BEATON MANAGEMENT CO INC
Adviser information for BEATON MANAGEMENT CO INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 142 | $336.8M |
| Non-Discretionary | 5 | $9.2M |
| Total | 147 | $346.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $169.1M |
| HNW Individuals | 9 | $88.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.5M |
| Charitable organizations | 26 | $81.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPORTFOLIO MANAGEMENT FOR CHARITABLE ORGANIZATIONS,TRUSTS, AND ESTATES. |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-22549 |
|---|---|
| SEC ERA File Number | 801-22549 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104728 |
| Legal Entity Identifier | None |
Principal Office
150 SUMMER STREETHAVERHILL
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 978-372-3008, Fax: 978-372-8407
Websites
Chief Compliance Officer
TERRENCE BEATON
PRESIDENT
150 SUMMER ST.
HAVERHILL
MA
United States
Tel:
978-372-3008
Fax:
978-372-8407
T****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEATON, TERRENCE, ARTHUR | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 01/1990 | > 75% |
| MANNING, LISA, ANNE | Individual | – | DIRECTOR | 01/1990 | < 5% |
| BEATON, THOMAS, DANIEL | Individual | – | DIRECTOR | 01/1990 | < 5% |