GARDEY FINANCIAL ADVISORS INC
Adviser information for GARDEY FINANCIAL ADVISORS INC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 564 | $203.0M |
| Non-Discretionary | 43 | $25.4M |
| Total | 607 | $228.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 103 | $46.1M |
| HNW Individuals | 71 | $172.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.1M |
| Charitable organizations | 5 | $4.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $107,628 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-22431 |
|---|---|
| SEC ERA File Number | 801-22431 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105337 |
| Legal Entity Identifier | None |
Principal Office
100 HARROW LANESAGINAW
MI
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 989-791-3880, Fax: 989-791-4572
Chief Compliance Officer
CIOLEK, ASHLEY M.
CHIEF OPERATING OFFICER
100 HARROW LANE
SAGINAW
MI
United States
Tel:
989-791-3880
Fax:
989-791-4572
A******@*********M
(Full email address available in API data)
Regulatory Contact
JONATHAN M. GARDEY
PRESIDENT AND CEO
100 HARROW LANE
SAGINAW
MI
United States
Tel:
989-791-3880
Fax:
989-791-4572
J******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CIOLEK, ASHLEY, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2004 | < 5% |
| GARDEY, JONATHAN, MCNEILL | Individual | – | PRESIDENT AND CEO, SOLE SHAREHOLDER | 12/2016 | > 75% |