
| GOSULE, ALAN, LEE | Individual | – | DIRECTOR | 01/2008 | < 5% |
| LEPPER, MEREDITH | Individual | – | DIRECTOR | 01/2008 | < 5% |
| OSTERBERG, RICHARD | Individual | – | DIRECTOR | 01/2008 | < 5% |
| MANNING, REED, THOMAS | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 12/2015 | < 5% |
| TIMMERMANS, MICHAEL, SCOTT | Individual | – | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 24K | – |
| ABBOTT LABS | COM | 14M | 133K | – |
| ABBVIE INC | COM | 27M | 157K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 35M | 114K | – |
| ADOBE INC | COM | 13M | 23K | – |
| ADVANCED ENERGY INDS | COM | 520K | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 6M | 40K | – |
| AECOM | COM | 14M | 158K | – |
| AES CORP | COM | 607K | 35K | – |
| AFLAC INC | COM | 2M | 25K | – |
| AGILENT TECHNOLOGIES INC | COM | 9M | 68K | – |
| AIR PRODS & CHEMS INC | COM | 6M | 21K | – |
| AKAMAI TECHNOLOGIES INC | COM | 259K | 3K | – |
| ALLSTATE CORP | COM | 856K | 5K | – |
| ALPHABET INC | CAP STK CL C | 30M | 165K | – |
| ALPHABET INC | CAP STK CL A | 108M | 592K | – |
| ALTRIA GROUP INC | COM | 613K | 13K | – |
| AMAZON COM INC | COM | 102M | 526K | – |
| AMERICAN ELEC PWR CO INC | COM | 2M | 22K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 7K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 4M | 31K | – |
| AMERIPRISE FINL INC | COM | 3M | 6K | – |
| AMETEK INC | COM | 306K | 2K | – |
| AMGEN INC | COM | 22M | 71K | – |
| AMPHENOL CORP NEW | CL A | 1M | 22K | – |
| ANALOG DEVICES INC | COM | 15M | 65K | – |
| ANTERO RESOURCES CORP | COM | 269K | 8K | – |
| AON PLC | SHS CL A | 225K | 765 | – |
| APOLLO GLOBAL MGMT INC | COM | 36M | 301K | – |
| APPLE INC | COM | 200M | 947K | – |
| APPLIED MATLS INC | COM | 23M | 98K | – |
| APTIV PLC | SHS | 8M | 116K | – |
| ARCADIUM LITHIUM PLC | COM SHS | 81K | 24K | – |
| ARCHER DANIELS MIDLAND CO | COM | 2M | 29K | – |
| ARISTA NETWORKS INC | COM | 10M | 28K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 14M | 14K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 18M | 235K | – |
| AT&T INC | COM | 3M | 173K | – |
| ATLANTICA SUSTAINABLE INFR P | SHS | 412K | 19K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 14M | 57K | – |
| AUTOZONE INC | COM | 278K | 94 | – |
| AVALONBAY CMNTYS INC | COM | 560K | 3K | – |
| BADGER METER INC | COM | 982K | 5K | – |
| BAKER HUGHES COMPANY | CL A | 5M | 139K | – |
| BANCO SANTANDER S.A. | ADR | 76K | 16K | – |
| BANK AMERICA CORP | COM | 18M | 458K | – |
| BANK NEW YORK MELLON CORP | COM | 615K | 10K | – |
| BARRICK GOLD CORP | COM | 2M | 148K | – |
| BECTON DICKINSON & CO | COM | 2M | 9K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 11M | 27K | – |
| BIOGEN INC | COM | 492K | 2K | – |
| BLACKROCK INC | COM | 12M | 16K | – |
| BLACKSTONE INC | COM | 476K | 4K | – |
| BLOOM ENERGY CORP | COM CL A | 2M | 170K | – |
| BOEING CO | COM | 2M | 11K | – |
| BOOKING HOLDINGS INC | COM | 20M | 5K | – |
| BORGWARNER INC | COM | 3M | 83K | – |
| BOSTON SCIENTIFIC CORP | COM | 512K | 7K | – |
| BP PLC | SPONSORED ADR | 337K | 9K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 6M | 150K | – |
| BROADCOM INC | COM | 92M | 59K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 4M | 18K | – |
| CAMBRIDGE BANCORP | COM | 354K | 5K | – |
| CAPITAL ONE FINL CORP | COM | 2M | 18K | – |
| CARDINAL HEALTH INC | COM | 20M | 201K | – |
| CARRIER GLOBAL CORPORATION | COM | 926K | 15K | – |
| CATERPILLAR INC | COM | 5M | 15K | – |
| CBRE GROUP INC | CL A | 5M | 51K | – |
| CDW CORP | COM | 1M | 6K | – |
| CENCORA INC | COM | 2M | 10K | – |
| CHARLES RIV LABS INTL INC | COM | 8M | 40K | – |
| CHART INDS INC | COM | 2M | 17K | – |
| CHENIERE ENERGY INC | COM NEW | 9M | 53K | – |
| CHEVRON CORP NEW | COM | 16M | 103K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 545K | 9K | – |
| CHUBB LIMITED | COM | 23M | 91K | – |
| CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 202K | 5K | – |
| CINTAS CORP | COM | 556K | 794 | – |
| CISCO SYS INC | COM | 15M | 310K | – |
| CITIGROUP INC | COM NEW | 330K | 5K | – |
| CLOROX CO DEL | COM | 1M | 9K | – |
| CME GROUP INC | COM | 2M | 12K | – |
| COCA COLA CO | COM | 11M | 174K | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 591K | 8K | – |
| COLGATE PALMOLIVE CO | COM | 16M | 161K | – |
| COMCAST CORP NEW | CL A | 7M | 188K | – |
| CONOCOPHILLIPS | COM | 6M | 49K | – |
| CONSOLIDATED EDISON INC | COM | 2M | 20K | – |
| CONSTELLATION ENERGY CORP | COM | 583K | 3K | – |
| COPART INC | COM | 209K | 4K | – |
| CORNING INC | COM | 7M | 190K | – |
| COSTAR GROUP INC | COM | 421K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 55M | 64K | – |
| CROWDSTRIKE HLDGS INC | CL A | 417K | 1K | – |
| CROWN CASTLE INC | COM | 593K | 6K | – |
| CSX CORP | COM | 773K | 23K | – |
| CUMMINS INC | COM | 4M | 13K | – |
| CVS HEALTH CORP | COM | 4M | 75K | – |
| D R HORTON INC | COM | 24M | 169K | – |
| DANAHER CORPORATION | COM | 5M | 20K | – |
| DARDEN RESTAURANTS INC | COM | 694K | 5K | – |
| DBX ETF TR | XTRCKR MSCI US | 218K | 4K | – |
| DECKERS OUTDOOR CORP | COM | 727K | 751 | – |
| DEERE & CO | COM | 2M | 4K | – |
| DELL TECHNOLOGIES INC | CL C | 6M | 45K | – |
| DEVON ENERGY CORP NEW | COM | 4M | 88K | – |
| DIAGEO PLC | SPON ADR NEW | 321K | 3K | – |
| DISCOVER FINL SVCS | COM | 2M | 14K | – |
| DISNEY WALT CO | COM | 13M | 127K | – |
| DOMINION ENERGY INC | COM | 260K | 5K | – |
| DOVER CORP | COM | 994K | 6K | – |
| DOW INC | COM | 5M | 88K | – |
| DUKE ENERGY CORP NEW | COM NEW | 457K | 5K | – |
| EATON CORP PLC | SHS | 31M | 98K | – |
| EATON VANCE TAX ADVT DIV INC | COM | 466K | 20K | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 322K | 24K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 600K | 43K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 373K | 45K | – |
| EATON VANCE TX ADV GLBL DIV | COM | 195K | 11K | – |
| ECOLAB INC | COM | 1M | 5K | – |
| EDISON INTL | COM | 4M | 61K | – |
| EDWARDS LIFESCIENCES CORP | COM | 2M | 19K | – |
| ELECTRONIC ARTS INC | COM | 708K | 5K | – |
| ELEVANCE HEALTH INC | COM | 3M | 6K | – |
| ELI LILLY & CO | COM | 30M | 33K | – |
| EMERSON ELEC CO | COM | 11M | 104K | – |
| ENOVIX CORPORATION | COM | 378K | 24K | – |
| ENTERGY CORP NEW | COM | 2M | 20K | – |
| EOG RES INC | COM | 2M | 15K | – |
| EQUINIX INC | COM | 2M | 2K | – |
| EQUINOR ASA | SPONSORED ADR | 23M | 791K | – |
| EVERSOURCE ENERGY | COM | 261K | 5K | – |
| EXXON MOBIL CORP | COM | 11M | 98K | – |
| FAIR ISAAC CORP | COM | 506K | 340 | – |
| FASTENAL CO | COM | 402K | 6K | – |
| FEDEX CORP | COM | 2M | 6K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 526K | 3K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 431K | 9K | – |
| FIRST SOLAR INC | COM | 3M | 12K | – |
| FISERV INC | COM | 1M | 8K | – |
| FLUENCE ENERGY INC | COM CL A | 496K | 29K | – |
| FORD MTR CO DEL | COM | 249K | 20K | – |
| FREEPORT-MCMORAN INC | CL B | 6M | 133K | – |
| GALLAGHER ARTHUR J & CO | COM | 6M | 23K | – |
| GE AEROSPACE | COM NEW | 2M | 12K | – |
| GE VERNOVA INC | COM | 584K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 519K | 2K | – |
| GENERAL MLS INC | COM | 13M | 209K | – |
| GENUINE PARTS CO | COM | 2M | 13K | – |
| GILEAD SCIENCES INC | COM | 362K | 5K | – |
| GLOBAL X FDS | GLOBAL X COPPER | 210K | 5K | – |
| GLOBAL X FDS | 1-3 MONTH T-BILL | 4M | 40K | – |
| GOLDMAN SACHS GROUP INC | COM | 397K | 877 | – |
| GRAPHIC PACKAGING HLDG CO | COM | 5M | 173K | – |
| GSK PLC | SPONSORED ADR | 463K | 12K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 2M | 32K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 2M | 81K | – |
| HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 217K | 6K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 5M | 49K | – |
| HCA HEALTHCARE INC | COM | 296K | 920 | – |
| HENRY JACK & ASSOC INC | COM | 4M | 26K | – |
| HESS CORP | COM | 469K | 3K | – |
| HF SINCLAIR CORP | COM | 206K | 4K | – |
| HOLOGIC INC | COM | 1M | 14K | – |
| HOME DEPOT INC | COM | 27M | 79K | – |
| HONEYWELL INTL INC | COM | 12M | 57K | – |
| HOULIHAN LOKEY INC | CL A | 22M | 165K | – |
| HP INC | COM | 1M | 42K | – |
| HUBBELL INC | COM | 2M | 4K | – |
| IDEXX LABS INC | COM | 9M | 18K | – |
| ILLINOIS TOOL WKS INC | COM | 4M | 17K | – |
| INTEL CORP | COM | 2M | 74K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 7M | 50K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 11M | 61K | – |
| INTERNATIONAL PAPER CO | COM | 3M | 80K | – |
| INTERPUBLIC GROUP COS INC | COM | 2M | 64K | – |
| INTUIT | COM | 9M | 14K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 20M | 119K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 362K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 291K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL MAT | 355K | 10K | – |
| INVESCO QQQ TR | UNIT SER 1 | 20M | 41K | – |
| IQVIA HLDGS INC | COM | 769K | 4K | – |
| ISHARES GOLD TR | ISHARES NEW | 2M | 55K | – |
| ISHARES INC | MSCI EMRG CHN | 219K | 4K | – |
| ISHARES INC | CORE MSCI EMKT | 709K | 13K | – |
| ISHARES SILVER TR | ISHARES | 270K | 10K | – |
| ISHARES TR | S&P SML 600 GWT | 429K | 3K | – |
| ISHARES TR | CORE MSCI TOTAL | 1M | 17K | – |
| ISHARES TR | MSCI USA QLT FCT | 3M | 16K | – |
| ISHARES TR | ESG AW MSCI EAFE | 105M | 1M | – |
| ISHARES TR | MSCI ACWI EXUS | 203K | 6K | – |
| ISHARES TR | MSCI USA MIN VOL | 279K | 3K | – |
| ISHARES TR | MSCI ACWI ETF | 369K | 3K | – |
| ISHARES TR | MSCI EMG MKT ETF | 301K | 7K | – |
| ISHARES TR | RUSSELL 2000 ETF | 13M | 66K | – |
| ISHARES TR | S&P MC 400VL ETF | 763K | 7K | – |
| ISHARES TR | ESG AWRE USD ETF | 3M | 146K | – |
| ISHARES TR | CORE S&P SCP ETF | 48M | 452K | – |
| ISHARES TR | INTRM GOV CR ETF | 21M | 207K | – |
| ISHARES TR | MSCI KLD400 SOC | 559K | 5K | – |
| ISHARES TR | RUS 1000 VAL ETF | 2M | 11K | – |
| ISHARES TR | 1 3 YR TREAS BD | 43M | 528K | – |
| ISHARES TR | FLTG RATE NT ETF | 49M | 950K | – |
| ISHARES TR | S&P 100 ETF | 356K | 1K | – |
| ISHARES TR | PFD AND INCM SEC | 686K | 22K | – |
| ISHARES TR | 3 7 YR TREAS BD | 496K | 4K | – |
| ISHARES TR | BLACKROCK ULTRA | 589K | 12K | – |
| ISHARES TR | NATIONAL MUN ETF | 18M | 171K | – |
| ISHARES TR | ESG AWRE 1 5 YR | 9M | 374K | – |
| ISHARES TR | U.S. TECH ETF | 462K | 3K | – |
| ISHARES TR | RUS 2000 GRW ETF | 221K | 841 | – |
| ISHARES TR | RUSEL 2500 ETF | 761K | 12K | – |
| ISHARES TR | MSCI ACWI EX US | 2M | 41K | – |
| ISHARES TR | EAFE SML CP ETF | 984K | 16K | – |
| ISHARES TR | S&P 500 GRWT ETF | 2M | 16K | – |
| ISHARES TR | RUS 1000 ETF | 2M | 5K | – |
| ISHARES TR | ESG AWARE MSCI | 78M | 2M | – |
| ISHARES TR | ISHARES BIOTECH | 237K | 2K | – |
| ISHARES TR | 7-10 YR TRSY BD | 25M | 264K | – |
| ISHARES TR | ISHS 1-5YR INVS | 106M | 2M | – |
| ISHARES TR | RUS MDCP VAL ETF | 524K | 4K | – |
| ISHARES TR | ESG AWR MSCI USA | 13M | 105K | – |
| ISHARES TR | CORE US AGGBD ET | 634K | 7K | – |
| ISHARES TR | MSCI USA VALUE | 1M | 10K | – |
| ISHARES TR | US HLTHCARE ETF | 294K | 5K | – |
| ISHARES TR | RUS 2000 VAL ETF | 476K | 3K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 42M | 420K | – |
| ISHARES TR | TIPS BD ETF | 2M | 19K | – |
| ISHARES TR | SHRT NAT MUN ETF | 13M | 122K | – |
| ISHARES TR | MSCI USA ESG SLC | 865K | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 1M | 17K | – |
| ISHARES TR | EAFE GRWTH ETF | 426K | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 178M | 3M | – |
| ISHARES TR | S&P 500 VAL ETF | 1M | 8K | – |
| ISHARES TR | MSCI EAFE ETF | 26M | 327K | – |
| ISHARES TR | CORE S&P TTL STK | 839K | 7K | – |
| ISHARES TR | RUSSELL 3000 ETF | 2M | 8K | – |
| ISHARES TR | IBOXX INV CP ETF | 5M | 42K | – |
| ISHARES TR | CORE MSCI EAFE | 280M | 4M | – |
| ISHARES TR | EAFE VALUE ETF | 563K | 11K | – |
| ISHARES TR | RUS 1000 GRW ETF | 11M | 29K | – |
| ISHARES TR | SHORT TREAS BD | 2M | 22K | – |
| ISHARES TR | MSCI INTL QUALTY | 3M | 71K | – |
| ISHARES TR | RUS MD CP GR ETF | 479K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 499M | 911K | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 98K | 17K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 269K | 5K | – |
| JOHNSON & JOHNSON | COM | 15M | 105K | – |
| JOHNSON CTLS INTL PLC | SHS | 343K | 5K | – |
| JPMORGAN CHASE & CO. | COM | 69M | 341K | – |
| KIMBERLY-CLARK CORP | COM | 4M | 27K | – |
| KINDER MORGAN INC DEL | COM | 349K | 18K | – |
| KLA CORP | COM NEW | 10M | 12K | – |
| KROGER CO | COM | 5M | 104K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 8M | 37K | – |
| LAM RESEARCH CORP | COM | 62M | 58K | – |
| LEMAITRE VASCULAR INC | COM | 222K | 3K | – |
| LENNAR CORP | CL A | 4M | 27K | – |
| LINDE PLC | SHS | 9M | 21K | – |
| LOCKHEED MARTIN CORP | COM | 6M | 12K | – |
| LOWES COS INC | COM | 25M | 113K | – |
| MARATHON PETE CORP | COM | 6M | 35K | – |
| MARSH & MCLENNAN COS INC | COM | 45M | 214K | – |
| MARTIN MARIETTA MATLS INC | COM | 362K | 667 | – |
| MARVELL TECHNOLOGY INC | COM | 253K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 10M | 23K | – |
| MATADOR RES CO | COM | 205K | 3K | – |
| MCCORMICK & CO INC | COM NON VTG | 395K | 6K | – |
| MCDONALDS CORP | COM | 10M | 38K | – |
| MCKESSON CORP | COM | 1M | 3K | – |
| MEDTRONIC PLC | SHS | 437K | 6K | – |
| MERCK & CO INC | COM | 45M | 366K | – |
| META PLATFORMS INC | CL A | 13M | 27K | – |
| METLIFE INC | COM | 426K | 6K | – |
| MFS INTER INCOME TR | SH BEN INT | 34K | 13K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 474K | 5K | – |
| MICRON TECHNOLOGY INC | COM | 456K | 3K | – |
| MICROSOFT CORP | COM | 242M | 541K | – |
| MID-AMER APT CMNTYS INC | COM | 6M | 42K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 177K | 16K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 100K | 24K | – |
| MONDELEZ INTL INC | CL A | 13M | 192K | – |
| MOODYS CORP | COM | 384K | 912 | – |
| MORGAN STANLEY | COM NEW | 6M | 67K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 9M | 23K | – |
| MP MATERIALS CORP | COM CL A | 1M | 107K | – |
| MSCI INC | COM | 650K | 1K | – |
| NATIONAL FUEL GAS CO | COM | 2M | 35K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEXTERA ENERGY INC | COM | 27M | 386K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 2M | 85K | – |
| NEXTRACKER INC | CLASS A COM | 602K | 13K | – |
| NIKE INC | CL B | 778K | 10K | – |
| NOKIA CORP | SPONSORED ADR | 100K | 26K | – |
| NORFOLK SOUTHN CORP | COM | 3M | 15K | – |
| NORTHROP GRUMMAN CORP | COM | 809K | 2K | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 12K | – |
| NOVO-NORDISK A S | ADR | 742K | 5K | – |
| NUCOR CORP | COM | 1M | 7K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 2M | 64K | – |
| NUTRIEN LTD | COM | 240K | 5K | – |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 816K | 56K | – |
| NVIDIA CORPORATION | COM | 158M | 1M | – |
| NXP SEMICONDUCTORS N V | COM | 801K | 3K | – |
| OCCIDENTAL PETE CORP | COM | 416K | 7K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 942K | 5K | – |
| OMNICOM GROUP INC | COM | 7M | 75K | – |
| ONEOK INC NEW | COM | 4M | 50K | – |
| ORACLE CORP | COM | 12M | 86K | – |
| OREILLY AUTOMOTIVE INC | COM | 9M | 8K | – |
| OTIS WORLDWIDE CORP | COM | 316K | 3K | – |
| OWENS CORNING NEW | COM | 243K | 1K | – |
| PACCAR INC | COM | 10M | 97K | – |
| PACER FDS TR | PACER US SMALL | 655K | 15K | – |
| PALO ALTO NETWORKS INC | COM | 12M | 37K | – |
| PARKER-HANNIFIN CORP | COM | 5M | 9K | – |
| PAYCHEX INC | COM | 15M | 123K | – |
| PEPSICO INC | COM | 20M | 119K | – |
| PERMA-PIPE INTL HLDGS INC | COM | 407K | 46K | – |
| PFIZER INC | COM | 7M | 248K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 10K | – |
| PHILLIPS 66 | COM | 962K | 7K | – |
| PHINIA INC | COMMON STOCK | 475K | 12K | – |
| PIEDMONT LITHIUM INC | COM | 140K | 14K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 2M | 33K | – |
| PNC FINL SVCS GROUP INC | COM | 2M | 15K | – |
| POOL CORP | COM | 848K | 3K | – |
| PRIMERICA INC | COM | 783K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 22M | 135K | – |
| PROGRESSIVE CORP | COM | 570K | 3K | – |
| PROLOGIS INC. | COM | 5M | 48K | – |
| PROSHARES TR | ULTRPRO S&P500 | 411K | 5K | – |
| PROSHARES TR | SP500 EX ENRGY | 234K | 4K | – |
| PROSHARES TR | S&P 500 DV ARIST | 281K | 3K | – |
| PRUDENTIAL FINL INC | COM | 2M | 15K | – |
| PTC INC | COM | 12M | 64K | – |
| PUBLIC STORAGE OPER CO | COM | 22M | 78K | – |
| QUALCOMM INC | COM | 7M | 37K | – |
| QUANTA SVCS INC | COM | 559K | 2K | – |
| RBB FD INC | US TREAS 3 MNTH | 6M | 120K | – |
| REALTY INCOME CORP | COM | 353K | 7K | – |
| REGENERON PHARMACEUTICALS | COM | 23M | 22K | – |
| RELIANCE INC | COM | 1M | 4K | – |
| REPUBLIC SVCS INC | COM | 34M | 173K | – |
| ROCKWELL AUTOMATION INC | COM | 1M | 4K | – |
| ROPER TECHNOLOGIES INC | COM | 2M | 4K | – |
| RPM INTL INC | COM | 246K | 2K | – |
| RTX CORPORATION | COM | 9M | 87K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SALESFORCE INC | COM | 22M | 86K | – |
| SANOFI | SPONSORED ADR | 302K | 6K | – |
| SAP SE | SPON ADR | 228K | 1K | – |
| SCHLUMBERGER LTD | COM STK | 3M | 70K | – |
| SCHWAB CHARLES CORP | COM | 31M | 418K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 310K | 7K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 650K | 8K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 13M | 267K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 1M | 14K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 8M | 117K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 987K | 26K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 282K | 4K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 11K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 441K | 11K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 551K | 4K | – |
| SELECT SECTOR SPDR TR | ENERGY | 477K | 5K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 1M | 14K | – |
| SEMPRA | COM | 4M | 58K | – |
| SERVICENOW INC | COM | 761K | 967 | – |
| SHELL PLC | SPON ADS | 518K | 7K | – |
| SHERWIN WILLIAMS CO | COM | 14M | 48K | – |
| SHOPIFY INC | CL A | 258K | 4K | – |
| SK TELECOM LTD | SPONSORED ADR | 253K | 12K | – |
| SNAP ON INC | COM | 3M | 11K | – |
| SONY GROUP CORP | SPONSORED ADR | 385K | 5K | – |
| SOUTHERN CO | COM | 1M | 15K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 11K | – |
| SPDR INDEX SHS FDS | MSCI EAFE FS ETF | 10M | 252K | – |
| SPDR INDEX SHS FDS | S&P INTL ETF | 320K | 9K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 45M | 82K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 5M | 10K | – |
| SPDR SER TR | S&P BIOTECH | 2M | 19K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 201K | 2K | – |
| SPDR SER TR | ICE PFD SEC ETF | 15M | 436K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 1M | 11K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 91M | 2M | – |
| SPDR SER TR | SPDR S&P 500 ETF | 3M | 76K | – |
| SPDR SER TR | S&P DIVID ETF | 2M | 17K | – |
| SPDR SER TR | S&P HOMEBUILD | 317K | 3K | – |
| SPDR SER TR | S&P REGL BKG | 4M | 73K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 722K | 14K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 1M | 47K | – |
| STARBUCKS CORP | COM | 265K | 3K | – |
| STEEL DYNAMICS INC | COM | 3M | 20K | – |
| STRYKER CORPORATION | COM | 13M | 38K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 153K | 11K | – |
| SUPER MICRO COMPUTER INC | COM | 401K | 490 | – |
| SYNOPSYS INC | COM | 14M | 24K | – |
| SYSCO CORP | COM | 2M | 23K | – |
| T-MOBILE US INC | COM | 26M | 149K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 11M | 63K | – |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 164K | 13K | – |
| TARGET CORP | COM | 2M | 11K | – |
| TE CONNECTIVITY LTD | SHS | 5M | 31K | – |
| TESLA INC | COM | 969K | 5K | – |
| TEXAS INSTRS INC | COM | 11M | 55K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 2M | 2K | – |
| TEXAS ROADHOUSE INC | COM | 203K | 1K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 25M | 45K | – |
| TJX COS INC NEW | COM | 42M | 382K | – |
| TOPBUILD CORP | COM | 2M | 6K | – |
| TOTALENERGIES SE | SPONSORED ADS | 6M | 96K | – |
| TOYOTA MOTOR CORP | ADS | 285K | 1K | – |
| TRACTOR SUPPLY CO | COM | 1M | 5K | – |
| TRADEWEB MKTS INC | CL A | 616K | 6K | – |
| TRANE TECHNOLOGIES PLC | SHS | 4M | 12K | – |
| TRAVELERS COMPANIES INC | COM | 1M | 6K | – |
| TREX CO INC | COM | 267K | 4K | – |
| TYLER TECHNOLOGIES INC | COM | 743K | 1K | – |
| UBER TECHNOLOGIES INC | COM | 231K | 3K | – |
| UNILEVER PLC | SPON ADR NEW | 728K | 13K | – |
| UNION PAC CORP | COM | 29M | 127K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 19K | – |
| UNITED RENTALS INC | COM | 5M | 7K | – |
| UNITEDHEALTH GROUP INC | COM | 36M | 71K | – |
| US BANCORP DEL | COM NEW | 424K | 11K | – |
| VALERO ENERGY CORP | COM | 2M | 13K | – |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 498K | 11K | – |
| VANECK ETF TRUST | LOW CARBN ENERGY | 348K | 4K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 7M | 14K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 730K | 9K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 4M | 17K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1M | 4K | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 10K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 554K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 5K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 2M | 8K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 5M | 25K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 352K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 65M | 242K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 3M | 17K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 595K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 4M | 64K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 988K | 23K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 722K | 15K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 4M | 71K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 7M | 84K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 57M | 984K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 15M | 192K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 287K | 6K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 11M | 59K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 31M | 633K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 2M | 13K | – |
| VANGUARD WORLD FD | INF TECH ETF | 7M | 12K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 810K | 4K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 587K | 2K | – |
| VERALTO CORP | COM SHS | 13M | 140K | – |
| VERISIGN INC | COM | 392K | 2K | – |
| VERISK ANALYTICS INC | COM | 3M | 11K | – |
| VERIZON COMMUNICATIONS INC | COM | 11M | 274K | – |
| VERTEX PHARMACEUTICALS INC | COM | 803K | 2K | – |
| VERTIV HOLDINGS CO | COM CL A | 4M | 48K | – |
| VISA INC | COM CL A | 55M | 208K | – |
| VULCAN MATLS CO | COM | 375K | 2K | – |
| WALMART INC | COM | 5M | 76K | – |
| WASTE MGMT INC DEL | COM | 316K | 1K | – |
| WATSCO INC | COM | 439K | 947 | – |
| WELLS FARGO CO NEW | COM | 382K | 6K | – |
| WELLTOWER INC | COM | 397K | 4K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 5M | 171K | – |
| WILLIAMS COS INC | COM | 9M | 221K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 343K | 5K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 1M | 28K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 500K | 10K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 525K | 11K | – |
| WORKDAY INC | CL A | 552K | 2K | – |
| XPO INC | COM | 762K | 7K | – |
| XYLEM INC | COM | 2M | 15K | – |
| YUM BRANDS INC | COM | 322K | 2K | – |
| ZOETIS INC | CL A | 494K | 3K | – |
| DT MIDSTREAM INC | COMMON STOCK | 22K | 316 | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 15K | 900 | – |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 17K | 1K | – |
| HALLIBURTON CO | COM | 7K | 200 | – |
| MARATHON OIL CORP | COM | 31K | 1K | – |
| SPDR SER TR | S&P KENSHO CLEAN | 8K | 125 | – |
| TORTOISE ENERGY INFRA CORP | COM | 10K | 300 | – |
| AVIENT CORPORATION | COM | 4K | 100 | – |
| B2GOLD CORP | COM | 8K | 3K | – |
| BALL CORP | COM | 12K | 200 | – |
| KINROSS GOLD CORP | COM | 10K | 1K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 4K | 50 | – |
| MOSAIC CO NEW | COM | 1K | 50 | – |
| NEWMONT CORP | COM | 848K | 20K | – |
| OLIN CORP | COM PAR $1 | 7K | 141 | – |
| SOCIEDAD QUIMICA Y MINERA DE | SPONSORED ADR SER B | 4K | 100 | – |
| SYLVAMO CORP | COMMON STOCK | 11K | 159 | – |
| UNITED STATES STL CORP NEW | COM | 70K | 2K | – |
| VALE S A | SPONSORED ADR | 2K | 200 | – |
| WHEATON PRECIOUS METALS CORP | COM | 79K | 2K | – |
| AMERICAN AIRLS GROUP INC | COM | 1K | 100 | – |
| JACOBS SOLUTIONS INC | COM | 1M | 8K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 6K | 300 | – |
| ROLLINS INC | COM | 5K | 100 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADR | 17K | 240 | – |
| COUPANG INC | CL A | 97K | 5K | – |
| JD.COM INC | SPON ADS CL A | 28K | 1K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 17K | 175 | – |
| PULTE GROUP INC | COM | 198K | 2K | – |
| TAPESTRY INC | COM | 12K | 283 | – |
| TEMPUR SEALY INTL INC | COM | 812K | 17K | – |
| ULTA BEAUTY INC | COM | 779K | 2K | – |
| WHIRLPOOL CORP | COM | 324K | 3K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 2K | 52 | – |
| CELSIUS HLDGS INC | COM NEW | 9K | 150 | – |
| CHURCH & DWIGHT CO INC | COM | 1M | 10K | – |
| CONAGRA BRANDS INC | COM | 1M | 42K | – |
| CONSTELLATION BRANDS INC | CL A | 17K | 67 | – |
| CORTEVA INC | COM | 2K | 34 | – |
| DARLING INGREDIENTS INC | COM | 9K | 250 | – |
| HERSHEY CO | COM | 1M | 6K | – |
| KENVUE INC | COM | 951K | 52K | – |
| KEURIG DR PEPPER INC | COM | 2K | 67 | – |
| LAMB WESTON HLDGS INC | COM | 3K | 33 | – |
| SPROUTS FMRS MKT INC | COM | 2M | 25K | – |
| KRAFT HEINZ CO | COM | 1M | 40K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 482K | 40K | – |
| 2SEVENTY BIO INC | COMMON STOCK | 2K | 437 | – |
| EMBECTA CORP | COMMON STOCK | 13K | 1K | – |
| HALEON PLC | SPON ADS | 17K | 2K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 23K | 3K | – |
| INARI MED INC | COM | 5K | 100 | – |
| METTLER TOLEDO INTERNATIONAL | COM | 2M | 1K | – |
| ORGANON & CO | COMMON STOCK | 1K | 50 | – |
| QUEST DIAGNOSTICS INC | COM | 176K | 1K | – |
| REDHILL BIOPHARMA LTD | SPON ADS NEW | 34 | 93 | – |
| SPDR SER TR | HLTH CR EQUIP | 25K | 300 | – |
| TELADOC HEALTH INC | COM | 978 | 100 | – |
| VIATRIS INC | COM | 9K | 802 | – |
| ALLY FINL INC | COM | 206K | 5K | – |
| AMERICAN INTL GROUP INC | COM NEW | 3M | 36K | – |
| ARES CAPITAL CORP | COM | 104K | 5K | – |
| CHIMERA INVT CORP | COM NEW | 7K | 568 | – |
| CINCINNATI FINL CORP | COM | 3M | 26K | – |
| EVEREST GROUP LTD | COM | 1M | 3K | – |
| FIFTH THIRD BANCORP | COM | 608K | 17K | – |
| FRANKLIN RESOURCES INC | COM | 68K | 3K | – |
| GLOBAL PMTS INC | COM | 5K | 50 | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 95K | 14K | – |
| M & T BK CORP | COM | 2M | 11K | – |
| PJT PARTNERS INC | COM CL A | 97K | 900 | – |
| ROYAL BK CDA | COM | 3K | 25 | – |
| UPSTART HLDGS INC | COM | 3K | 125 | – |
| 3-D SYS CORP DEL | COM NEW | 15K | 5K | – |
| BLACKBERRY LTD | COM | 15K | 6K | – |
| CLOUDFLARE INC | CL A COM | 91K | 1K | – |
| DATADOG INC | CL A COM | 106K | 815 | – |
| DOCUSIGN INC | COM | 3K | 50 | – |
| FASTLY INC | CL A | 369 | 50 | – |
| FORTINET INC | COM | 15K | 250 | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 11K | 500 | – |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 8K | 1K | – |
| LEIDOS HOLDINGS INC | COM | 7K | 50 | – |
| MAXIMUS INC | COM | 83K | 970 | – |
| MERCADOLIBRE INC | COM | 858K | 522 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 196K | 8K | – |
| SCIENCE APPLICATIONS INTL CO | COM | 3K | 28 | – |
| SKYWORKS SOLUTIONS INC | COM | 109K | 1K | – |
| STONECO LTD | COM CL A | 80K | 7K | – |
| TERADYNE INC | COM | 37K | 250 | – |
| ZSCALER INC | COM | 27K | 140 | – |
| ECHOSTAR CORP | CL A | 55K | 3K | – |
| SEA LTD | SPONSORED ADR | 98K | 1K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 5K | 700 | – |
| DTE ENERGY CO | COM | 70K | 633 | – |
| ESSENTIAL UTILS INC | COM | 55K | 1K | – |
| NEW FORTRESS ENERGY INC | COM CL A | 9K | 400 | – |
| PINNACLE WEST CAP CORP | COM | 89K | 1K | – |
| UGI CORP NEW | COM | 68K | 3K | – |
| VISTRA CORP | COM | 3M | 40K | – |
| WEC ENERGY GROUP INC | COM | 2M | 21K | – |
| DIGITAL RLTY TR INC | COM | 156K | 1K | – |
| EXTRA SPACE STORAGE INC | COM | 104K | 671 | – |
| IRON MTN INC DEL | COM | 985K | 11K | – |
| ORION OFFICE REIT INC | COM | 7 | 2 | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 33K | 1K | – |
| TANGER INC | COM | 254K | 9K | – |
| VICI PPTYS INC | COM | 17K | 582 | – |
| WP CAREY INC | COM | 48K | 875 | – |
| SPDR INDEX SHS FDS | S&P GLBDIV ETF | 46K | 775 | – |
| NEW YORK CMNTY BANCORP INC | COM | 15K | 5K | – |
| ARIS MNG CORP | COM | 11K | 3K | – |
| ARM HOLDINGS PLC | COM | 33K | 200 | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 33K | 9K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 106K | 2K | – |
| NET LEASE OFFICE PROPERTIES | COM | 1K | 57 | – |
| SPDR INDEX SHS FDS | S&P CHINA ETF | 27K | 400 | – |
| SNOWFLAKE INC | CL A | 971K | 7K | – |
| SOLVENTUM CORP | COM SHS | 90K | 2K | – |
| UIPATH INC | CL A | 1K | 100 | – |
| HANCOCK JOHN PFD INCOME FD I | COM | 4K | 242 | – |
| ARK ETF TR | INNOVATION ETF | 10K | 221 | – |
| ARK ETF TR | FINTECH INNOVA | 306 | 11 | – |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 1M | 40K | – |
| CAPITAL GROUP DIVIDEND GROWE | SHS ETF | 904K | 32K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 3M | 76K | – |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 5M | 165K | – |
| CAPITAL GROUP INTERNATIONAL | SHS | 161K | 6K | – |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 620K | 24K | – |
| CAPITAL GRP FIXED INCM ETF T | MUNICIPAL INCOME | 28K | 1K | – |
| CAPITAL GRP FIXED INCM ETF T | SHORT DURATION M | 22K | 850 | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 514K | 11K | – |
| FIDELITY COVINGTON TRUST | INT HG DIV ETF | 2M | 105K | – |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 648 | 8 | – |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 627 | 12 | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 8K | 115 | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 573 | 6 | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 7K | 125 | – |
| GLOBAL X FDS | CLOUD COMPUTING | 5K | 266 | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 53K | 3K | – |
| GLOBAL X FDS | GLBL X MLP ETF | 22K | 456 | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 9K | 300 | – |
| ISHARES TR | CORE HIGH DV ETF | 416K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 7K | 117 | – |
| ISHARES TR | CORE MSCI EURO | 6K | 100 | – |
| ISHARES TR | ESG SCRD S&P MID | 49K | 1K | – |
| ISHARES TR | ESG SCRND S&P SM | 28K | 750 | – |
| ISHARES TR | ESG SCRND S&P500 | 105K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 1M | 18K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 25K | – |
| PACER FDS TR | US CASH COWS 100 | 5K | 100 | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ARTIF | 51K | 1K | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 35K | 643 | – |
| SPDR SER TR | SPDR DBLELN SHRT | 78K | 2K | – |
| SPDR SER TR | SPDR TR TACTIC | 3M | 85K | – |
| SPDR SER TR | S&P INTL SMLCP | 5K | 163 | – |
| SPDR SER TR | PORTFOLIO SH TSR | 5K | 159 | – |
| MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 13K | 437 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 12K | 47 | – |
| ISHARES TR | INTL DIV GRWTH | 2K | 28 | – |
| AIRBNB INC | COM CL A | 20K | 132 | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 791K | 13K | – |
| CANADIAN NAT RES LTD | COM | 18K | 500 | – |
| CHESAPEAKE ENERGY CORP | COM | 6K | 75 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 31K | 1K | – |
| HERCULES CAPITAL INC | COM | 110K | 5K | – |
| ISHARES TR | SELECT DIVID ETF | 38K | 314 | – |
| ISHARES TR | S&P MC 400GR ETF | 154K | 2K | – |
| ISHARES TR | SP SMCP600VL ETF | 12K | 119 | – |
| ISHARES TR | ISHS 5-10YR INVT | 20M | 392K | – |
| ISHARES TR | 10-20 YR TRS ETF | 11K | 107 | – |
| ISHARES TR | U.S. MED DVC ETF | 15K | 274 | – |
| REPLIGEN CORP | COM | 11K | 85 | – |
| SCHWAB STRATEGIC TR | MUN BD ETF | 683K | 13K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 11K | 296 | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 18K | 164 | – |
| VANGUARD WELLINGTON FD | US QUALITY | 11K | 84 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 126K | 2K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 211K | 5K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 106K | 5K | – |
| AIR TRANSPORT SERVICES GRP I | COM | 929 | 67 | – |
| ANSYS INC | COM | 72K | 225 | – |
| BUILDERS FIRSTSOURCE INC | COM | 14K | 100 | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 24K | 400 | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 11M | 397K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 6M | 228K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 12M | 402K | – |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 11K | 239 | – |
| ENBRIDGE INC | COM | 10K | 270 | – |
| EVERGY INC | COM | 7K | 134 | – |
| EXELON CORP | COM | 2K | 65 | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 65K | 647 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 50K | 639 | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 8K | 270 | – |
| HILTON GRAND VACATIONS INC | COM | 2K | 50 | – |
| INGERSOLL RAND INC | COM | 102K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 34K | 354 | – |
| INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 1K | 28 | – |
| ISHARES TR | CORE 1 5 YR USD | 15K | 310 | – |
| ISHARES INC | MSCI GBL GOLD MN | 43K | 2K | – |
| ISHARES INC | ESG AWR MSCI EM | 324K | 10K | – |
| ISHARES TR | GLOBAL REIT ETF | 279 | 12 | – |
| ISHARES TR | CORE INTL AGGR | 875K | 18K | – |
| ISHARES TR | ESG EAFE ETF | 520K | 8K | – |
| ISHARES TR | ESG MSCI USA ETF | 949K | 20K | – |
| MANULIFE FINL CORP | COM | 12K | 439 | – |
| PAYONEER GLOBAL INC | COM | 148K | 27K | – |
| PROCORE TECHNOLOGIES INC | COM | 38K | 580 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 3M | 87K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 6K | 71 | – |
| SPDR SER TR | S&P 600 SMCP VAL | 111K | 1K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 451K | 6K | – |
| SPDR SER TR | PORTFLI INTRMDIT | 770K | 27K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 9K | 141 | – |
| SPDR SER TR | S&P 400 MDCP GRW | 26K | 309 | – |
| SPDR SER TR | S&P 400 MDCP VAL | 4K | 50 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 41K | 536 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 39K | 214 | – |
| SELECT SECTOR SPDR TR | INDL | 17K | 142 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 10K | 140 | – |
| TRUIST FINL CORP | COM | 17K | 445 | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 19M | 383K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 9K | 115 | – |
| WISDOMTREE TR | US QTLY DIV GRT | 31K | 400 | – |
| YUM CHINA HLDGS INC | COM | 2K | 52 | – |
| AEROVIRONMENT INC | COM | 1M | 8K | – |
| VANGUARD WORLD FDS | FINANCIALS ETF | 7K | 70 | – |
| VANGUARD WORLD FDS | UTILITIES ETF | 36K | 240 | – |
| BAXTER INTL INC | COM | 329K | 10K | – |
| CADENCE DESIGNS SYS INC | COM | 2M | 6K | – |
| COTERRA ENERGY INC | COM | 1M | 40K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 3K | 120 | – |
| MUELLER INDS INC | COM | 456K | 8K | – |
| ZIMVIE INC | COM | 256 | 14 | – |
| VANGUARD WORLD FDS | ENERGY ETF | 13K | 100 | – |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 24K | 100 | – |
| KEYCORP | COM | 171K | 12K | – |
| STANLEY BLACK AND DECKER INC | COM | 20K | 255 | – |
| RESMED INC | COM | 1M | 7K | – |
| BIO TECHNE CORP | COM | 1M | 18K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 1M | 18K | – |
| WABTEC CORP | COM | 2M | 12K | – |
| ZIMMER HLDGS INC | COM | 21K | 196 | – |