GAM INTERNATIONAL MANAGEMENT LIMITED

Adviser information for GAM INTERNATIONAL MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	United Kingdom

Employees

Total Number of Employees	56
Investment Advisory/Research	45
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	59	$20.3B
Non-Discretionary	0	$0
Total	59	$20.3B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	55	$19.8B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$456.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	100

Services

Advisory Services	Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-22307
SEC ERA File Number	801-22307
SEC CIK Numbers	None
SEC CRD Numbers	110670
Legal Entity Identifier	3MVEV2MNN51KEXS7T838

Principal Office

8 FINSBURY CIRCUS
LONDON
United Kingdom

Monday - Friday, 09:00 - 17:30 (GMT)

Tel: 44-20-7493-9990, Fax: 44-207-493-0715

Websites

www.linkedin.com/company/gam-investments/ twitter.com/gaminsights www.youtube.com/c/gam_global www.gam.com

Chief Compliance Officer

CHRIS BEEVOR

COMPLIANCE OFFICER

8 FINSBURY CIRCUS

LONDON

United Kingdom

Tel: +44 (0) 20 73938681

Fax: +44 (0) 20 7393 8530

C***********@******M

(Full email address available in API data)

Industry Affiliates

GAM (ITALIA) SGR S.P.A.	Sponsor, GP, manager of pooled investment vehicles
GAM (LUXEMBOURG) S.A.	Sponsor, GP, manager of pooled investment vehicles
GAM FUND MANAGEMENT LIMITED	Sponsor, GP, manager of pooled investment vehicles
GAM GP INC.	Sponsor, GP, manager of pooled investment vehicles
GAM HONG KONG LIMITED	Other investment adviser, including financial planners
GAM INVESTMENT MANAGEMENT (SWITZERLAND) AG	Other investment adviser, including financial planners
GAM INVESTMENTS (AUSTRALIA) PTY LTD	Other investment adviser, including financial planners
GAM JAPAN LIMITED	Other investment adviser, including financial planners
GAM LONDON LIMITED	Other investment adviser, including financial planners
GAM STERLING MANAGEMENT LIMITED	Sponsor, GP, manager of pooled investment vehicles
GAM SYSTEMATIC LLP	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
GAM USA INC.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
GAM FCM CAT BOND INC.	Private Equity Fund	$2,494.9M	$0.0M	98
GAM INSTITUTIONAL EMERGING EQUITY INC.	Hedge Fund	$6.3M	$3.0M	1

Control Persons

Name	Type	Entity	Title	Since	Ownership
GAM (U.K.) LIMITED	Foreign Entity	–	SHAREHOLDER	03/1984	> 75%
GAM HOLDING AG	Foreign Entity	GAM (SWITZERLAND) HOLDING AG	SHAREHOLDER OF GAM (SWITZERLAND) HOLDING AG	12/2005	> 75%
Beevor, Chris	Individual	–	COMPLIANCE OFFICER	09/2020	< 5%
GAM (SWITZERLAND) HOLDING AG	Foreign Entity	GAM (U.K.) LIMITED	SHAREHOLDER OF GAM(UK) LIMITED	11/2021
Whale, Duncan, S	Individual	–	DIRECTOR	12/2023	< 5%
Kemp, David, R J	Individual	–	DIRECTOR	12/2023	< 5%

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