ALBITZ/MILOE AND ASSOCIATES, INC.
Adviser information for ALBITZ/MILOE AND ASSOCIATES, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,207 | $603.6M |
| Non-Discretionary | 5 | $1.9M |
| Total | 1,212 | $605.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 420 | $143.5M |
| HNW Individuals | 186 | $459.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $442,696 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $815,695 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-22365 |
|---|---|
| SEC ERA File Number | 801-22365 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104777 |
| Legal Entity Identifier | None |
Principal Office
23133 HAWTHORNE BLVD., STE 305TORRANCE
CA
United States
Monday - Friday, 7:30 A.M.-5:00 P.M.
Tel: 310-373-8861, Fax: 310-791-2068
Websites
Chief Compliance Officer
PAUL K MILOE
CO-SENIOR VICE PRESIDENT
23133 HAWTHORNE BVLD STE 305
TORRANCE
CA
United States
Tel:
310-373-8861
Fax:
310-791-2068
P***@**************M
(Full email address available in API data)
Regulatory Contact
PHILIP J ALBITZ
PRESIDENT
23133 HAWTHORNE BLVD., #305
TORRANCE
CA
United States
Tel:
310-373-8861
Fax:
310-791-2068
P***@**************M
(Full email address available in API data)
Industry Affiliates
| CETERA ADVISOR NETWORKS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALBITZ, PHILIP, JOSEPH | Individual | – | PRESIDENT AND CEO | 12/2020 | 25-50% |
| ALBITZ, CLETE, PHILIP | Individual | – | CO-SENIOR VICE PRESIDENT | 01/2022 | 25-50% |
| MILOE, PAUL, KURTIS | Individual | – | CO-SENIOR VICE PRESIDENT AND CCO | 01/2022 | 25-50% |
| ALBITZ, VANCE, PHILIP | Individual | – | VICE PRESIDENT | 01/2022 | 25-50% |